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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.05B
AUM Growth
+$9.85M
Cap. Flow
+$95.1M
Cap. Flow %
9.1%
Top 10 Hldgs %
50%
Holding
874
New
223
Increased
214
Reduced
73
Closed
220

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$54.9M
2
IMCR icon
Immunocore
IMCR
+$48.2M
3
ARKK icon
ARK Innovation ETF
ARKK
+$41.6M
4
TWTR
Twitter, Inc.
TWTR
+$36.7M
5
RNAM
Avidity Biosciences
RNAM
+$29.2M

Top Sells

Rank Stock Value
1
RLMD icon
Relmada Therapeutics
RLMD
+$23.6M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$19M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.5M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$12.1M
5
STOK icon
Stoke Therapeutics
STOK
+$11.8M

Sector Composition

Rank Sector Weight
1 Healthcare 34.11%
2 Financials 8.03%
3 Materials 6.97%
4 Technology 3.58%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPRAW
576
DELISTED
Mercato Partners Acquisition Corporation Warrant
MPRAW
$2K ﹤0.01%
146,071
– –
CBRGW
577
DELISTED
Chain Bridge I Warrants
CBRGW
$2K ﹤0.01%
14,711
-1,789
-11% -$262
HCNEW
578
DELISTED
Jaws Hurricane Acquisition Corp. Warrant
HCNEW
$2K ﹤0.01%
+12,500
New +$3.36K
EVOJW
579
DELISTED
Evo Acquisition Corp. Warrant
EVOJW
$2K ﹤0.01%
47,091
– –
BMAQR
580
DELISTED
Blockchain Moon Acquisition Corp. Rights
BMAQR
$2K ﹤0.01%
40,000
– –
IPVIW
581
DELISTED
InterPrivate IV InfraTech Partners Inc. Warrant
IPVIW
$2K ﹤0.01%
+17,376
New +$1.72K
PTOCW
582
DELISTED
Pine Technology Acquisition Corp. Warrant
PTOCW
$2K ﹤0.01%
49,900
-100
-0.2% -$7
LOKM.WS
583
DELISTED
Live Oak Mobility Acquisition Corp. Warrants, exercisable for one share of Class A common stock at an exercise price of $11.50 per share
LOKM.WS
$2K ﹤0.01%
+12,990
New +$3.11K
FTAAW
584
DELISTED
FTAC Athena Acquisition Corp. Warrant
FTAAW
$2K ﹤0.01%
39,718
+11,018
+38% +$920
LGACW
585
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
$2K ﹤0.01%
33,340
+8,340
+33% +$1.21K
AKICW
586
DELISTED
Sports Ventures Acquisition Corp. Warrant
AKICW
$2K ﹤0.01%
50,000
– –
HCIIW
587
DELISTED
Hudson Executive Investment Corp. II Warrant
HCIIW
$2K ﹤0.01%
96,885
+16,575
+21% +$1.55K
SCOAW
588
DELISTED
ScION Tech Growth I Warrant
SCOAW
$2K ﹤0.01%
50,900
– –
SHQAW
589
DELISTED
Shelter Acquisition Corporation I Warrants
SHQAW
$2K ﹤0.01%
+20,416
New +$2.71K
COLIW
590
DELISTED
Colicity Inc. Warrant
COLIW
$2K ﹤0.01%
50,142
+19,454
+63% +$2.84K
FLYA.WS
591
DELISTED
SOAR Technology Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FLYA.WS
$2K ﹤0.01%
46,760
– –
COVAW
592
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
$2K ﹤0.01%
92,785
+65,977
+246% +$5.41K
CLRMW
593
DELISTED
Clarim Acquisition Corp. Warrant
CLRMW
$2K ﹤0.01%
46,600
– –
KIIIW
594
DELISTED
Kismet Acquisition Three Corp. Warrant
KIIIW
$2K ﹤0.01%
165,688
+28,339
+21% +$1.25K
FSNB.WS
595
DELISTED
Fusion Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FSNB.WS
$2K ﹤0.01%
+31,196
New +$2.83K
PRBM.WS
596
DELISTED
Parabellum Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
PRBM.WS
$2K ﹤0.01%
49,000
– –
TMPMW
597
DELISTED
Turmeric Acquisition Corp. Warrant
TMPMW
$2K ﹤0.01%
62,204
+16,366
+36% +$971
MNTN.WS
598
DELISTED
Everest Consolidator Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A Common Stock, at an exercise price of $11.50
MNTN.WS
$2K ﹤0.01%
34,000
– –
BNZIW
599
DELISTED
Banzai International Warrant
BNZIW
$1K ﹤0.01%
44,800
-81,987
-65% -$4.34K
CRNC icon
600
Cerence
CRNC
$381M
$1K ﹤0.01%
+10,000
New +$225K
22 23
24
25 26

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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen and Company held 874 positions worth $1.05B, up 0.95% from $1.04B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Cowen and Company deployed $95.1M of net new capital in Q3 2022, opening 223 new positions and adding to 214 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 29% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Relmada Therapeutics, an estimated $23.6M trimmed.

  • Cowen and Company's largest Q3 2022 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.
  • Cowen and Company added most to ARK Innovation ETF in Q3 2022, an estimated $41.6M increase.
  • Cowen and Company's biggest Q3 2022 reduction was Relmada Therapeutics, cutting an estimated $23.6M.
  • Cowen and Company fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $19M.
  • Cowen and Company's ten largest holdings make up 50% of its $1.05B portfolio in Q3 2022.
  • Cowen and Company opened 223 new positions and closed 220 in Q3 2022.
  • Cowen and Company's portfolio value rose 0.95% quarter-over-quarter to $1.05B.

Based on Cowen and Company's 13F filing for Q3 2022, filed 14 Nov 2022.