CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Return 104.28%
This Quarter Return
-4.01%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$992M
AUM Growth
-$56.7M
Cap. Flow
-$107M
Cap. Flow %
-10.82%
Top 10 Hldgs %
46.63%
Holding
744
New
209
Increased
114
Reduced
123
Closed
206

Top Buys

1
FULC icon
Fulcrum Therapeutics
FULC
$81.7M
2
SLVM icon
Sylvamo
SLVM
$65.1M
3
ARKK icon
ARK Innovation ETF
ARKK
$51.4M
4
ACET icon
Adicet Bio
ACET
$30M
5
RLMD icon
Relmada Therapeutics
RLMD
$27.4M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
$146M
2
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
$49.1M
3
CCVI
Churchill Capital Corp VI
CCVI
$34.2M
4
AMD icon
Advanced Micro Devices
AMD
$27.5M
5
CLDX icon
Celldex Therapeutics
CLDX
$18M

Sector Composition

1 Healthcare 41.72%
2 Financials 16.16%
3 Materials 6.85%
4 Consumer Discretionary 6.32%
5 Industrials 4.99%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BLTSW
551
DELISTED
Bright Lights Acquisition Corp. Warrant
BLTSW
– –
-50,000
Closed -$40K
FCAX.WS
552
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
– –
-45,566
Closed -$36K
OEPWW
553
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
– –
-33,333
Closed -$19K
HTPA.U
554
DELISTED
Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HTPA.U
– –
-300,000
Closed -$3.12M
SWCH
555
DELISTED
Switch, Inc. Class A Common Stock
SWCH
– –
-19,306
Closed -$553K
NDAC
556
DELISTED
NightDragon Acquisition Corp. Class A Common stock
NDAC
– –
-520,781
Closed -$5.08M
ACII.U
557
DELISTED
Atlas Crest Investment Corp. II Units, each consisting of one Class A common stock, $.0001 par value, and one-fourth of one redeemable warrant
ACII.U
– –
-124,588
Closed -$1.24M
HMCO
558
DELISTED
HumanCo Acquisition Corp. Class A Common Stock
HMCO
– –
-368,257
Closed -$3.6M
OHPAU
559
DELISTED
Orion Acquisition Corp. Unit
OHPAU
– –
-50,500
Closed -$497K
RCOR.WS
560
DELISTED
Renovacor, Inc. Warrants, entitling the holder thereof to purchase one-half (1/2) of a share of common stock at a price of $11. 50 per whole share
RCOR.WS
– –
-39,500
Closed -$23K
LMACA
561
DELISTED
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
– –
-40,000
Closed -$411K
FRWAW
562
DELISTED
PWP Forward Acquisition Corp. I Warrant
FRWAW
– –
-10,000
Closed -$8K
DSAQ.WS
563
DELISTED
Direct Selling Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
DSAQ.WS
– –
-50,000
Closed -$25K
FVIV.U
564
DELISTED
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
– –
-300,000
Closed -$2.99M
ASZ.U
565
DELISTED
Austerlitz Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
ASZ.U
– –
-300,000
Closed -$3M
CPTK.WS
566
DELISTED
Crown PropTech Acquisitions Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CPTK.WS
– –
-30,000
Closed -$17K
LAXXR
567
DELISTED
8i Acquisition 2 Corp. Rights
LAXXR
– –
-200,000
Closed -$56K
AAQC.WS
568
DELISTED
Accelerate Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
AAQC.WS
– –
-18,119
Closed -$15K
LHC.WS
569
DELISTED
Leo Holdings Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
LHC.WS
– –
-144,445
Closed -$84K
CRHC.WS
570
DELISTED
Cohn Robbins Holdings Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CRHC.WS
– –
-35,000
Closed -$28K
AMPI.WS
571
DELISTED
Advanced Merger Partners, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
AMPI.WS
– –
-15,000
Closed -$12K
QFTA.WS
572
DELISTED
Quantum FinTech Acquisition Corporation Warrants, each warrant exercisable for one-half of one share of Common Stock at an exercise price of $11.50
QFTA.WS
– –
-40,000
Closed -$20K
SRSA
573
DELISTED
Sarissa Capital Acquisition Corp. Class A Ordinary Shares
SRSA
– –
-64,465
Closed -$631K
BOAS.WS
574
DELISTED
BOA Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at a price of $11.50 per share
BOAS.WS
– –
-50,000
Closed -$27K
SBII.WS
575
DELISTED
Sandbridge X2 Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
SBII.WS
– –
-62,800
Closed -$35K
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