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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+17.7%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$956M
AUM Growth
-$88.9M
Cap. Flow
-$124M
Cap. Flow %
-13%
Top 10 Hldgs %
51.28%
Holding
904
New
257
Increased
162
Reduced
180
Closed
232

Top Buys

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.7M
2
IMVT icon
Immunovant
IMVT
+$15.7M
3
LL
LL Flooring Holdings, Inc.
LL
+$11.4M
4
ACET icon
Adicet Bio
ACET
+$10.9M
5
INVZ icon
Innoviz Technologies
INVZ
+$9.95M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$131M
2
IMCR icon
Immunocore
IMCR
+$34.1M
3
FTAI icon
FTAI Aviation
FTAI
+$28.1M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$20.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.4M

Sector Composition

Rank Sector Weight
1 Healthcare 36.98%
2 Financials 14.53%
3 Materials 10.99%
4 Energy 8.52%
5 Consumer Discretionary 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BODY.WS
351
DELISTED
The Beachbody Company, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
BODY.WS
$15.8K ﹤0.01%
380,435
+20,872
+6% +$2.15K
SDSTW
352
Stardust Power Inc Warrant
SDSTW
$15.7K ﹤0.01%
522,196
-41,094
-7% -$1.07K
AIRJW
353
AirJoule Technologies Warrant
AIRJW
$92.4M
$15.3K ﹤0.01%
217,957
-3,283
-1% -$261
TENKR
354
DELISTED
TenX Keane Acquisition Right
TENKR
$15K ﹤0.01%
+75,000
New +$13.1K
STIXW
355
DELISTED
Semantix, Inc. Warrant
STIXW
$15K ﹤0.01%
500,978
-10,633
-2% -$487
GIA.WS
356
DELISTED
GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
GIA.WS
$15K ﹤0.01%
427,485
+296,392
+226% +$8.42K
ADALW
357
DELISTED
Anthemis Digital Acquisitions I Corp Warrant
ADALW
$14.9K ﹤0.01%
135,500
-14,000
-9% -$1.65K
ZURAW
358
DELISTED
Zura Bio Limited Warrants
ZURAW
$14.7K ﹤0.01%
98,066
+100
+0.1% +$10
LCAHW
359
DELISTED
Landcadia Holdings IV, Inc. Warrant
LCAHW
$14.7K ﹤0.01%
146,879
+46,979
+47% +$5.34K
QQQ icon
360
PUT
Invesco QQQ Trust
QQQ
$478B
$14.7K ﹤0.01%
+5,000
New +$1.38M
ROSS.WS
361
DELISTED
Ross Acquisition Corp II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
ROSS.WS
$14.5K ﹤0.01%
289,902
+72,207
+33% +$4.14K
QVCGA
362
CALL
DELISTED
QVC Group Inc Series A
QVCGA
$14K ﹤0.01%
+11,200
New +$1.14M
SHCRW
363
DELISTED
Sharecare, Inc. Warrant
SHCRW
$13.9K ﹤0.01%
+99,400
New +$20.2K
NIRWW
364
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$13.7K ﹤0.01%
172,556
-36,500
-17% -$3.84K
NFNT.WS
365
DELISTED
Infinite Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
NFNT.WS
$13.6K ﹤0.01%
206,006
-23,552
-10% -$2.36K
FTPAW
366
DELISTED
FTAC Parnassus Acquisition Corp. Warrant
FTPAW
$13.5K ﹤0.01%
674,821
+24,980
+4% +$1.2K
ABVEW
367
DELISTED
Above Food Ingredients Inc Warrants
ABVEW
$13.3K ﹤0.01%
221,205
+55,275
+33% +$2.25K
STLNW
368
Starling Oncology, Inc. Warrant
STLNW
$4.99M
$13.2K ﹤0.01%
+120,100
New +$39.2K
ESM.WS
369
DELISTED
ESM Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ESM.WS
$13.1K ﹤0.01%
+112,865
New +$14.6K
ARBGW
370
DELISTED
Aequi Acquisition Corp warrants
ARBGW
$13.1K ﹤0.01%
468,219
-5,734
-1% -$244
OPA.WS
371
DELISTED
Magnum Opus Acquisition Limited Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
OPA.WS
$12.9K ﹤0.01%
537,788
-61,722
-10% -$3.95K
IMAQR
372
DELISTED
International Media Acquisition Corp. Rights
IMAQR
$12.9K ﹤0.01%
183,900
-16,100
-8% -$1.1K
BCSAW
373
DELISTED
Blockchain Coinvestors Acquisition Corp. I Warrant
BCSAW
$12.7K ﹤0.01%
211,200
+100,200
+90% +$5.34K
USER
374
CALL
DELISTED
UserTesting, Inc.
USER
$12.7K ﹤0.01%
+256,100
New +$1.64M
YOTAW
375
DELISTED
Yotta Acquisition Corporation Warrant
YOTAW
$12.6K ﹤0.01%
421,641
+34,741
+9% +$1.31K
13 14
15
16 17

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2022 Portfolio in Review

As of Q4 2022, Cowen and Company held 904 positions worth $956M, down 8.5% from $1.05B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen and Company withdrew a net $124M in Q4 2022, closing 232 positions and reducing 180 holdings. Its most notable exit was ARK Innovation ETF, an estimated $131M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 34% a quarter earlier, followed by Financials and Materials.

Against the trend, Cowen and Company opened a new position in DCP Midstream, LP worth $58.8M.

  • Cowen and Company's largest Q4 2022 buy was DCP Midstream, LP: 1,516,562 shares worth $58.8M.
  • Cowen and Company added most to Adicet Bio in Q4 2022, an estimated $10.9M increase.
  • Cowen and Company's biggest Q4 2022 reduction was Immunocore, cutting an estimated $34.1M.
  • Cowen and Company fully exited ARK Innovation ETF in Q4 2022, selling an estimated $131M.
  • Cowen and Company's ten largest holdings make up 51% of its $956M portfolio in Q4 2022.
  • Cowen and Company opened 257 new positions and closed 232 in Q4 2022.
  • Cowen and Company's portfolio value fell 8.5% quarter-over-quarter to $956M.

Based on Cowen and Company's 13F filing for Q4 2022, filed 9 Feb 2023.