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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+17.7%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$956M
AUM Growth
-$88.9M
Cap. Flow
-$124M
Cap. Flow %
-13%
Top 10 Hldgs %
51.28%
Holding
904
New
257
Increased
162
Reduced
180
Closed
232

Top Buys

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.7M
2
IMVT icon
Immunovant
IMVT
+$15.7M
3
LL
LL Flooring Holdings, Inc.
LL
+$11.4M
4
ACET icon
Adicet Bio
ACET
+$10.9M
5
INVZ icon
Innoviz Technologies
INVZ
+$9.95M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$131M
2
IMCR icon
Immunocore
IMCR
+$34.1M
3
FTAI icon
FTAI Aviation
FTAI
+$28.1M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$20.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.4M

Sector Composition

Rank Sector Weight
1 Healthcare 36.98%
2 Financials 14.53%
3 Materials 10.99%
4 Energy 8.52%
5 Consumer Discretionary 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REVEW
476
DELISTED
Alpine Acquisition Corp Warrant
REVEW
$5.04K ﹤0.01%
50,389
-7,100
-12% -$1.1K
LFACW
477
DELISTED
LF Capital Acquisition Corp. II Warrants
LFACW
$5.01K ﹤0.01%
200,300
+100
+0% +$4
PRPL icon
478
CALL
Purple Innovation
PRPL
$31.6M
$5K ﹤0.01%
+1,000
New +$109K
GOGN.WS
479
DELISTED
GoGreen Investments Corporation Redeemable Warrants
GOGN.WS
$4.97K ﹤0.01%
+15,054
New +$1.57K
FLFVW
480
DELISTED
Feutune Light Acquisition Corporation Warrant
FLFVW
$4.92K ﹤0.01%
164,100
-50,000
-23% -$1.58K
VORBW
481
DELISTED
Virgin Orbit Holdings, Inc. Warrant
VORBW
$4.9K ﹤0.01%
27,200
-12,800
-32% -$3.26K
NBSTW
482
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
$4.87K ﹤0.01%
69,593
+18,395
+36% +$738
FIACW
483
DELISTED
Focus Impact Acquisition Corp. Warrant
FIACW
$4.85K ﹤0.01%
97,097
+12,500
+15% +$704
FRLAW
484
DELISTED
Fortune Rise Acquisition Corporation Warrant
FRLAW
$4.85K ﹤0.01%
138,640
– –
GLTA.WS
485
DELISTED
Galata Acquisition Corp. Warrants, each whole warrant exercisable for one class A ordinary share at an exercise price of $11.50
GLTA.WS
$4.83K ﹤0.01%
67,915
-11,533
-15% -$1.21K
SWVLW icon
486
Swvl Holdings Corp Warrant
SWVLW
$4.78K ﹤0.01%
240,176
-3,000
-1% -$63
MSACW
487
DELISTED
Medicus Sciences Acquisition Corp. Warrant
MSACW
$4.76K ﹤0.01%
52,887
– –
RCACW
488
DELISTED
Revelstone Capital Acquisition Corp. Warrant
RCACW
$4.74K ﹤0.01%
+47,366
New +$4.1K
ANGHW icon
489
Anghami Inc Warrants
ANGHW
$4.7K ﹤0.01%
+180,000
New +$18.3K
PROCW
490
DELISTED
Procaps Group, S.A. Warrants
PROCW
$4.64K ﹤0.01%
10,000
– –
QOMOW
491
DELISTED
Qomolangma Acquisition Corp. Warrant
QOMOW
$4.59K ﹤0.01%
+114,800
New +$3.28K
CRECW
492
DELISTED
Crescera Capital Acquisition Corp Warrant
CRECW
$4.5K ﹤0.01%
149,600
+300
+0.2% +$17
GFX.WS
493
DELISTED
Golden Falcon Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
GFX.WS
$4.5K ﹤0.01%
30,000
-21,199
-41% -$1.4K
QBTS.WS
494
DELISTED
D-Wave Quantum Inc Warrants
QBTS.WS
$4.49K ﹤0.01%
42,500
-1,414
-3% -$294
IBER.WS
495
DELISTED
Ibere Pharmaceuticals Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
IBER.WS
$4.47K ﹤0.01%
250,974
– –
BSLKW
496
DELISTED
Bolt Projects Holdings Warrant
BSLKW
$4.46K ﹤0.01%
673,432
+39,560
+6% +$1.29K
SHFSW icon
497
SHF Holdings Warrants
SHFSW
$241K
$4.42K ﹤0.01%
70,319
+49,151
+232% +$4.34K
ANAC.WS
498
DELISTED
Arctos NorthStar Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ANAC.WS
$4.3K ﹤0.01%
101,675
-300
-0.3% -$13
MAQCW
499
DELISTED
Maquia Capital Acquisition Corporation Warrant
MAQCW
$4.28K ﹤0.01%
118,849
-200
-0.2% -$9
SBIGW
500
DELISTED
SpringBig Holdings, Inc. Warrant
SBIGW
$4.25K ﹤0.01%
201,315
-12,448
-6% -$640
18 19
20
21 22

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2022 Portfolio in Review

As of Q4 2022, Cowen and Company held 904 positions worth $956M, down 8.5% from $1.05B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen and Company withdrew a net $124M in Q4 2022, closing 232 positions and reducing 180 holdings. Its most notable exit was ARK Innovation ETF, an estimated $131M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 34% a quarter earlier, followed by Financials and Materials.

Against the trend, Cowen and Company opened a new position in DCP Midstream, LP worth $58.8M.

  • Cowen and Company's largest Q4 2022 buy was DCP Midstream, LP: 1,516,562 shares worth $58.8M.
  • Cowen and Company added most to Adicet Bio in Q4 2022, an estimated $10.9M increase.
  • Cowen and Company's biggest Q4 2022 reduction was Immunocore, cutting an estimated $34.1M.
  • Cowen and Company fully exited ARK Innovation ETF in Q4 2022, selling an estimated $131M.
  • Cowen and Company's ten largest holdings make up 51% of its $956M portfolio in Q4 2022.
  • Cowen and Company opened 257 new positions and closed 232 in Q4 2022.
  • Cowen and Company's portfolio value fell 8.5% quarter-over-quarter to $956M.

Based on Cowen and Company's 13F filing for Q4 2022, filed 9 Feb 2023.