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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+17.7%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$956M
AUM Growth
-$88.9M
Cap. Flow
-$124M
Cap. Flow %
-13%
Top 10 Hldgs %
51.28%
Holding
904
New
257
Increased
162
Reduced
180
Closed
232

Top Buys

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.7M
2
IMVT icon
Immunovant
IMVT
+$15.7M
3
LL
LL Flooring Holdings, Inc.
LL
+$11.4M
4
ACET icon
Adicet Bio
ACET
+$10.9M
5
INVZ icon
Innoviz Technologies
INVZ
+$9.95M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$131M
2
IMCR icon
Immunocore
IMCR
+$34.1M
3
FTAI icon
FTAI Aviation
FTAI
+$28.1M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$20.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.4M

Sector Composition

Rank Sector Weight
1 Healthcare 36.98%
2 Financials 14.53%
3 Materials 10.99%
4 Energy 8.52%
5 Consumer Discretionary 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OWLT.WS
401
DELISTED
Owlet, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
OWLT.WS
$9.76K ﹤0.01%
243,984
+7,797
+3% +$698
OPAD.WS
402
DELISTED
Offerpad Solutions Inc. Warrants, Every 15 warrants will be exercisable for one share of Class A Common Stock at an exercise price of $172.50 per share of Class A Common Stock
OPAD.WS
$9.75K ﹤0.01%
433,228
-16,994
-4% -$1.21K
ENCPW
403
DELISTED
Energem Corp Warrant
ENCPW
$9.74K ﹤0.01%
125,108
+17,300
+16% +$1.39K
ALSAW
404
DELISTED
Alpha Star Acquisition Corp Warrants
ALSAW
$9.53K ﹤0.01%
626,711
+400
+0.1% +$8
TRAQ.WS
405
DELISTED
Trine II Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
TRAQ.WS
$9.5K ﹤0.01%
118,872
-16,229
-12% -$983
SCUA.WS
406
DELISTED
Sculptor Acquisition Corp I Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
SCUA.WS
$9.39K ﹤0.01%
181,300
-1,900
-1% -$150
ECXWW
407
ECARX Holdings Warrants
ECXWW
$1.08M
$9.1K ﹤0.01%
+92,785
New +$7.22K
PNACW
408
DELISTED
Prime Number Acquisition I Corp. Warrant
PNACW
$9.07K ﹤0.01%
139,541
-25,200
-15% -$1K
HMACW
409
DELISTED
Hainan Manaslu Acquisition Corp. Warrant
HMACW
$8.91K ﹤0.01%
178,300
– –
AFTR.WS
410
DELISTED
AfterNext HealthTech Acquisition Corp Warrants
AFTR.WS
$8.77K ﹤0.01%
116,910
-36,989
-24% -$3.69K
FMIVW
411
DELISTED
Forum Merger IV Corporation Warrant
FMIVW
$8.67K ﹤0.01%
289,145
+3,901
+1% +$125
PLAOW
412
DELISTED
Patria Latin American Opportunity Acquisition Corp. Warrant
PLAOW
$8.57K ﹤0.01%
95,233
-73,167
-43% -$5.28K
NSTG
413
CALL
DELISTED
NanoString Technologies, Inc.
NSTG
$8.55K ﹤0.01%
+26,300
New +$228K
ENERR
414
DELISTED
Accretion Acquisition Corp Right
ENERR
$8.43K ﹤0.01%
120,600
– –
AXAC.WS
415
DELISTED
AXIOS Sustainable Growth Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AXAC.WS
$8.35K ﹤0.01%
238,628
+130,436
+121% +$6.04K
EFHTR
416
DELISTED
EF Hutton Acquisition Corporation I Rights
EFHTR
$8.25K ﹤0.01%
+68,750
New +$8.93K
MEOAW
417
DELISTED
Minority Equality Opportunities Acquisition Inc. Warrants
MEOAW
$8.08K ﹤0.01%
124,298
– –
FLFVR
418
DELISTED
Feutune Light Acquisition Corporation Right
FLFVR
$8.06K ﹤0.01%
99,500
-345
-0.3% -$25
PSPC.WS
419
DELISTED
Post Holdings Partnering Corporation Redeemable Warrants, each whole warrant exercisable for one share of Series A common stock at an exercise price of $11.50
PSPC.WS
$8K ﹤0.01%
100,000
+75,000
+300% +$6.17K
RACYW
420
DELISTED
Relativity Acquisition Corp. Warrant
RACYW
$7.99K ﹤0.01%
265,312
-114,576
-30% -$3.33K
FRXB.WS
421
DELISTED
Forest Road Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FRXB.WS
$7.82K ﹤0.01%
+23,423
New +$3.74K
SCMAW
422
DELISTED
Seaport Calibre Materials Acquisition Corp. Warrant
SCMAW
$7.8K ﹤0.01%
222,858
+146,758
+193% +$9.2K
MSOS icon
423
CALL
AdvisorShares Pure US Cannabis ETF
MSOS
$930M
$7.77K ﹤0.01%
+310,700
New +$3.2M
DNZ.WS
424
DELISTED
D and Z Media Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
DNZ.WS
$7.63K ﹤0.01%
+148,534
New +$5.75K
GFGDR
425
DELISTED
The Growth for Good Acquisition Corporation Right
GFGDR
$7.52K ﹤0.01%
187,600
-59,680
-24% -$4.03K
15 16
17
18 19

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2022 Portfolio in Review

As of Q4 2022, Cowen and Company held 904 positions worth $956M, down 8.5% from $1.05B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen and Company withdrew a net $124M in Q4 2022, closing 232 positions and reducing 180 holdings. Its most notable exit was ARK Innovation ETF, an estimated $131M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 34% a quarter earlier, followed by Financials and Materials.

Against the trend, Cowen and Company opened a new position in DCP Midstream, LP worth $58.8M.

  • Cowen and Company's largest Q4 2022 buy was DCP Midstream, LP: 1,516,562 shares worth $58.8M.
  • Cowen and Company added most to Adicet Bio in Q4 2022, an estimated $10.9M increase.
  • Cowen and Company's biggest Q4 2022 reduction was Immunocore, cutting an estimated $34.1M.
  • Cowen and Company fully exited ARK Innovation ETF in Q4 2022, selling an estimated $131M.
  • Cowen and Company's ten largest holdings make up 51% of its $956M portfolio in Q4 2022.
  • Cowen and Company opened 257 new positions and closed 232 in Q4 2022.
  • Cowen and Company's portfolio value fell 8.5% quarter-over-quarter to $956M.

Based on Cowen and Company's 13F filing for Q4 2022, filed 9 Feb 2023.