We are live on ! Find out more
CAC

Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASAXW
551
DELISTED
Astrea Acquisition Corp. Warrant
ASAXW
$17K ﹤0.01%
33,439
-4,008
-11% -$2.49K
CPTK.WS
552
DELISTED
Crown PropTech Acquisitions Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CPTK.WS
$17K ﹤0.01%
30,000
+5,000
+20% +$3.51K
LCID icon
553
CALL
Lucid Motors
LCID
$2.61B
$16K ﹤0.01%
+500
New +$188K
TOL icon
554
PUT
Toll Brothers
TOL
$14.2B
$16K ﹤0.01%
+50,000
New +$3.21M
JCICW
555
DELISTED
Jack Creek Investment Corp. Warrants
JCICW
$16K ﹤0.01%
+30,000
New +$19.1K
TBCH
556
CALL
Turtle Beach Corp
TBCH
$254M
$15K ﹤0.01%
192,700
+91,000
+89% +$2.46M
AAQC.WS
557
DELISTED
Accelerate Acquisition Corp Warrants
AAQC.WS
$15K ﹤0.01%
+18,119
New +$17.2K
HCCCW
558
DELISTED
Healthcare Capital Corp. Warrant
HCCCW
$15K ﹤0.01%
31,275
+6,275
+25% +$4.08K
MAT icon
559
PUT
Mattel
MAT
$4.28B
$14K ﹤0.01%
+560,600
New +$11.8M
HIPO.WS
560
DELISTED
Hippo Holdings Inc. Redeemable warrants, each whole warrant exercisable for one twenty-fifth (1/25) share of Common Stock at an exercise price of $287.50 per full share
HIPO.WS
$14K ﹤0.01%
29,862
– –
SCPL
561
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$14K ﹤0.01%
+1,023
New +$18.3K
EPHYW
562
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
$14K ﹤0.01%
+18,073
New +$16.8K
ARNA
563
CALL
DELISTED
Arena Pharmaceuticals Inc
ARNA
$14K ﹤0.01%
+11,200
New +$738K
FTEV.WS
564
DELISTED
FinTech Evolution Acquisition Group Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share for $11.50 per share
FTEV.WS
$13K ﹤0.01%
+21,712
New +$14.9K
AGBAR
565
DELISTED
AGBA Acquisition Ltd Right
AGBAR
$13K ﹤0.01%
+75,000
New +$19.2K
GBT
566
CALL
DELISTED
Global Blood Therapeutics, Inc.
GBT
$13K ﹤0.01%
+12,000
New +$372K
DSKEW
567
DELISTED
Daseke, Inc. Warrant
DSKEW
$13K ﹤0.01%
100,000
– –
BMRN icon
568
CALL
BioMarin Pharmaceuticals
BMRN
$13.5B
$12K ﹤0.01%
+58,300
New +$4.81M
KRNLW
569
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$12K ﹤0.01%
22,853
-27,147
-54% -$15.5K
AMPI.WS
570
DELISTED
Advanced Merger Partners Inc Warrants
AMPI.WS
$12K ﹤0.01%
15,000
-4,889
-25% -$4.16K
CFFVW
571
DELISTED
CF Acquisition Corp. V Warrant
CFFVW
$12K ﹤0.01%
21,960
+1,960
+10% +$1.74K
WU icon
572
CALL
Western Union
WU
$2.2B
$11K ﹤0.01%
+66,800
New +$1.23M
CHNG
573
PUT
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$11K ﹤0.01%
231,400
+700
+0.3% +$14.7K
FXI icon
574
CALL
iShares China Large-Cap ETF
FXI
$4.26B
$10K ﹤0.01%
171,000
-979,200
-85% -$38.4M
HR icon
575
CALL
Healthcare Realty
HR
$6.64B
$10K ﹤0.01%
+18,200
New +$608K
21 22
23
24 25

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.