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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIIB icon
451
PUT
Biogen
BIIB
$30.4B
$42K ﹤0.01%
+7,500
New +$1.93M
TZPSW
452
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
$42K ﹤0.01%
+82,839
New +$47.6K
GDX icon
453
PUT
VanEck Gold Miners ETF
GDX
$27.6B
$41K ﹤0.01%
+25,000
New +$798K
AGIO icon
454
CALL
Agios Pharmaceuticals
AGIO
$1.98B
$40K ﹤0.01%
+20,200
New +$813K
ML
455
DELISTED
MoneyLion Inc.
ML
$40K ﹤0.01%
+333
New +$51.1K
BLTSW
456
DELISTED
Bright Lights Acquisition Corp. Warrant
BLTSW
$40K ﹤0.01%
50,000
+17,620
+54% +$14.4K
GBT
457
PUT
DELISTED
Global Blood Therapeutics, Inc.
GBT
$40K ﹤0.01%
+12,000
New +$372K
TWNI.WS
458
DELISTED
Tailwind International Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TWNI.WS
$39K ﹤0.01%
69,381
+18,881
+37% +$11.7K
CLAQR
459
DELISTED
CleanTech Acquisition Corp. Rights
CLAQR
$39K ﹤0.01%
115,772
-131,380
-53% -$33.3K
TSIBW
460
DELISTED
Tishman Speyer Innovation Corp. II Warrant
TSIBW
$38K ﹤0.01%
49,820
-180
-0.4% -$149
EMR icon
461
PUT
Emerson Electric
EMR
$90.5B
$37K ﹤0.01%
+13,200
New +$1.24M
KEX icon
462
PUT
Kirby Corp
KEX
$7B
$37K ﹤0.01%
+10,000
New +$559K
KEY icon
463
CALL
KeyCorp
KEY
$24.3B
$36K ﹤0.01%
+2,700
New +$62.7K
NIRWW
464
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$36K ﹤0.01%
+60,000
New +$38.6K
FCAX.WS
465
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
$36K ﹤0.01%
+45,566
New +$40.8K
ZBH icon
466
PUT
Zimmer Biomet
ZBH
$18.7B
$35K ﹤0.01%
+14,523
New +$1.9M
REVEW
467
DELISTED
Alpine Acquisition Corp Warrant
REVEW
$35K ﹤0.01%
+73,640
New +$36.9K
SBII.WS
468
DELISTED
Sandbridge X2 Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
SBII.WS
$35K ﹤0.01%
62,800
+1,100
+2% +$793
ETACW
469
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$35K ﹤0.01%
62,675
+5,567
+10% +$4.06K
SBEAW
470
DELISTED
SilverBox Engaged Merger Corp I Warrant
SBEAW
$35K ﹤0.01%
+25,000
New +$35.7K
SPY icon
471
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$34K ﹤0.01%
+40,000
New +$18.4M
ACQRW
472
DELISTED
Independence Holdings Corp. Warrant
ACQRW
$34K ﹤0.01%
+38,320
New +$36.9K
SPTKW
473
DELISTED
SportsTek Acquisition Corp. Warrant
SPTKW
$34K ﹤0.01%
+58,231
New +$39.3K
LAZR
474
CALL
DELISTED
Luminar Technologies
LAZR
$33K ﹤0.01%
+3,333
New +$834K
VGASW icon
475
Verde Clean Fuels Warrant
VGASW
$761K
$32K ﹤0.01%
+75,000
New +$33.7K
17 18
19
20 21

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CIP
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PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.