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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.05B
AUM Growth
+$9.85M
Cap. Flow
+$95.1M
Cap. Flow %
9.1%
Top 10 Hldgs %
50%
Holding
874
New
223
Increased
214
Reduced
73
Closed
220

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$54.9M
2
IMCR icon
Immunocore
IMCR
+$48.2M
3
ARKK icon
ARK Innovation ETF
ARKK
+$41.6M
4
TWTR
Twitter, Inc.
TWTR
+$36.7M
5
RNAM
Avidity Biosciences
RNAM
+$29.2M

Top Sells

Rank Stock Value
1
RLMD icon
Relmada Therapeutics
RLMD
+$23.6M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$19M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.5M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$12.1M
5
STOK icon
Stoke Therapeutics
STOK
+$11.8M

Sector Composition

Rank Sector Weight
1 Healthcare 34.11%
2 Financials 8.03%
3 Materials 6.97%
4 Technology 3.58%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LITTW
476
DELISTED
Logistics Innovation Technologies Corp. Warrant
LITTW
$6K ﹤0.01%
67,266
– –
AXAC.WS
477
DELISTED
AXIOS Sustainable Growth Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AXAC.WS
$6K ﹤0.01%
108,192
– –
ANAC.WS
478
DELISTED
Arctos NorthStar Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ANAC.WS
$6K ﹤0.01%
101,975
+1,975
+2% +$209
HCARW
479
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
$6K ﹤0.01%
184,446
+100
+0.1% +$6
REVHW
480
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Warrant.
REVHW
$6K ﹤0.01%
150,569
+91,389
+154% +$14.1K
SPGS.WS
481
DELISTED
Simon Property Group Acquisition Holdings, Inc. Warrants, each exercisable for one Class A common stock at an exercise price of $11.50 per share
SPGS.WS
$6K ﹤0.01%
86,315
+16,980
+24% +$2.64K
CDIOW icon
482
Cardio Diagnostics Holdings Inc Warrant
CDIOW
$908K
$5K ﹤0.01%
25,000
– –
FXI icon
483
iShares China Large-Cap ETF
FXI
$4.25B
$5K ﹤0.01%
+75,000
New +$2.25M
MX icon
484
Magnachip Semiconductor
MX
$142M
$5K ﹤0.01%
40,800
+20,800
+104% +$273K
RGTIW icon
485
Rigetti Computing Warrants
RGTIW
$180M
$5K ﹤0.01%
+25,000
New +$13.7K
GBBKW
486
DELISTED
Global Blockchain Acquisition Corp. Warrant
GBBKW
$5K ﹤0.01%
+124,100
New +$6.49K
CSLMW
487
DELISTED
CSLM Acquisition Corp. Warrant
CSLMW
$5K ﹤0.01%
+100,000
New +$7.07K
NVACW
488
DELISTED
NorthView Acquisition Corporation Warrant
NVACW
$5K ﹤0.01%
86,500
– –
ACACW
489
DELISTED
Acri Capital Acquisition Corp Warrant
ACACW
$5K ﹤0.01%
+93,750
New +$6.66K
AOGOW
490
DELISTED
Arogo Capital Acquisition Corp. Warrant
AOGOW
$5K ﹤0.01%
91,514
– –
CNGLW
491
DELISTED
Canna-Global Acquisition Corp Warrant
CNGLW
$5K ﹤0.01%
199,989
– –
GMFIW
492
DELISTED
Aetherium Acquisition Corp Warrant
GMFIW
$5K ﹤0.01%
72,700
– –
FHLTW
493
DELISTED
Future Health ESG Corp. Warrant
FHLTW
$5K ﹤0.01%
14,260
-740
-5% -$255
ASCAW
494
DELISTED
A SPAC I Acquisition Corp. Warrant
ASCAW
$5K ﹤0.01%
131,701
– –
SHAP.WS
495
DELISTED
Spree Acquisition Corp. 1 Limited Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
SHAP.WS
$5K ﹤0.01%
63,000
– –
ENERW
496
DELISTED
Accretion Acquisition Corp Warrant
ENERW
$5K ﹤0.01%
100,000
– –
NOGNW
497
DELISTED
Nogin, Inc. Warrant
NOGNW
$5K ﹤0.01%
54,690
-58,334
-52% -$12.2K
SLVRW
498
DELISTED
SilverSPAC Inc. Warrant
SLVRW
$5K ﹤0.01%
30,000
-23,962
-44% -$5.41K
WRAC.WS
499
DELISTED
Williams Rowland Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50
WRAC.WS
$5K ﹤0.01%
91,686
+100
+0.1% +$9
ATIP.WS
500
DELISTED
ATI Physical Therapy, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ATIP.WS
$5K ﹤0.01%
+75,600
New +$7.28K
18 19
20
21 22

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen and Company held 874 positions worth $1.05B, up 0.95% from $1.04B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Cowen and Company deployed $95.1M of net new capital in Q3 2022, opening 223 new positions and adding to 214 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 29% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Relmada Therapeutics, an estimated $23.6M trimmed.

  • Cowen and Company's largest Q3 2022 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.
  • Cowen and Company added most to ARK Innovation ETF in Q3 2022, an estimated $41.6M increase.
  • Cowen and Company's biggest Q3 2022 reduction was Relmada Therapeutics, cutting an estimated $23.6M.
  • Cowen and Company fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $19M.
  • Cowen and Company's ten largest holdings make up 50% of its $1.05B portfolio in Q3 2022.
  • Cowen and Company opened 223 new positions and closed 220 in Q3 2022.
  • Cowen and Company's portfolio value rose 0.95% quarter-over-quarter to $1.05B.

Based on Cowen and Company's 13F filing for Q3 2022, filed 14 Nov 2022.