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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.05B
AUM Growth
+$9.85M
Cap. Flow
+$95.1M
Cap. Flow %
9.1%
Top 10 Hldgs %
50%
Holding
874
New
223
Increased
214
Reduced
73
Closed
220

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$54.9M
2
IMCR icon
Immunocore
IMCR
+$48.2M
3
ARKK icon
ARK Innovation ETF
ARKK
+$41.6M
4
TWTR
Twitter, Inc.
TWTR
+$36.7M
5
RNAM
Avidity Biosciences
RNAM
+$29.2M

Top Sells

Rank Stock Value
1
RLMD icon
Relmada Therapeutics
RLMD
+$23.6M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$19M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.5M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$12.1M
5
STOK icon
Stoke Therapeutics
STOK
+$11.8M

Sector Composition

Rank Sector Weight
1 Healthcare 34.11%
2 Financials 8.03%
3 Materials 6.97%
4 Technology 3.58%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNRHW
501
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$5K ﹤0.01%
255,100
+5,300
+2% +$255
BPACW
502
DELISTED
Bullpen Parlay Acquisition Company Warrant
BPACW
$5K ﹤0.01%
65,500
– –
GVCIW
503
DELISTED
Green Visor Financial Technology Acquisition Corp. I Warrants
GVCIW
$5K ﹤0.01%
50,000
– –
EUCRW
504
DELISTED
Eucrates Biomedical Acquisition Corp. Warrant
EUCRW
$5K ﹤0.01%
122,257
– –
SPKBW
505
DELISTED
Silver Spike Acquisition Corp II Warrant
SPKBW
$5K ﹤0.01%
168,042
+110,333
+191% +$6.85K
KSICW
506
DELISTED
Kadem Sustainable Impact Corporation Warrant
KSICW
$5K ﹤0.01%
78,134
– –
BACA.WS
507
DELISTED
Berenson Acquisition Corp. I Warrants, each whole warrant exercisable for one share of class A common stock at an exercise price of $11.50
BACA.WS
$5K ﹤0.01%
103,700
– –
POWRW
508
DELISTED
Powered Brands Warrants
POWRW
$5K ﹤0.01%
+85,952
New +$6.49K
SPIR.WS
509
DELISTED
Spire Global, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per whole share
SPIR.WS
$5K ﹤0.01%
43,999
– –
PSAGW
510
DELISTED
Property Solutions Acquisition Corporation II Warrant
PSAGW
$5K ﹤0.01%
+88,110
New +$8.16K
HIIIW
511
DELISTED
Hudson Executive Investment Corp. III Warrant
HIIIW
$5K ﹤0.01%
+30,154
New +$2.38K
OHPAW
512
DELISTED
Orion Acquisition Corp. Warrant
OHPAW
$5K ﹤0.01%
+97,233
New +$9.18K
TWNI.WS
513
DELISTED
Tailwind International Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TWNI.WS
$5K ﹤0.01%
214,462
+123,962
+137% +$9.57K
MDH.WS
514
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$5K ﹤0.01%
130,018
+28,468
+28% +$1.35K
FMTX
515
DELISTED
Forma Therapeutics Holdings, Inc. Common Stock
FMTX
$5K ﹤0.01%
+100,000
New +$1.32M
FVT.WS
516
DELISTED
Fortress Value Acquisition Corp. III Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVT.WS
$5K ﹤0.01%
50,255
+7,755
+18% +$1.17K
COCHW icon
517
Envoy Medical Warrant
COCHW
$708K
$4K ﹤0.01%
+66,666
New +$6.03K
HOLOW icon
518
MicroCloud Hologram Inc Warrant
HOLOW
$2.68M
$4K ﹤0.01%
+60,078
New +$5K
MPT
519
Medical Properties Trust
MPT
$2.4B
$4K ﹤0.01%
+11,100
New +$168K
ZEOWW
520
Zeo Energy Corp Warrants
ZEOWW
$93.1K
$4K ﹤0.01%
53,590
-100
-0.2% -$15
IGTAW
521
DELISTED
Inception Growth Acquisition Limited Warrants
IGTAW
$4K ﹤0.01%
53,723
– –
NBSTW
522
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
$4K ﹤0.01%
+51,198
New +$6.79K
MAQCW
523
DELISTED
Maquia Capital Acquisition Corporation Warrant
MAQCW
$4K ﹤0.01%
+119,049
New +$7.75K
SWSSW
524
DELISTED
Clean Energy Special Situations Corp. Warrant
SWSSW
$4K ﹤0.01%
39,900
– –
PUCKW
525
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$4K ﹤0.01%
91,541
-400
-0.4% -$37
19 20
21
22 23

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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen and Company held 874 positions worth $1.05B, up 0.95% from $1.04B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Cowen and Company deployed $95.1M of net new capital in Q3 2022, opening 223 new positions and adding to 214 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 29% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Relmada Therapeutics, an estimated $23.6M trimmed.

  • Cowen and Company's largest Q3 2022 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.
  • Cowen and Company added most to ARK Innovation ETF in Q3 2022, an estimated $41.6M increase.
  • Cowen and Company's biggest Q3 2022 reduction was Relmada Therapeutics, cutting an estimated $23.6M.
  • Cowen and Company fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $19M.
  • Cowen and Company's ten largest holdings make up 50% of its $1.05B portfolio in Q3 2022.
  • Cowen and Company opened 223 new positions and closed 220 in Q3 2022.
  • Cowen and Company's portfolio value rose 0.95% quarter-over-quarter to $1.05B.

Based on Cowen and Company's 13F filing for Q3 2022, filed 14 Nov 2022.