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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-16.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$435M
AUM Growth
-$716M
Cap. Flow
-$763M
Cap. Flow %
-175.1%
Top 10 Hldgs %
44.16%
Holding
647
New
200
Increased
86
Reduced
96
Closed
246

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$28M
2
MTCH icon
Match Group
MTCH
+$22.1M
3
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.2M
4
AVDL
Avadel Pharmaceuticals
AVDL
+$11.7M
5
ABUS icon
Arbutus Biopharma
ABUS
+$9.21M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$238M
2
AAPL icon
Apple
AAPL
+$158M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$77M
4
FRC
First Republic Bank
FRC
+$42.3M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$37.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.59%
2 Financials 12.01%
3 Communication Services 5.9%
4 Energy 5.73%
5 Consumer Discretionary 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEVA icon
26
PUT
Teva Pharmaceuticals
TEVA
$42.1B
$3.38M 0.78%
+1,426,300
New +$14.6M
KRE icon
27
PUT
State Street SPDR S&P Regional Banking ETF
KRE
$4.56B
$3.22M 0.74%
+528,600
New +$25.9M
TELA icon
28
TELA Bio
TELA
$41.6M
$3.17M 0.73%
405,507
+381,676
+1,602% +$5.16M
BBVA icon
29
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$3.06M 0.7%
+1,000,000
New +$4.75M
BABA icon
30
Alibaba
BABA
$317B
$3.04M 0.7%
+15,624
New +$3.26M
CLVS
31
DELISTED
Clovis Oncology, Inc.
CLVS
$2.96M 0.68%
+465,132
New +$3.73M
MUFG icon
32
Mitsubishi UFJ Financial
MUFG
$251B
$2.83M 0.65%
+773,813
New +$3.69M
IOVA icon
33
Iovance Biotherapeutics
IOVA
$2.9B
$2.8M 0.64%
+93,506
New +$2.48M
AMRN
34
PUT
Amarin Corp
AMRN
$298M
$2.75M 0.63%
9,480
+1,360
+17% +$452K
RPLA.U
35
DELISTED
Replay Acquisition Corp.
RPLA.U
$2.74M 0.63%
278,884
+249,366
+845% +$2.56M
BWAY
36
Brainsway
BWAY
$615M
$2.73M 0.63%
+688,708
New +$3.46M
NAV
37
DELISTED
Navistar International
NAV
$2.73M 0.63%
+165,458
New +$4.83M
SAN icon
38
Banco Santander
SAN
$210B
$2.69M 0.62%
1,196,855
-438,261
-27% -$1.5M
SJ icon
39
Scienjoy Holding
SJ
$34.8M
$2.68M 0.62%
+261,893
New +$2.67M
NMR icon
40
Nomura Holdings
NMR
$28.7B
$2.68M 0.61%
627,100
-711,400
-53% -$3.38M
CGC
41
Canopy Growth
CGC
$402M
$2.16M 0.5%
15,000
+5,000
+50% +$939K
ID
42
DELISTED
PARTS iD, Inc.
ID
$2.16M 0.5%
208,446
+107,311
+106% +$1.11M
NBACU
43
DELISTED
Newborn Acquisition Corp. Unit
NBACU
$2.15M 0.49%
+221,350
New +$2.19M
ADVM
44
DELISTED
Adverum Biotechnologies
ADVM
$2.14M 0.49%
21,862
-1,796
-8% -$209K
FHN icon
45
First Horizon
FHN
$12B
$2.11M 0.49%
+262,319
New +$3.64M
ESSCU
46
DELISTED
East Stone Acquisition Corporation Unit
ESSCU
$2.11M 0.49%
+215,660
New +$2.12M
ALUS
47
DELISTED
Alussa Energy Acquisition Corp
ALUS
$2.04M 0.47%
+212,535
New +$2.08M
VRT.WS
48
DELISTED
Vertiv Holdings Co Warrants, each whole warrant exercisable for one share of Class A Common Stock at
VRT.WS
$2.02M 0.46%
+1,122,589
New +$3.02M
ARKO icon
49
ARKO Corp
ARKO
$527M
$1.97M 0.45%
201,084
-17,416
-8% -$175K
PRQR icon
50
ProQR Therapeutics
PRQR
$255M
$1.95M 0.45%
354,849
+251,122
+242% +$1.93M
1
2
3 4 5

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PWLP
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FPCG
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Cowen and Company's Q1 2020 Portfolio in Review

As of Q1 2020, Cowen and Company held 647 positions worth $435M, down 62% from $1.15B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Cowen and Company withdrew a net $763M in Q1 2020, closing 246 positions and reducing 96 holdings. Its most notable exit was Apple, an estimated $158M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 4.9% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Cowen and Company opened a new position in Match Group worth $19.8M.

  • Cowen and Company's largest Q1 2020 buy was Match Group: 300,000 shares worth $19.8M.
  • Cowen and Company added most to ExxonMobil in Q1 2020, an estimated $28M increase.
  • Cowen and Company's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $238M.
  • Cowen and Company fully exited Apple in Q1 2020, selling an estimated $158M.
  • Cowen and Company's ten largest holdings make up 44% of its $435M portfolio in Q1 2020.
  • Cowen and Company opened 200 new positions and closed 246 in Q1 2020.
  • Cowen and Company's portfolio value fell 62% quarter-over-quarter to $435M.

Based on Cowen and Company's 13F filing for Q1 2020, filed 11 May 2020.