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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.05B
AUM Growth
+$9.85M
Cap. Flow
+$95.1M
Cap. Flow %
9.1%
Top 10 Hldgs %
50%
Holding
874
New
223
Increased
214
Reduced
73
Closed
220

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$54.9M
2
IMCR icon
Immunocore
IMCR
+$48.2M
3
ARKK icon
ARK Innovation ETF
ARKK
+$41.6M
4
TWTR
Twitter, Inc.
TWTR
+$36.7M
5
RNAM
Avidity Biosciences
RNAM
+$29.2M

Top Sells

Rank Stock Value
1
RLMD icon
Relmada Therapeutics
RLMD
+$23.6M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$19M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.5M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$12.1M
5
STOK icon
Stoke Therapeutics
STOK
+$11.8M

Sector Composition

Rank Sector Weight
1 Healthcare 34.11%
2 Financials 8.03%
3 Materials 6.97%
4 Technology 3.58%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSAQ.WS
551
DELISTED
Black Spade Acquisition Co Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
BSAQ.WS
$3K ﹤0.01%
24,400
– –
CORS.WS
552
DELISTED
Corsair Partnering Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CORS.WS
$3K ﹤0.01%
34,277
-500
-1% -$119
WEJOW
553
DELISTED
Wejo Group Limited Warrant
WEJOW
$3K ﹤0.01%
+26,260
New +$3.56K
GIA.WS
554
DELISTED
GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
GIA.WS
$3K ﹤0.01%
131,093
-19,350
-13% -$898
LDHAW
555
DELISTED
LDH Growth Corp I Warrant
LDHAW
$3K ﹤0.01%
+98,244
New +$11.8K
SCOBW
556
DELISTED
ScION Tech Growth II Warrants
SCOBW
$3K ﹤0.01%
67,500
+57,500
+575% +$4.11K
ACDI.WS
557
DELISTED
Ascendant Digital Acquisition Corp. III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11. 50 per share
ACDI.WS
$3K ﹤0.01%
68,100
– –
KLAQW
558
DELISTED
KL Acquisition Corp Warrant
KLAQW
$3K ﹤0.01%
63,187
+13,187
+26% +$1.16K
AILEW
559
DELISTED
iLearningEngines, Inc. Warrant
AILEW
$3K ﹤0.01%
70,900
– –
GFX.WS
560
DELISTED
Golden Falcon Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
GFX.WS
$3K ﹤0.01%
51,199
– –
PSPC.WS
561
DELISTED
Post Holdings Partnering Corporation Redeemable Warrants, each whole warrant exercisable for one share of Series A common stock at an exercise price of $11.50
PSPC.WS
$3K ﹤0.01%
+25,000
New +$5.36K
AISPW
562
Airship AI Holdings Warrants
AISPW
$15.3M
$2K ﹤0.01%
27,884
– –
BETRW icon
563
Better Home & Finance Warrant
BETRW
$1.85M
$2K ﹤0.01%
25,000
– –
JSPRW icon
564
Japer Therapeutics Warrants
JSPRW
$216K
$2K ﹤0.01%
32,590
– –
NTNX icon
565
Nutanix
NTNX
$17.4B
$2K ﹤0.01%
+10,000
New +$182K
ABPWW
566
DELISTED
Abpro Holdings Warrant
ABPWW
$2K ﹤0.01%
+19,974
New +$1.68K
SPWRW
567
SunPower Inc Warrants
SPWRW
$746K
$2K ﹤0.01%
+14,006
New +$2.03K
ZLSWW
568
DELISTED
Zalatoris II Acquisition Corp Warrant
ZLSWW
$2K ﹤0.01%
16,666
– –
KRNLW
569
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$2K ﹤0.01%
85,221
+26,896
+46% +$1.54K
ADOCW
570
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
$2K ﹤0.01%
65,100
– –
ALTUW
571
DELISTED
Altitude Acquisition Corp Warrant
ALTUW
$2K ﹤0.01%
25,000
– –
NRACW
572
DELISTED
Northern Revival Acquisition Corporation Warrant
NRACW
$2K ﹤0.01%
50,000
– –
ADEX.WS
573
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$2K ﹤0.01%
+35,647
New +$2.28K
DISAW
574
DELISTED
Disruptive Acquisition Corporation I Warrant
DISAW
$2K ﹤0.01%
49,466
-534
-1% -$40
TMPOW
575
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
$2K ﹤0.01%
19,000
+78
+0.4% +$9
21 22
23
24 25

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen and Company held 874 positions worth $1.05B, up 0.95% from $1.04B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Cowen and Company deployed $95.1M of net new capital in Q3 2022, opening 223 new positions and adding to 214 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 29% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Relmada Therapeutics, an estimated $23.6M trimmed.

  • Cowen and Company's largest Q3 2022 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.
  • Cowen and Company added most to ARK Innovation ETF in Q3 2022, an estimated $41.6M increase.
  • Cowen and Company's biggest Q3 2022 reduction was Relmada Therapeutics, cutting an estimated $23.6M.
  • Cowen and Company fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $19M.
  • Cowen and Company's ten largest holdings make up 50% of its $1.05B portfolio in Q3 2022.
  • Cowen and Company opened 223 new positions and closed 220 in Q3 2022.
  • Cowen and Company's portfolio value rose 0.95% quarter-over-quarter to $1.05B.

Based on Cowen and Company's 13F filing for Q3 2022, filed 14 Nov 2022.