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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLNA
501
CALL
Filana Therapeutics
FLNA
$48.8M
$26K ﹤0.01%
7,000
-5,500
-44% -$288K
ABVEW
502
DELISTED
Above Food Ingredients Inc Warrants
ABVEW
$26K ﹤0.01%
50,000
-5,338
-10% -$3.27K
ADEX.WS
503
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$26K ﹤0.01%
38,937
+6,109
+19% +$4.6K
HZON.WS
504
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$26K ﹤0.01%
+27,977
New +$30K
RVACW
505
DELISTED
Riverview Acquisition Corp. Warrant
RVACW
$26K ﹤0.01%
+49,950
New +$26.9K
CVIIW
506
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$25K ﹤0.01%
+25,448
New +$27.7K
APGNW
507
DELISTED
Apexigen, Inc. WarrantApexigen, Inc. Warrant
APGNW
$25K ﹤0.01%
+61,559
New +$42.2K
EVOJW
508
DELISTED
Evo Acquisition Corp. Warrant
EVOJW
$25K ﹤0.01%
51,999
+1,999
+4% +$1.1K
RAMMW
509
DELISTED
Aries I Acquisition Corporation
RAMMW
$25K ﹤0.01%
+32,484
New +$23.8K
DSAQ.WS
510
DELISTED
Direct Selling Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
DSAQ.WS
$25K ﹤0.01%
+50,000
New +$25.5K
KCGI.WS
511
DELISTED
Kensington Capital Acquisition Corp. V Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
KCGI.WS
$25K ﹤0.01%
+25,000
New +$22.4K
TGT icon
512
Target
TGT
$69.8B
$24K ﹤0.01%
+105
New +$25.5K
SNAXW
513
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$24K ﹤0.01%
46,079
– –
HPX.WS
514
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
$24K ﹤0.01%
+44,552
New +$29.9K
DISH
515
DELISTED
DISH Network Corp.
DISH
$24K ﹤0.01%
+745
New +$27.8K
MCRB icon
516
CALL
Seres Therapeutics
MCRB
$48.6M
$23K ﹤0.01%
1,000
+345
+53% +$54.8K
PCT icon
517
CALL
PureCycle Technologies
PCT
$1.45B
$23K ﹤0.01%
+73,900
New +$891K
BGSX.WS
518
DELISTED
Build Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
BGSX.WS
$23K ﹤0.01%
+33,437
New +$23.9K
SSAAW
519
DELISTED
Science Strategic Acquisition Corp. Alpha Warrant
SSAAW
$23K ﹤0.01%
43,320
-3,107
-7% -$2.16K
RCOR.WS
520
DELISTED
Renovacor, Inc. Warrants, entitling the holder thereof to purchase one-half (1/2) of a share of common stock at a price of $11. 50 per whole share
RCOR.WS
$23K ﹤0.01%
+39,500
New +$25.8K
ESSCR
521
DELISTED
East Stone Acquisition Corporation Right
ESSCR
$23K ﹤0.01%
+50,000
New +$20.4K
ASHR icon
522
PUT
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.58B
$22K ﹤0.01%
200,100
-28,000
-12% -$1.09M
DLCAW
523
DELISTED
Deep Lake Capital Acquisition Corp. Warrant
DLCAW
$22K ﹤0.01%
+36,404
New +$26.8K
PRBM.WS
524
DELISTED
Parabellum Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
PRBM.WS
$22K ﹤0.01%
+49,800
New +$25.2K
IBB icon
525
CALL
iShares Biotechnology ETF
IBB
$9.82B
$21K ﹤0.01%
+29,600
New +$4.58M
19 20
21
22 23

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.