Cowen and Company’s State Street Utilities Select Sector SPDR ETF XLU Stock Holding History

Cowen and Company’s Portfolio XLU Stock Details XLU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-27,128	Closed	-$765K	–	524
2020 Q2	$765K	Buy	+27,128	New	+$782K	0.13%	110
2020 Q1	–	Sell	-3,882	Closed	-$125K	–	537
2019 Q4	$125K	Buy	+3,882	New	+$123K	0.01%	247

Other funds holding XLU

PIF

Public Investment Fund Al Aqiq District, Riyadh, Saudi Arabia $12B AUM 0.61% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RCMU

Rokos Capital Management (UK) London, United Kingdom $13.2B AUM 85.71% 1-Year Est. Return

Cowen and Company's XLU Position: Q3 2020 in Review

Cowen and Company sold out of State Street Utilities Select Sector SPDR ETF (XLU) in Q3 2020, closing a stake of 27,128 shares — an estimated $765K sold.

Cowen and Company first reported a position in XLU in Q4 2019 and held it in 2 quarters. The position peaked at $765K in Q2 2020. 807 funds tracked by Wall St. Rank hold XLU as of Q3 2020.

Cowen and Company reported no remaining State Street Utilities Select Sector SPDR ETF position as of Q3 2020 after selling out during the quarter.
Cowen and Company sold 27,128 State Street Utilities Select Sector SPDR ETF shares in Q3 2020, an estimated $765K.
Cowen and Company first reported a position in State Street Utilities Select Sector SPDR ETF in Q4 2019 and held it in 2 quarters.
Cowen and Company's State Street Utilities Select Sector SPDR ETF position peaked at $765K in Q2 2020.
807 funds tracked by Wall St. Rank held State Street Utilities Select Sector SPDR ETF as of Q3 2020.

Based on Cowen and Company's 13F filing for Q3 2020, filed 3 Nov 2020.