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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNZ.WS
476
DELISTED
D and Z Media Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
DNZ.WS
$32K ﹤0.01%
55,864
– –
GDX icon
477
VanEck Gold Miners ETF
GDX
$27.5B
$31K ﹤0.01%
+969
New +$30.9K
NEM icon
478
CALL
Newmont
NEM
$124B
$31K ﹤0.01%
+21,100
New +$1.2M
CPAAW
479
DELISTED
Conyers Park III Acquisition Corp. Warrants
CPAAW
$31K ﹤0.01%
+30,200
New +$30.1K
BWCAW
480
DELISTED
Blue Whale Acquisition Corp I Warrant
BWCAW
$31K ﹤0.01%
+36,248
New +$33.8K
LGV.WS
481
DELISTED
Longview Acquisition Corp. II Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
LGV.WS
$30K ﹤0.01%
34,873
-7,954
-19% -$9.01K
RDUS
482
CALL
DELISTED
Radius Health, Inc.
RDUS
$30K ﹤0.01%
37,700
+30,200
+403% +$443K
RDUS
483
PUT
DELISTED
Radius Health, Inc.
RDUS
$30K ﹤0.01%
37,700
+30,200
+403% +$443K
TCACW
484
DELISTED
Tuatara Capital Acquisition Corporation Warrant
TCACW
$30K ﹤0.01%
+50,000
New +$32K
BSX icon
485
CALL
Boston Scientific
BSX
$74.2B
$29K ﹤0.01%
234,900
+25,400
+12% +$1.07M
ALTUW
486
DELISTED
Altitude Acquisition Corp Warrant
ALTUW
$29K ﹤0.01%
+50,000
New +$35.8K
TMAC.WS
487
DELISTED
The Music Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TMAC.WS
$29K ﹤0.01%
52,027
-1,764
-3% -$1.13K
TCOM icon
488
CALL
Trip.com Group
TCOM
$29.1B
$28K ﹤0.01%
+200,000
New +$5.66M
NOGNW
489
DELISTED
Nogin, Inc. Warrant
NOGNW
$28K ﹤0.01%
+48,000
New +$29.7K
PTOCW
490
DELISTED
Pine Technology Acquisition Corp. Warrant
PTOCW
$28K ﹤0.01%
+43,766
New +$33.4K
CTAQW
491
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
$28K ﹤0.01%
+41,264
New +$31.4K
WQGA.WS
492
DELISTED
World Quantum Growth Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
WQGA.WS
$28K ﹤0.01%
+50,000
New +$29.5K
CRHC.WS
493
DELISTED
Cohn Robbins Holdings Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CRHC.WS
$28K ﹤0.01%
35,000
-72,919
-68% -$71.3K
MTZ icon
494
PUT
MasTec
MTZ
$21.9B
$27K ﹤0.01%
+14,100
New +$1.29M
TOL icon
495
Toll Brothers
TOL
$14.3B
$27K ﹤0.01%
+378
New +$24.3K
OSI.WS
496
DELISTED
Osiris Acquisition Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OSI.WS
$27K ﹤0.01%
48,628
-600
-1% -$331
BTMDW
497
DELISTED
Biote Corp. Warrant
BTMDW
$27K ﹤0.01%
+37,437
New +$30.2K
BOAS.WS
498
DELISTED
BOA Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at a price of $11.50 per share
BOAS.WS
$27K ﹤0.01%
+50,000
New +$30.6K
AGIO icon
499
PUT
Agios Pharmaceuticals
AGIO
$1.95B
$26K ﹤0.01%
+20,000
New +$805K
PIIIW icon
500
P3 Health Partners Inc Warrant
PIIIW
$191K
$26K ﹤0.01%
25,000
-32,399
-56% -$39.3K
18 19
20
21 22

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.