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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.05B
AUM Growth
+$9.85M
Cap. Flow
+$95.1M
Cap. Flow %
9.1%
Top 10 Hldgs %
50%
Holding
874
New
223
Increased
214
Reduced
73
Closed
220

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$54.9M
2
IMCR icon
Immunocore
IMCR
+$48.2M
3
ARKK icon
ARK Innovation ETF
ARKK
+$41.6M
4
TWTR
Twitter, Inc.
TWTR
+$36.7M
5
RNAM
Avidity Biosciences
RNAM
+$29.2M

Top Sells

Rank Stock Value
1
RLMD icon
Relmada Therapeutics
RLMD
+$23.6M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$19M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.5M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$12.1M
5
STOK icon
Stoke Therapeutics
STOK
+$11.8M

Sector Composition

Rank Sector Weight
1 Healthcare 34.11%
2 Financials 8.03%
3 Materials 6.97%
4 Technology 3.58%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWVLW icon
451
Swvl Holdings Corp Warrant
SWVLW
$7K ﹤0.01%
+243,176
New +$35.5K
WGSWW
452
DELISTED
GeneDx Holdings Warrant
WGSWW
$7K ﹤0.01%
+29,474
New +$8.27K
RDW.WS
453
DELISTED
Redwire Corporation Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share
RDW.WS
$7K ﹤0.01%
+21,158
New +$9.81K
BCSAW
454
DELISTED
Blockchain Coinvestors Acquisition Corp. I Warrant
BCSAW
$7K ﹤0.01%
+111,000
New +$10.1K
XFINW
455
DELISTED
ExcelFin Acquisition Corp Warrant
XFINW
$7K ﹤0.01%
65,615
– –
USCTW
456
DELISTED
Roth CH Acquisition Co. Warrant
USCTW
$7K ﹤0.01%
100,000
– –
ZEV.WS
457
DELISTED
Lightning eMotors, Inc. Redeemable Warrants, each whole warrant exercisable 1/20th of a share of common stock at an exercise price of $230.00 per whole share
ZEV.WS
$7K ﹤0.01%
36,296
– –
HMACW
458
DELISTED
Hainan Manaslu Acquisition Corp. Warrant
HMACW
$7K ﹤0.01%
+178,300
New +$8.22K
FTEV.WS
459
DELISTED
FinTech Evolution Acquisition Group Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share for $11.50 per share
FTEV.WS
$7K ﹤0.01%
74,507
+24,607
+49% +$2.21K
BGSX.WS
460
DELISTED
Build Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
BGSX.WS
$7K ﹤0.01%
97,920
– –
AFAQW
461
DELISTED
AF Acquisition Corp Warrants
AFAQW
$7K ﹤0.01%
158,633
+33,333
+27% +$2.62K
FCAX.WS
462
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
$7K ﹤0.01%
+88,498
New +$10.4K
AGBAR
463
DELISTED
AGBA Acquisition Ltd Right
AGBAR
$7K ﹤0.01%
50,279
– –
TMAC.WS
464
DELISTED
The Music Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TMAC.WS
$7K ﹤0.01%
181,116
+9,191
+5% +$734
FIACW
465
DELISTED
Focus Impact Acquisition Corp. Warrant
FIACW
$7K ﹤0.01%
84,597
+23,900
+39% +$2.86K
GDS icon
466
GDS Holdings
GDS
$6.54B
$6K ﹤0.01%
+14,600
New +$383K
FAASW
467
DELISTED
DigiAsia Corp Warrant
FAASW
$6K ﹤0.01%
137,643
+5,417
+4% +$244
PRLHW
468
DELISTED
Pearl Holdings Acquisition Corp Warrant
PRLHW
$6K ﹤0.01%
42,425
– –
PHYT.WS
469
DELISTED
Pyrophyte Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
PHYT.WS
$6K ﹤0.01%
35,700
– –
ASCBR
470
DELISTED
A SPAC II Acquisition Corp. Right
ASCBR
$6K ﹤0.01%
+75,000
New +$6.31K
FEXDW
471
DELISTED
Fintech Ecosystem Development Corp. Warrant
FEXDW
$6K ﹤0.01%
61,390
+6,240
+11% +$584
BWAQW
472
DELISTED
Blue World Acquisition Corporation Warrant
BWAQW
$6K ﹤0.01%
78,478
– –
FLFVR
473
DELISTED
Feutune Light Acquisition Corporation Right
FLFVR
$6K ﹤0.01%
+99,845
New +$7.38K
POL.WS
474
DELISTED
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
$6K ﹤0.01%
+49,700
New +$11.8K
AHRNW
475
DELISTED
Ahren Acquisition Corp Warrants
AHRNW
$6K ﹤0.01%
50,578
-8,150
-14% -$1.19K
17 18
19
20 21

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen and Company held 874 positions worth $1.05B, up 0.95% from $1.04B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Cowen and Company deployed $95.1M of net new capital in Q3 2022, opening 223 new positions and adding to 214 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 29% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Relmada Therapeutics, an estimated $23.6M trimmed.

  • Cowen and Company's largest Q3 2022 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.
  • Cowen and Company added most to ARK Innovation ETF in Q3 2022, an estimated $41.6M increase.
  • Cowen and Company's biggest Q3 2022 reduction was Relmada Therapeutics, cutting an estimated $23.6M.
  • Cowen and Company fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $19M.
  • Cowen and Company's ten largest holdings make up 50% of its $1.05B portfolio in Q3 2022.
  • Cowen and Company opened 223 new positions and closed 220 in Q3 2022.
  • Cowen and Company's portfolio value rose 0.95% quarter-over-quarter to $1.05B.

Based on Cowen and Company's 13F filing for Q3 2022, filed 14 Nov 2022.