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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+17.7%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$956M
AUM Growth
-$88.9M
Cap. Flow
-$124M
Cap. Flow %
-13%
Top 10 Hldgs %
51.28%
Holding
904
New
257
Increased
162
Reduced
180
Closed
232

Top Buys

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.7M
2
IMVT icon
Immunovant
IMVT
+$15.7M
3
LL
LL Flooring Holdings, Inc.
LL
+$11.4M
4
ACET icon
Adicet Bio
ACET
+$10.9M
5
INVZ icon
Innoviz Technologies
INVZ
+$9.95M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$131M
2
IMCR icon
Immunocore
IMCR
+$34.1M
3
FTAI icon
FTAI Aviation
FTAI
+$28.1M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$20.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.4M

Sector Composition

Rank Sector Weight
1 Healthcare 36.98%
2 Financials 14.53%
3 Materials 10.99%
4 Energy 8.52%
5 Consumer Discretionary 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASPAW
551
DELISTED
Abri SPAC I Inc Warrant
ASPAW
$2.25K ﹤0.01%
45,054
-4,246
-9% -$270
GBBKW
552
DELISTED
Global Blockchain Acquisition Corp. Warrant
GBBKW
$2.23K ﹤0.01%
64,500
-59,600
-48% -$2.01K
APLS
553
CALL
DELISTED
Apellis Pharmaceuticals
APLS
$2.22K ﹤0.01%
+4,800
New +$255K
PORT.WS
554
DELISTED
Southport Acquisition Corporation Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50
PORT.WS
$2.2K ﹤0.01%
96,822
– –
MPRAW
555
DELISTED
Mercato Partners Acquisition Corporation Warrant
MPRAW
$2.19K ﹤0.01%
145,371
-700
-0.5% -$16
AISPW
556
Airship AI Holdings Warrants
AISPW
$15.3M
$2.16K ﹤0.01%
26,984
-900
-3% -$34
ABPWW
557
DELISTED
Abpro Holdings Warrant
ABPWW
$2.15K ﹤0.01%
33,074
+13,100
+66% +$402
IGTAW
558
DELISTED
Inception Growth Acquisition Limited Warrants
IGTAW
$2.15K ﹤0.01%
53,723
– –
ADEX.WS
559
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$2.14K ﹤0.01%
35,747
+100
+0.3% +$4
CNGLW
560
DELISTED
Canna-Global Acquisition Corp Warrant
CNGLW
$2.1K ﹤0.01%
105,389
-94,600
-47% -$2.27K
VCXB.WS
561
DELISTED
10X Capital Venture Acquisition Corp III Warrants
VCXB.WS
$2.08K ﹤0.01%
+26,000
New +$1.05K
LTCHW
562
DELISTED
Latch, Inc. Warrant expiring 6/4/2026
LTCHW
$2.05K ﹤0.01%
48,124
– –
PEPLW
563
DELISTED
PepperLime Health Acquisition Corporation Warrrant
PEPLW
$2K ﹤0.01%
130,464
+200
+0.2% +$6
CMCAW
564
DELISTED
Capitalworks Emerging Markets Acquisition Corp Warrant
CMCAW
$2K ﹤0.01%
99,300
– –
PEGRW
565
DELISTED
Project Energy Reimagined Acquisition Corp. Warrant
PEGRW
$1.99K ﹤0.01%
49,700
-750,000
-94% -$74K
CLOER
566
DELISTED
Clover Leaf Capital Corp. Rights
CLOER
$1.98K ﹤0.01%
24,700
– –
CSLMW
567
DELISTED
CSLM Acquisition Corp. Warrant
CSLMW
$1.97K ﹤0.01%
65,700
-34,300
-34% -$1.09K
XFINW
568
DELISTED
ExcelFin Acquisition Corp Warrant
XFINW
$1.97K ﹤0.01%
65,715
+100
+0.2% +$5
TCDA
569
DELISTED
Tricida, Inc. Common Stock
TCDA
$1.96K ﹤0.01%
12,806
-13,789
-52% -$41K
XBPEW
570
XBP Europe Holdings Warrant
XBPEW
$1.91K ﹤0.01%
+68,187
New +$4.37K
ENERW
571
DELISTED
Accretion Acquisition Corp Warrant
ENERW
$1.85K ﹤0.01%
99,000
-1,000
-1% -$22
COCHW icon
572
Envoy Medical Warrant
COCHW
$708K
$1.82K ﹤0.01%
48,047
-18,619
-28% -$883
GH icon
573
CALL
Guardant Health
GH
$22.2B
$1.8K ﹤0.01%
+4,800
New +$220K
ZPTAW
574
DELISTED
Zapata Computing Holdings Inc. Warrant
ZPTAW
$1.77K ﹤0.01%
+25,190
New +$1.73K
DISH
575
CALL
DELISTED
DISH Network Corp.
DISH
$1.75K ﹤0.01%
+35,000
New +$517K
21 22
23
24 25

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q4 2022 Portfolio in Review

As of Q4 2022, Cowen and Company held 904 positions worth $956M, down 8.5% from $1.05B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen and Company withdrew a net $124M in Q4 2022, closing 232 positions and reducing 180 holdings. Its most notable exit was ARK Innovation ETF, an estimated $131M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 34% a quarter earlier, followed by Financials and Materials.

Against the trend, Cowen and Company opened a new position in DCP Midstream, LP worth $58.8M.

  • Cowen and Company's largest Q4 2022 buy was DCP Midstream, LP: 1,516,562 shares worth $58.8M.
  • Cowen and Company added most to Adicet Bio in Q4 2022, an estimated $10.9M increase.
  • Cowen and Company's biggest Q4 2022 reduction was Immunocore, cutting an estimated $34.1M.
  • Cowen and Company fully exited ARK Innovation ETF in Q4 2022, selling an estimated $131M.
  • Cowen and Company's ten largest holdings make up 51% of its $956M portfolio in Q4 2022.
  • Cowen and Company opened 257 new positions and closed 232 in Q4 2022.
  • Cowen and Company's portfolio value fell 8.5% quarter-over-quarter to $956M.

Based on Cowen and Company's 13F filing for Q4 2022, filed 9 Feb 2023.