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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNDA.WS
326
DELISTED
Concord Acquisition Corp II Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CNDA.WS
$157K 0.01%
+165,000
New +$158K
TGNA
327
DELISTED
TEGNA Inc
TGNA
$156K 0.01%
+8,401
New +$168K
WINVW
328
DELISTED
WinVest Acquisition Corp. Warrant
WINVW
$150K 0.01%
+768,780
New +$198K
GPACU
329
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
$148K 0.01%
+15,000
New +$148K
WINVR
330
DELISTED
WinVest Acquisition Corp. Right
WINVR
$145K 0.01%
+500,000
New +$126K
VRTX icon
331
PUT
Vertex Pharmaceuticals
VRTX
$133B
$143K 0.01%
+15,000
New +$2.92M
MRTX
332
PUT
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$143K 0.01%
+3,200
New +$497K
INSM icon
333
PUT
Insmed
INSM
$29.4B
$140K 0.01%
+18,600
New +$532K
FOA.WS
334
DELISTED
Finance of America Companies Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50
FOA.WS
$137K 0.01%
+358,885
New +$214K
LIBY
335
DELISTED
Liberty Resources Acquisition Corp. Class A Common Stock
LIBY
$137K 0.01%
+13,817
New +$136K
FE icon
336
CALL
FirstEnergy
FE
$27.1B
$135K 0.01%
130,900
– –
MTTR
337
PUT
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$129K 0.01%
+24,800
New +$568K
RXRAW
338
DELISTED
RXR Acquisition Corp. Warrants to purchase Class A common stock
RXRAW
$128K 0.01%
+182,551
New +$137K
CORS.WS
339
DELISTED
Corsair Partnering Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CORS.WS
$127K 0.01%
+125,982
New +$110K
VGII.WS
340
DELISTED
Virgin Group Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one Class
VGII.WS
$127K 0.01%
151,510
-217,723
-59% -$213K
BGRY
341
DELISTED
Berkshire Grey, Inc. Class A Common Stock
BGRY
$125K 0.01%
+22,761
New +$131K
CBAY
342
PUT
DELISTED
Cymabay Therapeutics
CBAY
$124K 0.01%
75,000
+3,200
+4% +$12.1K
BURU.WS
343
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$124K 0.01%
239,173
+76,227
+47% +$45.4K
GSAQW
344
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
$124K 0.01%
250,000
+125,000
+100% +$74.8K
LICY.WS
345
DELISTED
Li-Cycle Holdings Corp. Redeemable Warrants, each whole warrant exercisable for one Common Share at
LICY.WS
$124K 0.01%
50,000
+31,000
+163% +$99K
JWSM.WS
346
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$123K 0.01%
119,810
+84,717
+241% +$97.7K
HERAW
347
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
$123K 0.01%
129,472
+7,137
+6% +$7.07K
SPGS.WS
348
DELISTED
Simon Property Group Acquisition Holdings, Inc. Warrants, each exercisable for one Class A common stock at an exercise price of $11.50 per share
SPGS.WS
$123K 0.01%
142,806
-75,515
-35% -$72.2K
ORCL icon
349
PUT
Oracle
ORCL
$435B
$122K 0.01%
+50,000
New +$4.69M
EACPW
350
DELISTED
Edify Acquisition Corp. Warrant
EACPW
$121K 0.01%
242,642
-34,358
-12% -$18K
12 13
14
15 16

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.