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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CND.WS
351
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
$120K 0.01%
50,246
+20,246
+67% +$52.3K
CERN
352
PUT
DELISTED
Cerner Corp
CERN
$119K 0.01%
+401,000
New +$30.5M
MSOS icon
353
CALL
AdvisorShares Pure US Cannabis ETF
MSOS
$890M
$118K 0.01%
104,500
+68,900
+194% +$1.9M
INO icon
354
PUT
Inovio Pharmaceuticals
INO
$79.9M
$117K 0.01%
+8,333
New +$668K
GET
355
DELISTED
Getnet Adquirencia e Servicos para Meios de Pagamento S.A. American Depositary Shares
GET
$112K 0.01%
+79,932
New +$129K
CPARW
356
DELISTED
Catalyst Partners Acquisition Corp. Warrant
CPARW
$112K 0.01%
+130,686
New +$127K
C icon
357
CALL
Citigroup
C
$228B
$110K 0.01%
37,400
-50,500
-57% -$3.36M
HAL icon
358
PUT
Halliburton
HAL
$28.2B
$109K 0.01%
+32,200
New +$763K
PTGX icon
359
Protagonist Therapeutics
PTGX
$9.58B
$109K 0.01%
+3,178
New +$100K
ENERR
360
DELISTED
Accretion Acquisition Corp Right
ENERR
$109K 0.01%
+339,372
New +$113K
ABLLW
361
DELISTED
Abacus Life Warrant
ABLLW
$108K 0.01%
203,893
+99,052
+94% +$65.9K
ALACR
362
DELISTED
Alberton Acquisition Corp Rights
ALACR
$104K 0.01%
+294,813
New +$144K
COF icon
363
CALL
Capital One
COF
$135B
$103K 0.01%
53,900
– –
EUCRW
364
DELISTED
Eucrates Biomedical Acquisition Corp. Warrant
EUCRW
$103K 0.01%
178,347
+140,869
+376% +$104K
PV.WS
365
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$103K 0.01%
153,693
-193,750
-56% -$152K
BETRW icon
366
Better Home & Finance Warrant
BETRW
$1.82M
$102K 0.01%
+132,215
New +$185K
UHGWW
367
DELISTED
United Homes Group Warrant
UHGWW
$101K 0.01%
169,765
+26,534
+19% +$17.1K
WKHS icon
368
Workhorse Group
WKHS
$33.9M
$101K 0.01%
+8
New +$145K
KAHC.WS
369
DELISTED
KKR Acquisition Holdings I Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
KAHC.WS
$100K 0.01%
100,000
-135,239
-57% -$140K
MRNA icon
370
CALL
Moderna
MRNA
$23.8B
$97K 0.01%
6,400
– –
NXU.WS
371
DELISTED
Novus Capital Corporation II Redeemable warrants, each whole warrant exercisable for shares of Class
NXU.WS
$97K 0.01%
77,081
-111,739
-59% -$138K
KURA icon
372
Kura Oncology
KURA
$878M
$96K 0.01%
+6,853
New +$111K
PL icon
373
Planet Labs
PL
$8.39B
$96K 0.01%
+15,749
New +$149K
FINMW
374
DELISTED
Marlin Technology Corporation Warrant
FINMW
$96K 0.01%
139,115
+33,338
+32% +$25.5K
VTRS icon
375
Viatris
VTRS
$18.7B
$94K 0.01%
6,939
+4,991
+256% +$66.6K
13 14
15
16 17

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CIP
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PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.