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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-4.19%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.04B
AUM Growth
-$63.6M
Cap. Flow
-$14.6M
Cap. Flow %
-1.4%
Top 10 Hldgs %
44.54%
Holding
900
New
268
Increased
133
Reduced
141
Closed
310

Top Buys

Rank Stock Value
1
SLVM icon
Sylvamo
SLVM
+$64.9M
2
ARKK icon
ARK Innovation ETF
ARKK
+$54.7M
3
FULC icon
Fulcrum Therapeutics
FULC
+$48.9M
4
RIVN icon
Rivian
RIVN
+$32.4M
5
STOK icon
Stoke Therapeutics
STOK
+$22.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$143M
2
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$49M
3
CCVI
Churchill Capital Corp VI
CCVI
+$34.2M
4
AMD icon
Advanced Micro Devices
AMD
+$27.5M
5
CLDX icon
Celldex Therapeutics
CLDX
+$18M

Sector Composition

Rank Sector Weight
1 Healthcare 39.85%
2 Financials 15.44%
3 Materials 6.54%
4 Consumer Discretionary 6.02%
5 Industrials 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BACA.WS
376
DELISTED
Berenson Acquisition Corp. I Warrants, each whole warrant exercisable for one share of class A common stock at an exercise price of $11.50
BACA.WS
$34K ﹤0.01%
124,700
+28,100
+29% +$9.93K
SOC.WS
377
DELISTED
Sable Offshore Corp. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
SOC.WS
$33K ﹤0.01%
112,861
+19,729
+21% +$7.53K
HCMAW
378
DELISTED
HCM Acquisition Corp Warrant
HCMAW
$33K ﹤0.01%
+164,750
New +$35K
GIA.WS
379
DELISTED
GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
GIA.WS
$33K ﹤0.01%
+148,310
New +$48.8K
HIPO.WS
380
DELISTED
Hippo Holdings Inc. Redeemable warrants, each whole warrant exercisable for one twenty-fifth (1/25) share of Common Stock at an exercise price of $287.50 per full share
HIPO.WS
$32K ﹤0.01%
92,954
+63,092
+211% +$21.9K
EACPW
381
DELISTED
Edify Acquisition Corp. Warrant
EACPW
$32K ﹤0.01%
200,600
-42,042
-17% -$15.2K
HORIW
382
DELISTED
Emerging Markets Horizon Corp. Warrants
HORIW
$32K ﹤0.01%
+198,071
New +$46.7K
SPGS.WS
383
DELISTED
Simon Property Group Acquisition Holdings, Inc. Warrants, each exercisable for one Class A common stock at an exercise price of $11.50 per share
SPGS.WS
$32K ﹤0.01%
67,335
-75,471
-53% -$44.5K
BNZIW
384
DELISTED
Banzai International Warrant
BNZIW
$31K ﹤0.01%
132,416
+50,517
+62% +$16.4K
KNSW.WS
385
DELISTED
KnightSwan Acquisition Corporation Public warrants, each whole public warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
KNSW.WS
$31K ﹤0.01%
+124,082
New +$24.5K
WEJOW
386
DELISTED
Wejo Group Limited Warrant
WEJOW
$31K ﹤0.01%
+53,500
New +$35.2K
SRPT icon
387
CALL
Sarepta Therapeutics
SRPT
$1.92B
$30K ﹤0.01%
12,000
-20,000
-63% -$1.53M
PUCKW
388
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$30K ﹤0.01%
100,865
-23,468
-19% -$8.74K
ATAKR
389
DELISTED
Aurora Technology Acquisition Corp. Rights
ATAKR
$30K ﹤0.01%
+200,890
New +$30.8K
NOGNW
390
DELISTED
Nogin, Inc. Warrant
NOGNW
$29K ﹤0.01%
115,624
+67,624
+141% +$25.6K
XPOA.WS
391
DELISTED
DPCM Capital, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at
XPOA.WS
$29K ﹤0.01%
+43,724
New +$28.7K
KWAC.WS
392
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
$29K ﹤0.01%
205,597
+8,157
+4% +$2.09K
OPTXW icon
393
Syntec Optics Holdings Warrant
OPTXW
$22.9M
$28K ﹤0.01%
+120,628
New +$29.5K
GXIIW
394
DELISTED
GX Acquisition Corp. II Warrant
GXIIW
$28K ﹤0.01%
107,415
-51,427
-32% -$19.1K
HCIIW
395
DELISTED
Hudson Executive Investment Corp. II Warrant
HCIIW
$28K ﹤0.01%
76,000
-27,750
-27% -$13.2K
PGRWW
396
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$27K ﹤0.01%
111,646
-35,610
-24% -$12.2K
FVIV.WS
397
DELISTED
Fortress Value Acquisition Corp. IV Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVIV.WS
$27K ﹤0.01%
50,000
-18,783
-27% -$11K
HAL icon
398
PUT
Halliburton
HAL
$28.2B
$26K ﹤0.01%
32,200
– –
VHAQ.RT
399
DELISTED
Viveon Health Acquisition Corp. Rights, each exchangeable into one-twentieth of a share of Common Stock
VHAQ.RT
$26K ﹤0.01%
217,560
-64,956
-23% -$10.4K
SCMAW
400
DELISTED
Seaport Calibre Materials Acquisition Corp. Warrant
SCMAW
$26K ﹤0.01%
+100,000
New +$33.2K
14 15
16
17 18

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q1 2022 Portfolio in Review

As of Q1 2022, Cowen and Company held 900 positions worth $1.04B, down 5.8% from $1.1B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen and Company's Q1 2022 filing shows 268 new, 133 increased, 141 reduced and 310 closed positions. Its largest new stake was Sylvamo: 1,955,000 shares worth $65.1M. The largest sale was Invesco QQQ Trust, an estimated $143M.

By sector, the portfolio is most concentrated in Healthcare at 40% of assets, up from 26% a quarter earlier, followed by Financials and Materials.

  • Cowen and Company's largest Q1 2022 buy was Sylvamo: 1,955,000 shares worth $65.1M.
  • Cowen and Company added most to ARK Innovation ETF in Q1 2022, an estimated $54.7M increase.
  • Cowen and Company's biggest Q1 2022 reduction was Invesco QQQ Trust, cutting an estimated $143M.
  • Cowen and Company fully exited Churchill Capital Corp VI in Q1 2022, selling an estimated $34.2M.
  • Cowen and Company's ten largest holdings make up 45% of its $1.04B portfolio in Q1 2022.
  • Cowen and Company opened 268 new positions and closed 310 in Q1 2022.
  • Cowen and Company's portfolio value fell 5.8% quarter-over-quarter to $1.04B.

Based on Cowen and Company's 13F filing for Q1 2022, filed 16 May 2022.