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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.05B
AUM Growth
+$9.85M
Cap. Flow
+$95.1M
Cap. Flow %
9.1%
Top 10 Hldgs %
50%
Holding
874
New
223
Increased
214
Reduced
73
Closed
220

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$54.9M
2
IMCR icon
Immunocore
IMCR
+$48.2M
3
ARKK icon
ARK Innovation ETF
ARKK
+$41.6M
4
TWTR
Twitter, Inc.
TWTR
+$36.7M
5
RNAM
Avidity Biosciences
RNAM
+$29.2M

Top Sells

Rank Stock Value
1
RLMD icon
Relmada Therapeutics
RLMD
+$23.6M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$19M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.5M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$12.1M
5
STOK icon
Stoke Therapeutics
STOK
+$11.8M

Sector Composition

Rank Sector Weight
1 Healthcare 34.11%
2 Financials 8.03%
3 Materials 6.97%
4 Technology 3.58%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CND.WS
301
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
$26K ﹤0.01%
50,246
– –
ALSAW
302
DELISTED
Alpha Star Acquisition Corp Warrants
ALSAW
$25K ﹤0.01%
626,311
+179,390
+40% +$5.54K
GFGDR
303
DELISTED
The Growth for Good Acquisition Corporation Right
GFGDR
$25K ﹤0.01%
+247,280
New +$28.6K
AFTR.WS
304
DELISTED
AfterNext HealthTech Acquisition Corp Warrants
AFTR.WS
$25K ﹤0.01%
+153,899
New +$36K
CPUH.WS
305
DELISTED
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
$25K ﹤0.01%
387,226
+369,001
+2,025% +$71.6K
PV.WS
306
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$25K ﹤0.01%
195,408
+42,229
+28% +$7.14K
DISH
307
DELISTED
DISH Network Corp.
DISH
$25K ﹤0.01%
+36,400
New +$644K
ICNC.WS
308
DELISTED
Iconic Sports Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ICNC.WS
$24K ﹤0.01%
200,000
+189
+0.1% +$28
GTPAW
309
DELISTED
Gores Technology Partners, Inc. Warrant
GTPAW
$23K ﹤0.01%
+77,000
New +$19.4K
DUETW
310
DELISTED
DUET Acquisition Corp. Warrant
DUETW
$23K ﹤0.01%
478,301
+41,700
+10% +$3.95K
RACYW
311
DELISTED
Relativity Acquisition Corp. Warrant
RACYW
$23K ﹤0.01%
379,888
– –
GNLN icon
312
Greenlane Holdings
GNLN
$1.24M
– –
0
– –
HOLO icon
313
MicroCloud Hologram
HOLO
$39M
$22K ﹤0.01%
+1
New +$69.3K
WU icon
314
Western Union
WU
$2.2B
$22K ﹤0.01%
+15,000
New +$235K
BRACR
315
DELISTED
Broad Capital Acquisition Corp Rights
BRACR
$22K ﹤0.01%
221,062
+400
+0.2% +$50
PRST
316
DELISTED
Presto Technologies, Inc. Common Stock
PRST
$22K ﹤0.01%
+10,763
New +$95.6K
AVHIW
317
DELISTED
Achari Ventures Holdings Corp I Warrant
AVHIW
$22K ﹤0.01%
455,116
+3,500
+0.8% +$296
ACAXR
318
DELISTED
Alset Capital Acquisition Corp Right
ACAXR
$22K ﹤0.01%
246,493
-25,197
-9% -$3.1K
RNERW
319
DELISTED
Mount Rainier Acquisition Corp. Warrant
RNERW
$22K ﹤0.01%
147,700
+200
+0.1% +$25
FACA.WS
320
DELISTED
Figure Acquisition Corp. I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
FACA.WS
$22K ﹤0.01%
385,762
+208,462
+118% +$27K
BTMWW
321
DELISTED
Bitcoin Depot Inc Warrant
BTMWW
$21K ﹤0.01%
126,901
-58,899
-32% -$9.31K
SMMT icon
322
Summit Therapeutics
SMMT
$12.1B
$21K ﹤0.01%
17,249
-800
-4% -$905
WINVR
323
DELISTED
WinVest Acquisition Corp. Right
WINVR
$21K ﹤0.01%
476,847
+12,500
+3% +$810
RFACW
324
DELISTED
RF Acquisition Corp. Warrants
RFACW
$21K ﹤0.01%
544,432
+5,180
+1% +$307
CCVI.WS
325
DELISTED
Churchill Capital Corp VI Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCVI.WS
$21K ﹤0.01%
+153,342
New +$32.4K
11 12
13
14 15

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen and Company held 874 positions worth $1.05B, up 0.95% from $1.04B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Cowen and Company deployed $95.1M of net new capital in Q3 2022, opening 223 new positions and adding to 214 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 29% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Relmada Therapeutics, an estimated $23.6M trimmed.

  • Cowen and Company's largest Q3 2022 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.
  • Cowen and Company added most to ARK Innovation ETF in Q3 2022, an estimated $41.6M increase.
  • Cowen and Company's biggest Q3 2022 reduction was Relmada Therapeutics, cutting an estimated $23.6M.
  • Cowen and Company fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $19M.
  • Cowen and Company's ten largest holdings make up 50% of its $1.05B portfolio in Q3 2022.
  • Cowen and Company opened 223 new positions and closed 220 in Q3 2022.
  • Cowen and Company's portfolio value rose 0.95% quarter-over-quarter to $1.05B.

Based on Cowen and Company's 13F filing for Q3 2022, filed 14 Nov 2022.