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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RXDX
301
CALL
DELISTED
Prometheus Biosciences, Inc. Common Stock
RXDX
$209K 0.02%
+30,000
New +$939K
MX icon
302
CALL
Magnachip Semiconductor
MX
$134M
$207K 0.02%
+40,100
New +$741K
CERN
303
CALL
DELISTED
Cerner Corp
CERN
$207K 0.02%
+65,600
New +$4.99M
SNDL icon
304
Sundial Growers
SNDL
$303M
$206K 0.02%
35,560
+15,250
+75% +$99.9K
SOC icon
305
Sable Offshore Corp
SOC
$976M
$206K 0.02%
+21,225
New +$207K
AMRN
306
Amarin Corp
AMRN
$298M
$202K 0.02%
2,993
+2,561
+593% +$212K
NUAN
307
CALL
DELISTED
Nuance Communications, Inc.
NUAN
$198K 0.02%
1,046,300
+299,200
+40% +$16.5M
CRM icon
308
CALL
Salesforce
CRM
$162B
$191K 0.02%
180,900
-494,800
-73% -$139M
HCAR
309
DELISTED
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
$188K 0.02%
+19,300
New +$189K
PCT icon
310
PureCycle Technologies
PCT
$1.46B
$187K 0.02%
+19,489
New +$235K
KVSC
311
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$183K 0.02%
18,711
+8,385
+81% +$82.7K
TCOM icon
312
PUT
Trip.com Group
TCOM
$29.7B
$180K 0.02%
+100,000
New +$2.83M
ONMDW icon
313
OneMedNet Corp Warrant
ONMDW
$1.05M
$179K 0.02%
448,597
+255,269
+132% +$113K
SEER icon
314
Seer Inc
SEER
$119M
$173K 0.02%
7,596
-5,542
-42% -$160K
BOAC.WS
315
DELISTED
Bluescape Opportunities Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
BOAC.WS
$170K 0.02%
201,851
+104,221
+107% +$102K
WU icon
316
Western Union
WU
$2.19B
$168K 0.02%
+9,395
New +$173K
BIIB icon
317
CALL
Biogen
BIIB
$30.6B
$166K 0.02%
+15,000
New +$3.86M
SNRHW
318
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$165K 0.02%
313,532
+258,080
+465% +$177K
WKHS icon
319
PUT
Workhorse Group
WKHS
$34.5M
$164K 0.01%
7
-64
-90% -$1.16M
BNIXR
320
DELISTED
Bannix Acquisition Corp. Right
BNIXR
$162K 0.01%
+477,758
New +$165K
CCVI.WS
321
DELISTED
Churchill Capital Corp VI Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCVI.WS
$162K 0.01%
+157,710
New +$179K
CYXTW
322
DELISTED
Cyxtera Technologies, Inc. Warrant
CYXTW
$162K 0.01%
+48,644
New +$119K
FLNA
323
PUT
Filana Therapeutics
FLNA
$48.2M
$161K 0.01%
+32,700
New +$1.71M
SRPT icon
324
CALL
Sarepta Therapeutics
SRPT
$1.81B
$161K 0.01%
32,000
+30,500
+2,033% +$2.61M
LAAAW
325
DELISTED
Lakeshore Acquisition I Corp. Warrant
LAAAW
$158K 0.01%
+204,875
New +$111K
11 12
13
14 15

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CIP
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PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.