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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-4.19%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.04B
AUM Growth
-$63.6M
Cap. Flow
-$14.6M
Cap. Flow %
-1.4%
Top 10 Hldgs %
44.54%
Holding
900
New
268
Increased
133
Reduced
141
Closed
310

Top Buys

Rank Stock Value
1
SLVM icon
Sylvamo
SLVM
+$64.9M
2
ARKK icon
ARK Innovation ETF
ARKK
+$54.7M
3
FULC icon
Fulcrum Therapeutics
FULC
+$48.9M
4
RIVN icon
Rivian
RIVN
+$32.4M
5
STOK icon
Stoke Therapeutics
STOK
+$22.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$143M
2
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$49M
3
CCVI
Churchill Capital Corp VI
CCVI
+$34.2M
4
AMD icon
Advanced Micro Devices
AMD
+$27.5M
5
CLDX icon
Celldex Therapeutics
CLDX
+$18M

Sector Composition

Rank Sector Weight
1 Healthcare 39.85%
2 Financials 15.44%
3 Materials 6.54%
4 Consumer Discretionary 6.02%
5 Industrials 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIRWW
576
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$3K ﹤0.01%
20,000
-40,000
-67% -$14K
APRN
577
CALL
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
$3K ﹤0.01%
+1,667
New +$121K
SSAAW
578
DELISTED
Science Strategic Acquisition Corp. Alpha Warrant
SSAAW
$3K ﹤0.01%
14,263
-29,057
-67% -$12K
ADRT.WS
579
DELISTED
Ault Disruptive Technologies Corporation Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50
ADRT.WS
$3K ﹤0.01%
+19,500
New +$3.43K
HIGA.WS
580
DELISTED
H.I.G. Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HIGA.WS
$3K ﹤0.01%
10,000
-65,000
-87% -$27.1K
CERN
581
CALL
DELISTED
Cerner Corp
CERN
$3K ﹤0.01%
110,000
+44,400
+68% +$4.11M
VNE
582
PUT
DELISTED
Veoneer, Inc.
VNE
$3K ﹤0.01%
+80,200
New +$2.85M
HYG icon
583
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$2K ﹤0.01%
+31,900
New +$2.67M
KSS icon
584
PUT
Kohl's
KSS
$2.1B
$2K ﹤0.01%
+5,100
New +$288K
LCID icon
585
CALL
Lucid Motors
LCID
$2.64B
$2K ﹤0.01%
500
– –
BZAIW
586
Blaize Holdings Warrants
BZAIW
$6.67M
$2K ﹤0.01%
+12,677
New +$2.2K
GEEXW
587
DELISTED
Games & Esports Experience Acquisition Corp. Warrants
GEEXW
$2K ﹤0.01%
+11,700
New +$3.75K
GILD icon
588
CALL
Gilead Sciences
GILD
$168B
$1K ﹤0.01%
+10,000
New +$639K
IONS icon
589
CALL
Ionis Pharmaceuticals
IONS
$9.21B
$1K ﹤0.01%
13,700
+3,700
+37% +$121K
OPEN icon
590
CALL
Opendoor
OPEN
$3.48B
$1K ﹤0.01%
+1,033
New +$9.6K
AAL icon
591
American Airlines Group
AAL
$10.1B
– –
-146
Closed -$3K
AAL icon
592
PUT
American Airlines Group
AAL
$10.1B
– –
-121,400
Closed -$2K
AAPL icon
593
Apple
AAPL
$4.45T
– –
-16,752
Closed -$2.97M
ADVM
594
DELISTED
Adverum Biotechnologies
ADVM
– –
-97,218
Closed -$1.71M
AMD icon
595
CALL
Advanced Micro Devices
AMD
$774B
– –
-167,700
Closed -$2.27M
AMD icon
596
Advanced Micro Devices
AMD
$774B
– –
-191,007
Closed -$27.5M
AMD icon
597
PUT
Advanced Micro Devices
AMD
$774B
– –
-296,300
Closed -$958K
AMRN
598
CALL
Amarin Corp
AMRN
$296M
– –
-2,100
Closed -$2K
AMRN
599
Amarin Corp
AMRN
$296M
– –
-2,993
Closed -$202K
AMRN
600
PUT
Amarin Corp
AMRN
$296M
– –
-2,100
Closed -$74K
22 23
24
25 26

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FPCG
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Cowen and Company's Q1 2022 Portfolio in Review

As of Q1 2022, Cowen and Company held 900 positions worth $1.04B, down 5.8% from $1.1B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen and Company's Q1 2022 filing shows 268 new, 133 increased, 141 reduced and 310 closed positions. Its largest new stake was Sylvamo: 1,955,000 shares worth $65.1M. The largest sale was Invesco QQQ Trust, an estimated $143M.

By sector, the portfolio is most concentrated in Healthcare at 40% of assets, up from 26% a quarter earlier, followed by Financials and Materials.

  • Cowen and Company's largest Q1 2022 buy was Sylvamo: 1,955,000 shares worth $65.1M.
  • Cowen and Company added most to ARK Innovation ETF in Q1 2022, an estimated $54.7M increase.
  • Cowen and Company's biggest Q1 2022 reduction was Invesco QQQ Trust, cutting an estimated $143M.
  • Cowen and Company fully exited Churchill Capital Corp VI in Q1 2022, selling an estimated $34.2M.
  • Cowen and Company's ten largest holdings make up 45% of its $1.04B portfolio in Q1 2022.
  • Cowen and Company opened 268 new positions and closed 310 in Q1 2022.
  • Cowen and Company's portfolio value fell 5.8% quarter-over-quarter to $1.04B.

Based on Cowen and Company's 13F filing for Q1 2022, filed 16 May 2022.