CAC

Cowen and Company Portfolio holdings

AUM $2.9B
This Quarter Return
-0.44%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$1.05B
AUM Growth
-$1.02B
Cap. Flow
-$578M
Cap. Flow %
-55.14%
Top 10 Hldgs %
37.87%
Holding
716
New
269
Increased
90
Reduced
71
Closed
175

Top Buys

1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
$64.6M
2
CCVI
Churchill Capital Corp VI
CCVI
$34.2M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
$29.7M
4
AMD icon
Advanced Micro Devices
AMD
$24.2M
5
ARKK icon
ARK Innovation ETF
ARKK
$23.6M

Top Sells

1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$270M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$183M
3
LOW icon
Lowe's Companies
LOW
$105M
4
IWM icon
iShares Russell 2000 ETF
IWM
$90.8M
5
XBI icon
SPDR S&P Biotech ETF
XBI
$50.3M

Sector Composition

1 Financials 28.55%
2 Healthcare 27.63%
3 Technology 10.14%
4 Industrials 8.24%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KDMN
576
DELISTED
Kadmon Holdings, Inc.
KDMN
– –
0
– –
MDLA
577
DELISTED
Medallia, Inc.
MDLA
– –
0
– –
BOWX
578
DELISTED
BowX Acquisition Corp. Class A Common Stock
BOWX
– –
-318,808
Closed -$3.19M
HZAC
579
DELISTED
Horizon Acquisition Corporation
HZAC
– –
-263,340
Closed -$2.63M
ARD
580
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
– –
-100,985
Closed -$2.57M
LDL
581
DELISTED
Lydall, Inc.
LDL
– –
-3,799
Closed -$236K
GRUB
582
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-16,929
Closed -$246K
ACRO.WS
583
DELISTED
Acropolis Infrastructure Acquisition Corp. Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
ACRO.WS
– –
-50,000
Closed -$46K
GFX.WS
584
DELISTED
Golden Falcon Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
GFX.WS
– –
-10,000
Closed -$6K
BBL
585
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
– –
-30,000
Closed -$1.52M
STMP
586
DELISTED
Stamps.com, Inc.
STMP
– –
-28,848
Closed -$9.51M
ABUS icon
587
Arbutus Biopharma
ABUS
$757M
– –
-249,215
Closed -$1.07M
ACAD icon
588
Acadia Pharmaceuticals
ACAD
$4.29B
– –
-5,121
Closed -$85K
ADI icon
589
Analog Devices
ADI
$119B
– –
0
– –
AGIO icon
590
Agios Pharmaceuticals
AGIO
$1.97B
– –
0
– –
ALNY icon
591
Alnylam Pharmaceuticals
ALNY
$59.6B
– –
0
– –
ANY icon
592
Sphere 3D
ANY
$16.7M
– –
0
– –
APLS icon
593
Apellis Pharmaceuticals
APLS
$3.47B
– –
-57,889
Closed -$1.91M
AUPH icon
594
Aurinia Pharmaceuticals
AUPH
$1.59B
– –
0
– –
AXON icon
595
Axon Enterprise
AXON
$57.2B
– –
0
– –
BAC icon
596
Bank of America
BAC
$373B
– –
-18,753
Closed -$796K
BBVA icon
597
Banco Bilbao Vizcaya Argentaria
BBVA
$106B
– –
-1,000,000
Closed -$6.59M
BEPC icon
598
Brookfield Renewable
BEPC
$5.96B
– –
-47,994
Closed -$1.86M
BIIB icon
599
Biogen
BIIB
$20.5B
– –
0
– –
BKSY icon
600
BlackSky Technology
BKSY
$581M
– –
-2,250
Closed -$186K
22 23
24
25 26