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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OYST
26
DELISTED
Oyster Point Pharma, Inc. Common Stock
OYST
$9.31M 0.84%
+509,794
New +$6.47M
ODP
27
DELISTED
ODP
ODP
$8.24M 0.75%
+209,681
New +$8.61M
PSTH
28
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$7.93M 0.72%
+402,000
New +$7.97M
CDAQ
29
DELISTED
Compass Digital Acquisition Corp. Class A Ordinary Shares
CDAQ
$7.44M 0.67%
+773,428
New +$7.47M
FAZE
30
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
$7.01M 0.64%
+692,700
New +$7.07M
ALPAU
31
DELISTED
Alpha Healthcare Acquisition Corp III Units
ALPAU
$6.85M 0.62%
700,000
– –
STOK icon
32
Stoke Therapeutics
STOK
$2.11B
$6.83M 0.62%
295,425
+259,526
+723% +$6.19M
XLNX
33
CALL
DELISTED
Xilinx Inc
XLNX
$6.66M 0.6%
157,600
+56,100
+55% +$11.1M
NOK icon
34
Nokia
NOK
$52.3B
$6.22M 0.56%
1,000,000
– –
PFTA
35
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
$6.18M 0.56%
636,512
-63,488
-9% -$618K
EJFAU
36
DELISTED
EJF Acquisition Corp. Unit
EJFAU
$6.16M 0.56%
600,000
+184,942
+45% +$1.93M
BSX icon
37
Boston Scientific
BSX
$71.5B
$5.93M 0.54%
139,530
+16,525
+13% +$694K
BNS icon
38
CALL
Scotiabank
BNS
$108B
$5.84M 0.53%
+1,660,000
New +$110M
PFE icon
39
Pfizer
PFE
$153B
$5.81M 0.53%
+98,385
New +$4.87M
TELA icon
40
TELA Bio
TELA
$38.9M
$5.55M 0.5%
434,033
+41,933
+11% +$531K
HTZ icon
41
Hertz
HTZ
$809M
$5.45M 0.49%
+218,234
New +$5.22M
BACA
42
DELISTED
Berenson Acquisition Corp. I
BACA
$5.3M 0.48%
+548,201
New +$5.32M
TGP
43
DELISTED
Teekay LNG Partners L.P.
TGP
$5.08M 0.46%
+300,000
New +$5.09M
NDAC
44
DELISTED
NightDragon Acquisition Corp. Class A Common stock
NDAC
$5.08M 0.46%
+520,781
New +$5.09M
TSIB
45
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
$4.76M 0.43%
488,162
+288,162
+144% +$2.82M
SYM icon
46
Symbotic
SYM
$5.22B
$4.64M 0.42%
+464,388
New +$4.62M
DGNU
47
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$4.48M 0.41%
+458,215
New +$4.54M
HCNE
48
DELISTED
Jaws Hurricane Acquisition Corp. Class A Common Stock
HCNE
$4.28M 0.39%
+441,204
New +$4.33M
MRNA icon
49
Moderna
MRNA
$23.6B
$4.17M 0.38%
16,420
+1,484
+10% +$434K
BHAC
50
DELISTED
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
$4.14M 0.38%
+422,600
New +$4.12M
1
2
3 4 5

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.