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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRTX
526
CALL
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$21K ﹤0.01%
22,200
-30,400
-58% -$4.72M
VTAQR
527
DELISTED
Ventoux CCM Acquisition Corp. Right
VTAQR
$21K ﹤0.01%
+100,000
New +$24K
HYG icon
528
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$20K ﹤0.01%
50,000
-55,000
-52% -$4.77M
LYV icon
529
Live Nation Entertainment
LYV
$43B
$20K ﹤0.01%
163
-16,771
-99% -$1.81M
SPWRW
530
SunPower Inc Warrants
SPWRW
$761K
$20K ﹤0.01%
35,000
-3,376
-9% -$2.34K
IMAQR
531
DELISTED
International Media Acquisition Corp. Rights
IMAQR
$20K ﹤0.01%
110,000
-8,905
-7% -$1.93K
GSDWW
532
DELISTED
Global Systems Dynamics, Inc. Warrant
GSDWW
$20K ﹤0.01%
+40,000
New +$21.8K
BMAQW
533
DELISTED
Blockchain Moon Acquisition Corp. Warrants
BMAQW
$20K ﹤0.01%
+50,000
New +$24.3K
QFTA.WS
534
DELISTED
Quantum FinTech Acquisition Corporation Warrants, each warrant exercisable for one-half of one share of Common Stock at an exercise price of $11.50
QFTA.WS
$20K ﹤0.01%
+40,000
New +$19.4K
TMPMW
535
DELISTED
Turmeric Acquisition Corp. Warrant
TMPMW
$20K ﹤0.01%
+30,115
New +$19.6K
ACKIW
536
DELISTED
Ackrell SPAC Partners I Co Warrants
ACKIW
$20K ﹤0.01%
+40,000
New +$22.2K
VTRS icon
537
PUT
Viatris
VTRS
$18.7B
$19K ﹤0.01%
25,000
– –
BNAIW
538
Brand Engagement Network Warrant
BNAIW
$2.16M
$19K ﹤0.01%
38,079
-15,218
-29% -$11K
OEPWW
539
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$19K ﹤0.01%
+33,333
New +$20.3K
CAS.WS
540
DELISTED
Cascade Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class
CAS.WS
$19K ﹤0.01%
+37,275
New +$21.8K
ARNA
541
PUT
DELISTED
Arena Pharmaceuticals Inc
ARNA
$19K ﹤0.01%
+20,200
New +$1.33M
PSPC.WS
542
DELISTED
Post Holdings Partnering Corporation Redeemable Warrants, each whole warrant exercisable for one share of Series A common stock at an exercise price of $11.50
PSPC.WS
$19K ﹤0.01%
+22,201
New +$22.8K
ET icon
543
CALL
Energy Transfer Partners
ET
$70.9B
$18K ﹤0.01%
48,500
– –
LW icon
544
PUT
Lamb Weston
LW
$7.12B
$18K ﹤0.01%
+5,500
New +$317K
MCAGR
545
DELISTED
Mountain Crest Acquisition Corp. V Right
MCAGR
$18K ﹤0.01%
+50,000
New +$18.5K
GIWWW
546
DELISTED
GigInternational1, Inc. Warrant
GIWWW
$18K ﹤0.01%
30,919
-1,865
-6% -$1.28K
AISPW
547
Airship AI Holdings Warrants
AISPW
$15.3M
$17K ﹤0.01%
+32,647
New +$21.1K
LUXE
548
CALL
LuxExperience B.V.
LUXE
$1.11B
$17K ﹤0.01%
+60,200
New +$1.54M
SRPT icon
549
PUT
Sarepta Therapeutics
SRPT
$1.81B
$17K ﹤0.01%
3,700
– –
TLRY icon
550
CALL
Tilray
TLRY
$602M
$17K ﹤0.01%
20,000
-2,430
-11% -$245K
20 21
22
23 24

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.