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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+18.18%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$507M
Cap. Flow
+$424M
Cap. Flow %
37.86%
Top 10 Hldgs %
69.37%
Holding
669
New
238
Increased
59
Reduced
66
Closed
278

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$112M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$111M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$68.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$49.8M

Top Sells

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$40M
2
ALBO
Albireo Pharma Inc
ALBO
+$20M
3
AVPT icon
AvePoint
AVPT
+$14.5M
4
MCD icon
McDonald's
MCD
+$10.2M
5
CMRC
Commerce.com Inc Series 1
CMRC
+$5.84M

Sector Composition

Rank Sector Weight
1 Financials 8.86%
2 Healthcare 4.92%
3 Technology 4.04%
4 Communication Services 3.4%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
26
Freeport-McMoran
FCX
$99B
$5.42M 0.48%
208,405
+9,375
+5% +$195K
BBVA icon
27
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$4.94M 0.44%
1,000,000
– –
XGN icon
28
Exagen
XGN
$160M
$4.18M 0.37%
316,550
+23,211
+8% +$328K
CVNA icon
29
CALL
Carvana
CVNA
$79.7B
$4.12M 0.37%
125,000
– –
META icon
30
Meta Platforms (Facebook)
META
$1.51T
$3.89M 0.35%
+14,243
New +$3.9M
ASLE icon
31
AerSale
ASLE
$268M
$3.81M 0.34%
283,804
+6,754
+2% +$72.6K
BABA icon
32
Alibaba
BABA
$316B
$3.76M 0.34%
16,171
+1,101
+7% +$306K
ACIA
33
DELISTED
Acacia Communications Inc
ACIA
$3.65M 0.33%
+50,000
New +$3.46M
APYX icon
34
Apyx Medical
APYX
$151M
$3.62M 0.32%
503,081
+18,835
+4% +$125K
SRSAU
35
DELISTED
Sarissa Capital Acquisition Corp. Unit
SRSAU
$3.57M 0.32%
+335,000
New +$3.46M
FIT
36
DELISTED
Fitbit, Inc. Class A common stock
FIT
$3.33M 0.3%
+490,000
New +$3.45M
BHP icon
37
BHP
BHP
$231B
$3.25M 0.29%
55,826
-50,445
-47% -$2.53M
BWAY
38
Brainsway
BWAY
$618M
$3.19M 0.29%
845,960
+10,588
+1% +$32.4K
SAN icon
39
Banco Santander
SAN
$210B
$3.14M 0.28%
1,029,560
-1
-0% -$3
CHNGU
40
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$2.81M 0.25%
43,796
– –
HAACU
41
DELISTED
Health Assurance Acquisition Corp. SAIL Securities
HAACU
$2.75M 0.25%
+250,035
New +$2.71M
WORK
42
DELISTED
Slack Technologies, Inc.
WORK
$2.66M 0.24%
+62,934
New +$2.13M
PRPB
43
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$2.6M 0.23%
+250,000
New +$2.5M
QS.WS
44
DELISTED
QuantumScape Corporation Warrants, each whole warrant exercisable for one share of Class A common st
QS.WS
$2.58M 0.23%
+68,000
New +$1.55M
IACA.WS
45
DELISTED
ION Acquisition Corp 1 Ltd. Warrants, each whole warrant exercisable for one Class A ordinary share
IACA.WS
$2.51M 0.22%
+697,500
New +$1.52M
BPYU
46
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$2.32M 0.21%
155,410
-156,960
-50% -$2.39M
IFF icon
47
PUT
International Flavors & Fragrances
IFF
$21.7B
$2.26M 0.2%
78,700
+41,500
+112% +$4.66M
BAC icon
48
Bank of America
BAC
$445B
$1.94M 0.17%
64,140
+62,027
+2,935% +$1.66M
NMR icon
49
Nomura Holdings
NMR
$28.7B
$1.87M 0.17%
350,900
+45,900
+15% +$227K
FST
50
DELISTED
FAST Acquisition Corp.
FST
$1.83M 0.16%
+179,029
New +$1.76M
1
2
3 4 5

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CIP
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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q4 2020 Portfolio in Review

As of Q4 2020, Cowen and Company held 669 positions worth $1.12B, up 83% from $613M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Cowen and Company deployed $424M of net new capital in Q4 2020, opening 238 new positions and adding to 59 existing holdings. Its largest new stake was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, up from 8.4% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was McDonald's, an estimated $10.2M trimmed.

  • Cowen and Company's largest Q4 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2020, an estimated $68.6M increase.
  • Cowen and Company's biggest Q4 2020 reduction was McDonald's, cutting an estimated $10.2M.
  • Cowen and Company fully exited Nikola Corporation Common Stock in Q4 2020, selling an estimated $40M.
  • Cowen and Company's ten largest holdings make up 69% of its $1.12B portfolio in Q4 2020.
  • Cowen and Company opened 238 new positions and closed 278 in Q4 2020.
  • Cowen and Company's portfolio value rose 83% quarter-over-quarter to $1.12B.

Based on Cowen and Company's 13F filing for Q4 2020, filed 8 Feb 2021.