We are live on ! Find out more
CAC

Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.03%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$613M
AUM Growth
+$11.1M
Cap. Flow
+$98.2M
Cap. Flow %
16.02%
Top 10 Hldgs %
52.71%
Holding
630
New
243
Increased
56
Reduced
99
Closed
199

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$60.6M
2
ALBO
Albireo Pharma Inc
ALBO
+$17.5M
3
AVPT icon
AvePoint
AVPT
+$14.1M
4
SST icon
System1
SST
+$10.2M
5
MCD icon
McDonald's
MCD
+$10M

Top Sells

Rank Stock Value
1
CCL icon
Carnival Corporation Ltd
CCL
+$24.2M
2
BLU
BELLUS Health Inc.
BLU
+$16.7M
3
ABUS icon
Arbutus Biopharma
ABUS
+$11.7M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
+$11M
5
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
+$5.79M

Sector Composition

Rank Sector Weight
1 Healthcare 14.03%
2 Consumer Discretionary 13.24%
3 Financials 8.37%
4 Technology 6.29%
5 Industrials 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RRR icon
501
Red Rock Resorts
RRR
$3.72B
– –
-62,005
Closed -$676K
SKT icon
502
Tanger
SKT
$4.44B
– –
-150,000
Closed -$1.07M
SLNO
503
CALL
DELISTED
Soleno Therapeutics
SLNO
– –
-11,820
Closed -$9K
SNDX icon
504
CALL
Syndax Pharmaceuticals
SNDX
$1.81B
– –
-14,700
Closed -$36K
SPCE icon
505
PUT
Virgin Galactic
SPCE
$495M
– –
-8,020
Closed -$582K
SPRU icon
506
Spruce Power Holding Corp
SPRU
$38.6M
– –
-7,626
Closed -$619K
SPY icon
507
State Street SPDR S&P 500 ETF Trust
SPY
$807B
– –
-11,461
Closed -$3.8M
TBPH icon
508
Theravance Biopharma
TBPH
$876M
– –
-13,664
Closed -$287K
TLRY icon
509
Tilray
TLRY
$648M
– –
-1,385
Closed -$92.5K
TOON icon
510
CALL
Kartoon Studios
TOON
$35M
– –
-1,000
Closed -$3K
UBER icon
511
Uber
UBER
$160B
– –
-9,458
Closed -$312K
USFD icon
512
CALL
US Foods
USFD
$24.3B
– –
-20,700
Closed -$4K
USFD icon
513
US Foods
USFD
$24.3B
– –
-4,122
Closed -$81K
USFD icon
514
PUT
US Foods
USFD
$24.3B
– –
-20,700
Closed -$27K
VFF icon
515
CALL
Village Farms International
VFF
$297M
– –
-43,100
Closed -$55K
WCC
516
PUT
WESCO International
WCC
$17.9B
– –
-12,700
Closed -$156K
WKHS icon
517
CALL
Workhorse Group
WKHS
$33.8M
– –
-15
Closed -$164K
WOR icon
518
Worthington Enterprises
WOR
$2.79B
– –
-42,290
Closed -$973K
WOR icon
519
PUT
Worthington Enterprises
WOR
$2.79B
– –
-18,815
Closed -$9K
WSM icon
520
PUT
Williams-Sonoma
WSM
$29.6B
– –
-103,000
Closed -$53K
X
521
CALL
DELISTED
US Steel
X
– –
-112,300
Closed -$5K
X
522
PUT
DELISTED
US Steel
X
– –
-181,200
Closed -$370K
XLU icon
523
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
– –
-111,400
Closed -$21K
XLU icon
524
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
– –
-27,128
Closed -$765K
XLV icon
525
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
– –
-12,500
Closed -$33K
19 20
21
22 23

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2020 Portfolio in Review

As of Q3 2020, Cowen and Company held 630 positions worth $613M, up 1.8% from $601M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Cowen and Company deployed $98.2M of net new capital in Q3 2020, opening 243 new positions and adding to 56 existing holdings. Its largest new stake was Albireo Pharma Inc: 600,000 shares worth $20M.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Arbutus Biopharma, an estimated $11.7M trimmed.

  • Cowen and Company's largest Q3 2020 buy was Albireo Pharma Inc: 600,000 shares worth $20M.
  • Cowen and Company added most to Invesco QQQ Trust in Q3 2020, an estimated $60.6M increase.
  • Cowen and Company's biggest Q3 2020 reduction was Arbutus Biopharma, cutting an estimated $11.7M.
  • Cowen and Company fully exited Carnival Corporation Ltd in Q3 2020, selling an estimated $24.2M.
  • Cowen and Company's ten largest holdings make up 53% of its $613M portfolio in Q3 2020.
  • Cowen and Company opened 243 new positions and closed 199 in Q3 2020.
  • Cowen and Company's portfolio value rose 1.8% quarter-over-quarter to $613M.

Based on Cowen and Company's 13F filing for Q3 2020, filed 3 Nov 2020.