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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCUS icon
576
CALL
Arcus Biosciences
RCUS
$3.66B
$10K ﹤0.01%
+31,700
New +$1.23M
SCPL
577
CALL
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$10K ﹤0.01%
128,600
+59,100
+85% +$1.06M
SLVRW
578
DELISTED
SilverSPAC Inc. Warrant
SLVRW
$10K ﹤0.01%
+15,172
New +$10.7K
AVACW
579
DELISTED
Avalon Acquisition Inc. Warrant
AVACW
$10K ﹤0.01%
+25,000
New +$10.2K
GBRGR
580
DELISTED
Goldenbridge Acquisition Limited Right
GBRGR
$10K ﹤0.01%
+50,000
New +$16K
SIRI icon
581
CALL
SiriusXM
SIRI
$9.7B
$9K ﹤0.01%
+5,000
New +$313K
ACBAW
582
DELISTED
Ace Global Business Acquisition Ltd Warrant
ACBAW
$9K ﹤0.01%
+35,169
New +$16.2K
CPUH.WS
583
DELISTED
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
$9K ﹤0.01%
+10,209
New +$10K
AZN icon
584
PUT
AstraZeneca
AZN
$251B
$8K ﹤0.01%
28,150
+250
+0.9% +$29.4K
CXAIW icon
585
CXApp Inc Warrant
CXAIW
$955K
$8K ﹤0.01%
+16,471
New +$10.2K
SNDX icon
586
Syndax Pharmaceuticals
SNDX
$1.82B
$8K ﹤0.01%
+377
New +$6.97K
TGNA
587
CALL
DELISTED
TEGNA Inc
TGNA
$8K ﹤0.01%
+65,000
New +$1.3M
VAC icon
588
PUT
Marriott Vacations Worldwide
VAC
$3.89B
$8K ﹤0.01%
15,000
+5,000
+50% +$803K
ML.WS
589
DELISTED
MoneyLion Inc. Warrants, each whole warrant exercisable 1/30th of a share of Class A common stock at an exercise price of $345.00 per whole share
ML.WS
$8K ﹤0.01%
+13,634
New +$10.1K
PIAI.WS
590
DELISTED
Prime Impact Acquisition I Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PIAI.WS
$8K ﹤0.01%
+14,166
New +$10.2K
AEACW
591
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
$8K ﹤0.01%
15,000
-25,001
-63% -$16.1K
FRWAW
592
DELISTED
PWP Forward Acquisition Corp. I Warrant
FRWAW
$8K ﹤0.01%
+10,000
New +$8.2K
BZFDW icon
593
BuzzFeed Inc Warrant
BZFDW
$520K
$7K ﹤0.01%
+13,204
New +$13.7K
ROSEW
594
DELISTED
Rose Hill Acquisition Corporation Warrant
ROSEW
$7K ﹤0.01%
+15,000
New +$7.14K
COF icon
595
PUT
Capital One
COF
$134B
$6K ﹤0.01%
51,800
+300
+0.6% +$46.3K
KURA icon
596
PUT
Kura Oncology
KURA
$874M
$6K ﹤0.01%
10,000
-5,000
-33% -$81K
MCRB icon
597
PUT
Seres Therapeutics
MCRB
$50.2M
$6K ﹤0.01%
1,000
-10
-1% -$1.59K
VTRS icon
598
CALL
Viatris
VTRS
$18.7B
$6K ﹤0.01%
25,000
– –
PHGE.WS
599
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
$6K ﹤0.01%
+56,003
New +$15.2K
PSAGW
600
DELISTED
Property Solutions Acquisition Corporation II Warrant
PSAGW
$6K ﹤0.01%
10,736
-9,264
-46% -$6.8K
22 23
24
25 26

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.