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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+17.7%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$956M
AUM Growth
-$88.9M
Cap. Flow
-$124M
Cap. Flow %
-13%
Top 10 Hldgs %
51.28%
Holding
904
New
257
Increased
162
Reduced
180
Closed
232

Top Buys

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.7M
2
IMVT icon
Immunovant
IMVT
+$15.7M
3
LL
LL Flooring Holdings, Inc.
LL
+$11.4M
4
ACET icon
Adicet Bio
ACET
+$10.9M
5
INVZ icon
Innoviz Technologies
INVZ
+$9.95M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$131M
2
IMCR icon
Immunocore
IMCR
+$34.1M
3
FTAI icon
FTAI Aviation
FTAI
+$28.1M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$20.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.4M

Sector Composition

Rank Sector Weight
1 Healthcare 36.98%
2 Financials 14.53%
3 Materials 10.99%
4 Energy 8.52%
5 Consumer Discretionary 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICNC.WS
301
DELISTED
Iconic Sports Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ICNC.WS
$27.2K ﹤0.01%
202,600
+2,600
+1% +$189
CPUH.WS
302
DELISTED
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
$27.2K ﹤0.01%
242,183
-145,043
-37% -$15.7K
ML.WS
303
DELISTED
MoneyLion Inc. Warrants, each whole warrant exercisable 1/30th of a share of Class A common stock at an exercise price of $345.00 per whole share
ML.WS
$27.1K ﹤0.01%
+658,796
New +$68.9K
DMYY.WS
304
DELISTED
dMY Squared Technology Group Warrants
DMYY.WS
$26.7K ﹤0.01%
+65,348
New +$22K
TETEW
305
DELISTED
Technology & Telecommunication Acquisition Corporation Warrant
TETEW
$26.6K ﹤0.01%
883,011
+204,195
+30% +$13.3K
PRSTW
306
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
$26.1K ﹤0.01%
620,436
+590,436
+1,968% +$40.3K
CINC
307
PUT
DELISTED
CinCor Pharma, Inc. Common Stock
CINC
$25.9K ﹤0.01%
+15,000
New +$357K
AWINW
308
DELISTED
AERWINS Technologies Inc Warrant
AWINW
$25.7K ﹤0.01%
394,688
+1,566
+0.4% +$82
TRTL.WS
309
DELISTED
TortoiseEcofin Acquisition Corp. III Warrant, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
TRTL.WS
$25.5K ﹤0.01%
+127,732
New +$16.9K
EOCW.WS
310
DELISTED
Elliott Opportunity II Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
EOCW.WS
$24.9K ﹤0.01%
277,108
+150,279
+118% +$15.6K
SVIIW
311
DELISTED
Spring Valley Acquisition Corp II Warrant
SVIIW
$24.9K ﹤0.01%
+99,500
New +$19.5K
QOMOR
312
DELISTED
Qomolangma Acquisition Corp. Right
QOMOR
$24.4K ﹤0.01%
+177,500
New +$16.6K
UPST icon
313
PUT
Upstart Holdings
UPST
$2.84B
$24.3K ﹤0.01%
+10,000
New +$193K
LLAP.WS
314
DELISTED
Terran Orbital Corporation Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
LLAP.WS
$23.9K ﹤0.01%
+239,233
New +$36.9K
TGVCW
315
DELISTED
TG Venture Acquisition Corp. Warrants
TGVCW
$23.4K ﹤0.01%
390,513
+340,513
+681% +$14.4K
BRACR
316
DELISTED
Broad Capital Acquisition Corp Rights
BRACR
$23.2K ﹤0.01%
231,762
+10,700
+5% +$1.24K
ARTEW
317
DELISTED
Artemis Strategic Investment Corporation Warrant
ARTEW
$22.9K ﹤0.01%
169,729
-8,520
-5% -$978
AVHIW
318
DELISTED
Achari Ventures Holdings Corp I Warrant
AVHIW
$22.7K ﹤0.01%
454,716
-400
-0.1% -$10
HHLA.WS
319
DELISTED
HH&L Acquisition Co. Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HHLA.WS
$22.7K ﹤0.01%
453,276
+333,676
+279% +$21.4K
CPAAW
320
DELISTED
Conyers Park III Acquisition Corp. Warrants
CPAAW
$22.6K ﹤0.01%
151,610
-71,185
-32% -$10.3K
OSAAW
321
DELISTED
ProSomnus, Inc. Warrant
OSAAW
$22.4K ﹤0.01%
+285,312
New +$39.4K
RADI
322
CALL
DELISTED
Radius Global Infrastructure, Inc. Class A Common Stock
RADI
$22K ﹤0.01%
+40,000
New +$414K
WGSWW
323
DELISTED
GeneDx Holdings Warrant
WGSWW
$21.6K ﹤0.01%
1,135,874
+1,106,400
+3,754% +$114K
GAQ.WS
324
DELISTED
Generation Asia I Acquisition Limited Redeemable Warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
GAQ.WS
$21.3K ﹤0.01%
484,893
+4,050
+0.8% +$243
INTEW
325
DELISTED
Integral Acquisition Corporation 1 Warrants
INTEW
$21.1K ﹤0.01%
282,757
– –
11 12
13
14 15

Similar funds

CIP
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PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2022 Portfolio in Review

As of Q4 2022, Cowen and Company held 904 positions worth $956M, down 8.5% from $1.05B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen and Company withdrew a net $124M in Q4 2022, closing 232 positions and reducing 180 holdings. Its most notable exit was ARK Innovation ETF, an estimated $131M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 34% a quarter earlier, followed by Financials and Materials.

Against the trend, Cowen and Company opened a new position in DCP Midstream, LP worth $58.8M.

  • Cowen and Company's largest Q4 2022 buy was DCP Midstream, LP: 1,516,562 shares worth $58.8M.
  • Cowen and Company added most to Adicet Bio in Q4 2022, an estimated $10.9M increase.
  • Cowen and Company's biggest Q4 2022 reduction was Immunocore, cutting an estimated $34.1M.
  • Cowen and Company fully exited ARK Innovation ETF in Q4 2022, selling an estimated $131M.
  • Cowen and Company's ten largest holdings make up 51% of its $956M portfolio in Q4 2022.
  • Cowen and Company opened 257 new positions and closed 232 in Q4 2022.
  • Cowen and Company's portfolio value fell 8.5% quarter-over-quarter to $956M.

Based on Cowen and Company's 13F filing for Q4 2022, filed 9 Feb 2023.