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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-4.19%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.04B
AUM Growth
-$63.6M
Cap. Flow
-$14.6M
Cap. Flow %
-1.4%
Top 10 Hldgs %
44.54%
Holding
900
New
268
Increased
133
Reduced
141
Closed
310

Top Buys

Rank Stock Value
1
SLVM icon
Sylvamo
SLVM
+$64.9M
2
ARKK icon
ARK Innovation ETF
ARKK
+$54.7M
3
FULC icon
Fulcrum Therapeutics
FULC
+$48.9M
4
RIVN icon
Rivian
RIVN
+$32.4M
5
STOK icon
Stoke Therapeutics
STOK
+$22.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$143M
2
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$49M
3
CCVI
Churchill Capital Corp VI
CCVI
+$34.2M
4
AMD icon
Advanced Micro Devices
AMD
+$27.5M
5
CLDX icon
Celldex Therapeutics
CLDX
+$18M

Sector Composition

Rank Sector Weight
1 Healthcare 39.85%
2 Financials 15.44%
3 Materials 6.54%
4 Consumer Discretionary 6.02%
5 Industrials 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KIIIW
451
DELISTED
Kismet Acquisition Three Corp. Warrant
KIIIW
$18K ﹤0.01%
+100,000
New +$33K
ASPAW
452
DELISTED
Abri SPAC I Inc Warrant
ASPAW
$17K ﹤0.01%
+49,100
New +$19.8K
COLIW
453
DELISTED
Colicity Inc. Warrant
COLIW
$17K ﹤0.01%
+41,352
New +$21.8K
FLYA.WS
454
DELISTED
SOAR Technology Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FLYA.WS
$17K ﹤0.01%
+49,500
New +$23.1K
DHBCW
455
DELISTED
DHB Capital Corp. Warrant
DHBCW
$17K ﹤0.01%
50,800
-21,951
-30% -$10.2K
CRU.WS
456
DELISTED
Crucible Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CRU.WS
$17K ﹤0.01%
50,000
-25,000
-33% -$11.8K
FIACW
457
DELISTED
Focus Impact Acquisition Corp. Warrant
FIACW
$17K ﹤0.01%
+60,665
New +$24.5K
SWSSW
458
DELISTED
Clean Energy Special Situations Corp. Warrant
SWSSW
$16K ﹤0.01%
40,000
-57,996
-59% -$25.8K
IRRX.WS
459
DELISTED
Integrated Rail and Resources Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
IRRX.WS
$16K ﹤0.01%
+50,000
New +$16.7K
PNTM.WS
460
DELISTED
Pontem Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PNTM.WS
$16K ﹤0.01%
50,000
-20,000
-29% -$9.5K
HERAW
461
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
$16K ﹤0.01%
35,916
-93,556
-72% -$53K
LGACW
462
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
$16K ﹤0.01%
+29,570
New +$16.9K
MDH.WS
463
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$16K ﹤0.01%
99,800
-29,416
-23% -$7.58K
SHEL icon
464
PUT
Shell
SHEL
$250B
$15K ﹤0.01%
+13,900
New +$738K
ASCAW
465
DELISTED
A SPAC I Acquisition Corp. Warrant
ASCAW
$15K ﹤0.01%
+123,900
New +$18.4K
GVCIW
466
DELISTED
Green Visor Financial Technology Acquisition Corp. I Warrants
GVCIW
$15K ﹤0.01%
+50,000
New +$21K
REVEW
467
DELISTED
Alpine Acquisition Corp Warrant
REVEW
$15K ﹤0.01%
80,288
+6,648
+9% +$2.03K
FTAAW
468
DELISTED
FTAC Athena Acquisition Corp. Warrant
FTAAW
$15K ﹤0.01%
+29,500
New +$20.5K
ACAD icon
469
CALL
Acadia Pharmaceuticals
ACAD
$5.07B
$14K ﹤0.01%
+9,000
New +$218K
GDX icon
470
PUT
VanEck Gold Miners ETF
GDX
$27.5B
$14K ﹤0.01%
25,000
– –
SUAC.WS
471
DELISTED
ShoulderUp Technology Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SUAC.WS
$14K ﹤0.01%
+40,258
New +$16.8K
LFACW
472
DELISTED
LF Capital Acquisition Corp. II Warrants
LFACW
$14K ﹤0.01%
+75,000
New +$22.3K
CPAAW
473
DELISTED
Conyers Park III Acquisition Corp. Warrants
CPAAW
$14K ﹤0.01%
25,000
-5,200
-17% -$3.69K
CERN
474
PUT
DELISTED
Cerner Corp
CERN
$14K ﹤0.01%
77,200
-323,800
-81% -$30M
CGC
475
PUT
Canopy Growth
CGC
$422M
$13K ﹤0.01%
+330
New +$25.2K
17 18
19
20 21

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q1 2022 Portfolio in Review

As of Q1 2022, Cowen and Company held 900 positions worth $1.04B, down 5.8% from $1.1B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen and Company's Q1 2022 filing shows 268 new, 133 increased, 141 reduced and 310 closed positions. Its largest new stake was Sylvamo: 1,955,000 shares worth $65.1M. The largest sale was Invesco QQQ Trust, an estimated $143M.

By sector, the portfolio is most concentrated in Healthcare at 40% of assets, up from 26% a quarter earlier, followed by Financials and Materials.

  • Cowen and Company's largest Q1 2022 buy was Sylvamo: 1,955,000 shares worth $65.1M.
  • Cowen and Company added most to ARK Innovation ETF in Q1 2022, an estimated $54.7M increase.
  • Cowen and Company's biggest Q1 2022 reduction was Invesco QQQ Trust, cutting an estimated $143M.
  • Cowen and Company fully exited Churchill Capital Corp VI in Q1 2022, selling an estimated $34.2M.
  • Cowen and Company's ten largest holdings make up 45% of its $1.04B portfolio in Q1 2022.
  • Cowen and Company opened 268 new positions and closed 310 in Q1 2022.
  • Cowen and Company's portfolio value fell 5.8% quarter-over-quarter to $1.04B.

Based on Cowen and Company's 13F filing for Q1 2022, filed 16 May 2022.