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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AILEW
401
DELISTED
iLearningEngines, Inc. Warrant
AILEW
$71K 0.01%
132,667
+12,972
+11% +$8.03K
HCIIW
402
DELISTED
Hudson Executive Investment Corp. II Warrant
HCIIW
$70K 0.01%
103,750
+853
+0.8% +$744
GACQW
403
DELISTED
Global Consumer Acquisition Corp. Warrant
GACQW
$69K 0.01%
115,000
-109
-0.1% -$57
PUCKW
404
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$68K 0.01%
124,333
-93,441
-43% -$60.8K
PPHPR
405
DELISTED
PHP Ventures Acquisition Corp. Rights
PPHPR
$68K 0.01%
+200,000
New +$70.8K
DXJ icon
406
WisdomTree Japan Hedged Equity Fund
DXJ
$7.45B
$66K 0.01%
+1,059
New +$66.5K
SVFAW
407
DELISTED
SVF Investment Corp. Warrant
SVFAW
$65K 0.01%
50,000
+20,924
+72% +$27.7K
VHAQ.WS
408
DELISTED
Viveon Health Acquisition Corp. Warrants to purchase one-half of a share of common stock at a price of $11.50 per whole share
VHAQ.WS
$64K 0.01%
+295,285
New +$80.3K
GRNAW
409
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
$64K 0.01%
52,931
-144,577
-73% -$165K
RMGCW
410
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$62K 0.01%
69,880
+34,940
+100% +$32.3K
PNTM.WS
411
DELISTED
Pontem Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PNTM.WS
$62K 0.01%
70,000
-66,591
-49% -$53.5K
SPGI icon
412
S&P Global
SPGI
$121B
$60K 0.01%
128
-1,711
-93% -$783K
IBB icon
413
PUT
iShares Biotechnology ETF
IBB
$9.84B
$59K 0.01%
+29,600
New +$4.58M
MDH.WS
414
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$59K 0.01%
129,216
-58,129
-31% -$34.3K
TALKW
415
DELISTED
Talkspace Inc Warrant
TALKW
$58K 0.01%
+250,000
New +$121K
FVIV.WS
416
DELISTED
Fortress Value Acquisition Corp. IV Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVIV.WS
$58K 0.01%
68,783
+11,687
+20% +$10.8K
BOWL.WS
417
DELISTED
Bowlero Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an e
BOWL.WS
$58K 0.01%
+50,000
New +$57.8K
IONS icon
418
PUT
Ionis Pharmaceuticals
IONS
$9.37B
$57K 0.01%
10,000
-10,000
-50% -$315K
SOC.WS
419
DELISTED
Sable Offshore Corp. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
SOC.WS
$56K 0.01%
93,132
+58,685
+170% +$38.7K
HHLA.WS
420
DELISTED
HH&L Acquisition Co. Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HHLA.WS
$56K 0.01%
+100,000
New +$53.4K
LAXXR
421
DELISTED
8i Acquisition 2 Corp Rights
LAXXR
$56K 0.01%
+200,000
New +$56K
PEPLW
422
DELISTED
PepperLime Health Acquisition Corporation Warrrant
PEPLW
$55K 0.01%
+123,097
New +$58.1K
MIT.WS
423
DELISTED
Mason Industrial Technology, Inc. Redeemable warrants, exercisable for one share of Class A common stock for $11.50 per share
MIT.WS
$55K 0.01%
+83,033
New +$59K
BENER
424
DELISTED
Benessere Capital Acquisition Corp. Right
BENER
$55K 0.01%
+135,837
New +$60.8K
SRSAW
425
DELISTED
Sarissa Capital Acquisition Corp. Warrants
SRSAW
$55K 0.01%
+57,618
New +$72K
15 16
17
18 19

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.