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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLACW
376
DELISTED
Frazier Lifesciences Acquisition Corporation Warrant
FLACW
$94K 0.01%
159,587
+125,953
+374% +$87.9K
HIG icon
377
CALL
Hartford Financial Services
HIG
$38.7B
$92K 0.01%
16,200
-213,800
-93% -$15.1M
CFLT
378
CALL
DELISTED
Confluent
CFLT
$91K 0.01%
+10,000
New +$721K
CZOO
379
DELISTED
Cazoo Group Ltd
CZOO
$90K 0.01%
+8
New +$124K
PTGX icon
380
CALL
Protagonist Therapeutics
PTGX
$9.71B
$88K 0.01%
15,000
– –
RDUS
381
DELISTED
Radius Health, Inc.
RDUS
$86K 0.01%
12,393
+4,893
+65% +$71.8K
GM icon
382
PUT
General Motors
GM
$77.2B
$84K 0.01%
+25,000
New +$1.46M
NDACW
383
DELISTED
NightDragon Acquisition Corp. Warrants to purchase Class A common stock
NDACW
$84K 0.01%
+96,800
New +$92.5K
LHC.WS
384
DELISTED
Leo Holdings Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
LHC.WS
$84K 0.01%
144,445
+130,045
+903% +$85.9K
GXIIW
385
DELISTED
GX Acquisition Corp. II Warrant
GXIIW
$83K 0.01%
158,842
+4,348
+3% +$2.79K
KWAC.WS
386
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
$82K 0.01%
197,440
+34,342
+21% +$18.5K
OSTRW
387
DELISTED
Oyster Enterprises Acquisition Corp. Warrant
OSTRW
$80K 0.01%
175,032
+107,143
+158% +$57.8K
CP icon
388
CALL
Canadian Pacific Kansas City
CP
$79.6B
$79K 0.01%
22,000
-3,000
-12% -$219K
KLAQW
389
DELISTED
KL Acquisition Corp Warrant
KLAQW
$79K 0.01%
148,198
-92,129
-38% -$57.6K
SRPT icon
390
Sarepta Therapeutics
SRPT
$1.81B
$78K 0.01%
862
-11,039
-93% -$944K
XFINW
391
DELISTED
ExcelFin Acquisition Corp Warrant
XFINW
$78K 0.01%
+134,609
New +$79K
GNACW
392
DELISTED
Group Nine Acquisition Corp. Warrant
GNACW
$78K 0.01%
150,000
-150,846
-50% -$98.3K
GBT
393
DELISTED
Global Blood Therapeutics, Inc.
GBT
$78K 0.01%
+2,657
New +$82.3K
NMMCW
394
DELISTED
North Mountain Merger Corp. Warrant
NMMCW
$78K 0.01%
100,035
+23,835
+31% +$19.6K
ACAHW
395
DELISTED
Atlantic Coastal Acquisition Corp. Warrant
ACAHW
$77K 0.01%
+124,166
New +$88.8K
FAASW
396
DELISTED
DigiAsia Corp Warrant
FAASW
$75K 0.01%
+156,866
New +$78.3K
AWINW
397
DELISTED
AERWINS Technologies Inc Warrant
AWINW
$75K 0.01%
+160,550
New +$71.9K
AMRN
398
PUT
Amarin Corp
AMRN
$298M
$74K 0.01%
2,100
-1,400
-40% -$116K
HELP
399
Cybin Inc
HELP
$620M
$72K 0.01%
+1,579
New +$100K
PGRWW
400
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$72K 0.01%
147,256
+18,778
+15% +$10.2K
14 15
16
17 18

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.