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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSQH.WS icon
426
PSQ Holdings, Inc. Warrants, Each whole warrant exercisable for 1/15th of a share of Class A common stock at an exercise price of $172.50 per share
PSQH.WS
$54K ﹤0.01%
101,974
-93,892
-48% -$58.3K
MEOAW
427
DELISTED
Minority Equality Opportunities Acquisition Inc. Warrants
MEOAW
$54K ﹤0.01%
+128,721
New +$57.4K
XLE icon
428
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$53K ﹤0.01%
200,000
+93,000
+87% +$2.63M
AUS.WS
429
DELISTED
Austerlitz Acquisition Corporation I Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
AUS.WS
$53K ﹤0.01%
+50,000
New +$73.6K
HIGA.WS
430
DELISTED
H.I.G. Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HIGA.WS
$53K ﹤0.01%
+75,000
New +$55.1K
CRU.WS
431
DELISTED
Crucible Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CRU.WS
$53K ﹤0.01%
75,000
-25,723
-26% -$20.9K
ROSS.WS
432
DELISTED
Ross Acquisition Corp II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
ROSS.WS
$52K ﹤0.01%
57,190
-17,673
-24% -$17.8K
VHAQ.RT
433
DELISTED
Viveon Health Acquisition Corp. Rights, each exchangeable into one-twentieth of a share of Common Stock
VHAQ.RT
$52K ﹤0.01%
+282,516
New +$58.4K
WRAC.WS
434
DELISTED
Williams Rowland Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50
WRAC.WS
$52K ﹤0.01%
+100,799
New +$53.9K
DMYS.WS
435
DELISTED
dMY Technology Group, Inc. VI Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
DMYS.WS
$52K ﹤0.01%
+40,000
New +$58K
SWSSW
436
DELISTED
Clean Energy Special Situations Corp. Warrant
SWSSW
$51K ﹤0.01%
+97,996
New +$53.2K
BIOTW
437
DELISTED
Biotech Acquisition Company Warrant
BIOTW
$51K ﹤0.01%
+77,771
New +$54K
BNZIW
438
DELISTED
Banzai International Warrant
BNZIW
$50K ﹤0.01%
81,899
– –
BSX icon
439
PUT
Boston Scientific
BSX
$72.9B
$50K ﹤0.01%
168,500
+7,500
+5% +$315K
JTAIW
440
DELISTED
Jet.AI Inc. Warrant
JTAIW
$50K ﹤0.01%
+122,699
New +$54.1K
DISH
441
CALL
DELISTED
DISH Network Corp.
DISH
$50K ﹤0.01%
+15,500
New +$577K
SEER icon
442
PUT
Seer Inc
SEER
$120M
$49K ﹤0.01%
12,500
-10,600
-46% -$306K
TSPQ.WS
443
DELISTED
TCW Special Purpose Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TSPQ.WS
$49K ﹤0.01%
80,023
+55,793
+230% +$39.2K
ASZ.WS
444
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$49K ﹤0.01%
50,000
-23,488
-32% -$25.3K
IBER.WS
445
DELISTED
Ibere Pharmaceuticals Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
IBER.WS
$48K ﹤0.01%
88,163
+33,091
+60% +$18.8K
DHBCW
446
DELISTED
DHB Capital Corp. Warrant
DHBCW
$47K ﹤0.01%
+72,751
New +$46.9K
CLRMW
447
DELISTED
Clarim Acquisition Corp. Warrant
CLRMW
$47K ﹤0.01%
+75,020
New +$47.1K
BACA.WS
448
DELISTED
Berenson Acquisition Corp. I Warrants, each whole warrant exercisable for one share of class A common stock at an exercise price of $11.50
BACA.WS
$46K ﹤0.01%
+96,600
New +$51.9K
NOVVR
449
DELISTED
Nova Vision Acquisition Corp. Rights
NOVVR
$46K ﹤0.01%
140,299
+100,299
+251% +$34.2K
CHPMW
450
DELISTED
CHP Merger Corp. Warrant
CHPMW
$45K ﹤0.01%
94,640
-140,624
-60% -$82.1K
16 17
18
19 20

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.