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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.05B
AUM Growth
+$9.85M
Cap. Flow
+$95.1M
Cap. Flow %
9.1%
Top 10 Hldgs %
50%
Holding
874
New
223
Increased
214
Reduced
73
Closed
220

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$54.9M
2
IMCR icon
Immunocore
IMCR
+$48.2M
3
ARKK icon
ARK Innovation ETF
ARKK
+$41.6M
4
TWTR
Twitter, Inc.
TWTR
+$36.7M
5
RNAM
Avidity Biosciences
RNAM
+$29.2M

Top Sells

Rank Stock Value
1
RLMD icon
Relmada Therapeutics
RLMD
+$23.6M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$19M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.5M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$12.1M
5
STOK icon
Stoke Therapeutics
STOK
+$11.8M

Sector Composition

Rank Sector Weight
1 Healthcare 34.11%
2 Financials 8.03%
3 Materials 6.97%
4 Technology 3.58%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLRCR
276
DELISTED
ClimateRock Right
CLRCR
$34K ﹤0.01%
262,286
+51,000
+24% +$5.25K
AIRJW
277
AirJoule Technologies Warrant
AIRJW
$92.4M
$33K ﹤0.01%
221,240
+196,240
+785% +$38.7K
BNIXR
278
DELISTED
Bannix Acquisition Corp. Right
BNIXR
$33K ﹤0.01%
469,657
-500
-0.1% -$34
TSPQ.WS
279
DELISTED
TCW Special Purpose Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TSPQ.WS
$32K ﹤0.01%
533,153
+136,171
+34% +$15.9K
BRDS
280
DELISTED
Bird Global, Inc.
BRDS
$31K ﹤0.01%
+3,504
New +$41.4K
GIWWW
281
DELISTED
GigInternational1, Inc. Warrant
GIWWW
$31K ﹤0.01%
387,543
+14,368
+4% +$1.02K
CRM icon
282
Salesforce
CRM
$162B
$30K ﹤0.01%
25,000
+18,750
+300% +$3.18M
MLCO icon
283
Melco Resorts & Entertainment
MLCO
$2.16B
$30K ﹤0.01%
+60,000
New +$331K
GRMLW
284
Greenland Mines Ltd Warrant
GRMLW
$30K ﹤0.01%
751,089
– –
PLAOW
285
DELISTED
Patria Latin American Opportunity Acquisition Corp. Warrant
PLAOW
$30K ﹤0.01%
168,400
-100
-0.1% -$16
BBLN
286
DELISTED
Babylon Holdings Limited
BBLN
$30K ﹤0.01%
+2,558
New +$52.3K
MAXR
287
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$30K ﹤0.01%
+20,000
New +$491K
RJAC.WS
288
DELISTED
Jackson Acquisition Company Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
RJAC.WS
$30K ﹤0.01%
246,900
+143,039
+138% +$17.9K
OSTRW
289
DELISTED
Oyster Enterprises Acquisition Corp. Warrant
OSTRW
$30K ﹤0.01%
186,643
+2,700
+1% +$490
LGV.WS
290
DELISTED
Longview Acquisition Corp. II Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
LGV.WS
$30K ﹤0.01%
432,712
+184,419
+74% +$24.5K
LBBBR
291
DELISTED
Lakeshore Acquisition II Corp. Rights
LBBBR
$29K ﹤0.01%
157,206
-27,191
-15% -$3.03K
VHAQ.RT
292
DELISTED
Viveon Health Acquisition Corp. Rights, each exchangeable into one-twentieth of a share of Common Stock
VHAQ.RT
$29K ﹤0.01%
238,033
+2,700
+1% +$308
OWLT.WS
293
DELISTED
Owlet, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
OWLT.WS
$29K ﹤0.01%
236,187
+14,026
+6% +$3.52K
ONMDW icon
294
OneMedNet Corp Warrant
ONMDW
$1.01M
$28K ﹤0.01%
618,827
+64,554
+12% +$5.14K
INTEW
295
DELISTED
Integral Acquisition Corporation 1 Warrants
INTEW
$28K ﹤0.01%
282,757
+1,700
+0.6% +$209
TCOA.WS
296
DELISTED
Zalatoris Acquisition Corp. Public warrants, each whole public warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
TCOA.WS
$27K ﹤0.01%
266,485
+1,600
+0.6% +$215
NIRWW
297
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$26K ﹤0.01%
209,056
+4,706
+2% +$487
IFIN.WS
298
DELISTED
InFinT Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per whole share
IFIN.WS
$26K ﹤0.01%
264,395
+14,395
+6% +$1.19K
SCUA.WS
299
DELISTED
Sculptor Acquisition Corp I Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
SCUA.WS
$26K ﹤0.01%
183,200
-44,700
-20% -$7.78K
JCICW
300
DELISTED
Jack Creek Investment Corp. Warrants
JCICW
$26K ﹤0.01%
99,436
-4,966
-5% -$796
10 11
12
13 14

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen and Company held 874 positions worth $1.05B, up 0.95% from $1.04B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Cowen and Company deployed $95.1M of net new capital in Q3 2022, opening 223 new positions and adding to 214 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 29% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Relmada Therapeutics, an estimated $23.6M trimmed.

  • Cowen and Company's largest Q3 2022 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.
  • Cowen and Company added most to ARK Innovation ETF in Q3 2022, an estimated $41.6M increase.
  • Cowen and Company's biggest Q3 2022 reduction was Relmada Therapeutics, cutting an estimated $23.6M.
  • Cowen and Company fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $19M.
  • Cowen and Company's ten largest holdings make up 50% of its $1.05B portfolio in Q3 2022.
  • Cowen and Company opened 223 new positions and closed 220 in Q3 2022.
  • Cowen and Company's portfolio value rose 0.95% quarter-over-quarter to $1.05B.

Based on Cowen and Company's 13F filing for Q3 2022, filed 14 Nov 2022.