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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.05B
AUM Growth
+$9.85M
Cap. Flow
+$95.1M
Cap. Flow %
9.1%
Top 10 Hldgs %
50%
Holding
874
New
223
Increased
214
Reduced
73
Closed
220

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$54.9M
2
IMCR icon
Immunocore
IMCR
+$48.2M
3
ARKK icon
ARK Innovation ETF
ARKK
+$41.6M
4
TWTR
Twitter, Inc.
TWTR
+$36.7M
5
RNAM
Avidity Biosciences
RNAM
+$29.2M

Top Sells

Rank Stock Value
1
RLMD icon
Relmada Therapeutics
RLMD
+$23.6M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$19M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.5M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$12.1M
5
STOK icon
Stoke Therapeutics
STOK
+$11.8M

Sector Composition

Rank Sector Weight
1 Healthcare 34.11%
2 Financials 8.03%
3 Materials 6.97%
4 Technology 3.58%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HHLA.WS
526
DELISTED
HH&L Acquisition Co. Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HHLA.WS
$4K ﹤0.01%
119,600
+15,900
+15% +$1.22K
GSDWW
527
DELISTED
Global Systems Dynamics, Inc. Warrant
GSDWW
$4K ﹤0.01%
59,927
– –
ASPAW
528
DELISTED
Abri SPAC I Inc Warrant
ASPAW
$4K ﹤0.01%
49,300
+400
+0.8% +$54
LTCHW
529
DELISTED
Latch, Inc. Warrant expiring 6/4/2026
LTCHW
$4K ﹤0.01%
+48,124
New +$6.1K
PGRWW
530
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$4K ﹤0.01%
40,000
– –
GEEXW
531
DELISTED
Games & Esports Experience Acquisition Corp. Warrants
GEEXW
$4K ﹤0.01%
48,511
– –
CPAQW
532
DELISTED
Counter Press Acquisition Corporation Warrant
CPAQW
$4K ﹤0.01%
96,109
-5,100
-5% -$430
GSEVW
533
DELISTED
Gores Holdings VII, Inc. Warrant
GSEVW
$4K ﹤0.01%
+31,090
New +$7.6K
HLAHW
534
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Warrant
HLAHW
$4K ﹤0.01%
59,387
+20,054
+51% +$1.74K
OEPWW
535
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$4K ﹤0.01%
50,000
-56,962
-53% -$5.57K
HUGS.WS
536
DELISTED
USHG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
HUGS.WS
$4K ﹤0.01%
+79,828
New +$11.3K
AAQC.WS
537
DELISTED
Accelerate Acquisition Corp Warrants
AAQC.WS
$4K ﹤0.01%
+60,566
New +$6.32K
BENER
538
DELISTED
Benessere Capital Acquisition Corp. Right
BENER
$4K ﹤0.01%
29,900
– –
SHFSW icon
539
SHF Holdings Warrants
SHFSW
$241K
$3K ﹤0.01%
21,168
-2,000
-9% -$401
KACLR
540
DELISTED
Kairous Acquisition Corp. Limited Rights
KACLR
$3K ﹤0.01%
+37,500
New +$3.48K
GLLIW
541
DELISTED
Globalink Investment Inc. Warrants
GLLIW
$3K ﹤0.01%
50,100
– –
PRSTW
542
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
$3K ﹤0.01%
+30,000
New +$5.68K
APCA.WS
543
DELISTED
AP Acquisition Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
APCA.WS
$3K ﹤0.01%
37,789
-890
-2% -$136
ACBAW
544
DELISTED
Ace Global Business Acquisition Ltd Warrant
ACBAW
$3K ﹤0.01%
35,169
– –
CONXW
545
DELISTED
CONX Corp. Warrant
CONXW
$3K ﹤0.01%
40,000
-5,900
-13% -$545
IRRX.WS
546
DELISTED
Integrated Rail and Resources Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
IRRX.WS
$3K ﹤0.01%
39,500
– –
TGVCW
547
DELISTED
TG Venture Acquisition Corp. Warrants
TGVCW
$3K ﹤0.01%
50,000
– –
GETR.WS
548
DELISTED
Getaround, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share
GETR.WS
$3K ﹤0.01%
+50,000
New +$5.31K
TRCA.WS
549
DELISTED
Twin Ridge Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TRCA.WS
$3K ﹤0.01%
+50,850
New +$4.16K
FXCOW
550
DELISTED
Financial Strategies Acquisition Corp. Warrants
FXCOW
$3K ﹤0.01%
50,000
– –
20 21
22
23 24

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FPCG
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FTDI
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CIM
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Cowen and Company's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen and Company held 874 positions worth $1.05B, up 0.95% from $1.04B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Cowen and Company deployed $95.1M of net new capital in Q3 2022, opening 223 new positions and adding to 214 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 29% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Relmada Therapeutics, an estimated $23.6M trimmed.

  • Cowen and Company's largest Q3 2022 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.
  • Cowen and Company added most to ARK Innovation ETF in Q3 2022, an estimated $41.6M increase.
  • Cowen and Company's biggest Q3 2022 reduction was Relmada Therapeutics, cutting an estimated $23.6M.
  • Cowen and Company fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $19M.
  • Cowen and Company's ten largest holdings make up 50% of its $1.05B portfolio in Q3 2022.
  • Cowen and Company opened 223 new positions and closed 220 in Q3 2022.
  • Cowen and Company's portfolio value rose 0.95% quarter-over-quarter to $1.05B.

Based on Cowen and Company's 13F filing for Q3 2022, filed 14 Nov 2022.