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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+17.7%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$956M
AUM Growth
-$88.9M
Cap. Flow
-$124M
Cap. Flow %
-13%
Top 10 Hldgs %
51.28%
Holding
904
New
257
Increased
162
Reduced
180
Closed
232

Top Buys

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.7M
2
IMVT icon
Immunovant
IMVT
+$15.7M
3
LL
LL Flooring Holdings, Inc.
LL
+$11.4M
4
ACET icon
Adicet Bio
ACET
+$10.9M
5
INVZ icon
Innoviz Technologies
INVZ
+$9.95M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$131M
2
IMCR icon
Immunocore
IMCR
+$34.1M
3
FTAI icon
FTAI Aviation
FTAI
+$28.1M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$20.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.4M

Sector Composition

Rank Sector Weight
1 Healthcare 36.98%
2 Financials 14.53%
3 Materials 10.99%
4 Energy 8.52%
5 Consumer Discretionary 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PUCKW
501
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$4.22K ﹤0.01%
90,641
-900
-1% -$43
WRAC.WS
502
DELISTED
Williams Rowland Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50
WRAC.WS
$4.13K ﹤0.01%
91,686
– –
BACA.WS
503
DELISTED
Berenson Acquisition Corp. I Warrants, each whole warrant exercisable for one share of class A common stock at an exercise price of $11.50
BACA.WS
$4.06K ﹤0.01%
111,272
+7,572
+7% +$307
AHRNW
504
DELISTED
Ahren Acquisition Corp Warrants
AHRNW
$4.05K ﹤0.01%
50,578
– –
HCMAW
505
DELISTED
HCM Acquisition Corp Warrant
HCMAW
$3.97K ﹤0.01%
235,085
+49,600
+27% +$1.48K
YOTAR
506
DELISTED
Yotta Acquisition Corporation Right
YOTAR
$3.9K ﹤0.01%
24,000
– –
GNLN icon
507
Greenlane Holdings
GNLN
$1.24M
– –
0
– –
SOUNW icon
508
SoundHound AI Warrant
SOUNW
$678M
$3.75K ﹤0.01%
+25,000
New +$4.88K
WE.WS
509
DELISTED
WeWork Inc. Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
WE.WS
$3.69K ﹤0.01%
+33,531
New +$8.94K
OSI.WS
510
DELISTED
Osiris Acquisition Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OSI.WS
$3.66K ﹤0.01%
88,958
+100
+0.1% +$4
KNSW.WS
511
DELISTED
KnightSwan Acquisition Corporation Public warrants, each whole public warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
KNSW.WS
$3.58K ﹤0.01%
79,482
-100
-0.1% -$5
SPIR.WS
512
DELISTED
Spire Global, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per whole share
SPIR.WS
$3.52K ﹤0.01%
29,299
-14,700
-33% -$2.53K
AOGOW
513
DELISTED
Arogo Capital Acquisition Corp. Warrant
AOGOW
$3.51K ﹤0.01%
46,802
-44,712
-49% -$2.77K
PIIIW icon
514
P3 Health Partners Inc Warrant
PIIIW
$191K
$3.5K ﹤0.01%
25,000
– –
GLSTW
515
DELISTED
Global Star Acquisition, Inc. Warrants
GLSTW
$3.47K ﹤0.01%
+100,000
New +$4.01K
DOMA.WS
516
DELISTED
Doma Holdings, Inc. Warrants, Every 25 warrants will be exercisable for one share of Common Stock at an exercise price of $287.50 per share of Common Stock
DOMA.WS
$3.45K ﹤0.01%
+201,687
New +$6.39K
ATEK.WS
517
DELISTED
Athena Technology Acquisition Corp. II Redeemable Warrants
ATEK.WS
$3.23K ﹤0.01%
+81,080
New +$3.78K
ADOCW
518
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
$3.22K ﹤0.01%
81,500
+16,400
+25% +$315
BNZIW
519
DELISTED
Banzai International Warrant
BNZIW
$3.14K ﹤0.01%
44,800
– –
APMIW
520
DELISTED
AxonPrime Infrastructure Acquisition Corporation Warrants
APMIW
$3.03K ﹤0.01%
75,300
-24,700
-25% -$1.59K
APCA.WS
521
DELISTED
AP Acquisition Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
APCA.WS
$3.02K ﹤0.01%
37,789
– –
HBAN icon
522
CALL
Huntington Bancshares
HBAN
$35.9B
$3.02K ﹤0.01%
+30,200
New +$437K
PGRWW
523
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$3K ﹤0.01%
47,792
+7,792
+19% +$475
EVGRW
524
DELISTED
Evergreen Corporation Warrant
EVGRW
$2.99K ﹤0.01%
239,295
-24,900
-9% -$961
TZPSW
525
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
$2.98K ﹤0.01%
121,865
-200
-0.2% -$6
19 20
21
22 23

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2022 Portfolio in Review

As of Q4 2022, Cowen and Company held 904 positions worth $956M, down 8.5% from $1.05B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen and Company withdrew a net $124M in Q4 2022, closing 232 positions and reducing 180 holdings. Its most notable exit was ARK Innovation ETF, an estimated $131M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 34% a quarter earlier, followed by Financials and Materials.

Against the trend, Cowen and Company opened a new position in DCP Midstream, LP worth $58.8M.

  • Cowen and Company's largest Q4 2022 buy was DCP Midstream, LP: 1,516,562 shares worth $58.8M.
  • Cowen and Company added most to Adicet Bio in Q4 2022, an estimated $10.9M increase.
  • Cowen and Company's biggest Q4 2022 reduction was Immunocore, cutting an estimated $34.1M.
  • Cowen and Company fully exited ARK Innovation ETF in Q4 2022, selling an estimated $131M.
  • Cowen and Company's ten largest holdings make up 51% of its $956M portfolio in Q4 2022.
  • Cowen and Company opened 257 new positions and closed 232 in Q4 2022.
  • Cowen and Company's portfolio value fell 8.5% quarter-over-quarter to $956M.

Based on Cowen and Company's 13F filing for Q4 2022, filed 9 Feb 2023.