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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-4.19%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.04B
AUM Growth
-$63.6M
Cap. Flow
-$14.6M
Cap. Flow %
-1.4%
Top 10 Hldgs %
44.54%
Holding
900
New
268
Increased
133
Reduced
141
Closed
310

Top Buys

Rank Stock Value
1
SLVM icon
Sylvamo
SLVM
+$64.9M
2
ARKK icon
ARK Innovation ETF
ARKK
+$54.7M
3
FULC icon
Fulcrum Therapeutics
FULC
+$48.9M
4
RIVN icon
Rivian
RIVN
+$32.4M
5
STOK icon
Stoke Therapeutics
STOK
+$22.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$143M
2
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$49M
3
CCVI
Churchill Capital Corp VI
CCVI
+$34.2M
4
AMD icon
Advanced Micro Devices
AMD
+$27.5M
5
CLDX icon
Celldex Therapeutics
CLDX
+$18M

Sector Composition

Rank Sector Weight
1 Healthcare 39.85%
2 Financials 15.44%
3 Materials 6.54%
4 Consumer Discretionary 6.02%
5 Industrials 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISEE
251
CALL
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$142K 0.01%
+50,000
New +$739K
GOAC.WS
252
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$142K 0.01%
789,361
+191,516
+32% +$70.8K
GAQ.WS
253
DELISTED
Generation Asia I Acquisition Limited Redeemable Warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
GAQ.WS
$140K 0.01%
+424,298
New +$146K
ATVI
254
PUT
DELISTED
Activision Blizzard
ATVI
$139K 0.01%
+61,700
New +$4.81M
CTLP
255
PUT
DELISTED
Cantaloupe
CTLP
$138K 0.01%
+100,000
New +$759K
SGHC.WS
256
DELISTED
Super Group (SGHC) Limited Redeemable Warrants, each whole Warrant exercisable for one Ordinary Share, each at an exercise price of $11. 50 per share
SGHC.WS
$135K 0.01%
+46,853
New +$82K
ZTAQW
257
DELISTED
Zimmer Energy Transition Acquisition Corp. Warrants
ZTAQW
$134K 0.01%
301,607
+53,471
+22% +$34.4K
XLF icon
258
State Street Financial Select Sector SPDR ETF
XLF
$59B
$132K 0.01%
+3,440
New +$134K
HTZ icon
259
CALL
Hertz
HTZ
$873M
$129K 0.01%
75,000
-861,700
-92% -$18.1M
WFC icon
260
PUT
Wells Fargo
WFC
$264B
$124K 0.01%
+30,000
New +$1.61M
WINVW
261
DELISTED
WinVest Acquisition Corp. Warrant
WINVW
$124K 0.01%
955,415
+186,635
+24% +$27.4K
VAQC
262
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$124K 0.01%
12,689
-399,311
-97% -$3.89M
GET
263
DELISTED
Getnet Adquirencia e Servicos para Meios de Pagamento S.A. American Depositary Shares
GET
$124K 0.01%
79,932
– –
VRM icon
264
Vroom Inc
VRM
$51.5M
$123K 0.01%
+576
New +$273K
SDSTW
265
Stardust Power Inc Warrant
SDSTW
$123K 0.01%
312,632
+48,970
+19% +$27.9K
GDS icon
266
CALL
GDS Holdings
GDS
$6.54B
$118K 0.01%
+14,600
New +$596K
WPCB.WS
267
DELISTED
Warburg Pincus Capital Corporation I-B Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
WPCB.WS
$117K 0.01%
+258,921
New +$189K
QMCO icon
268
Quantum Corp
QMCO
$764M
$114K 0.01%
+2,500
New +$183K
RIVN icon
269
PUT
Rivian
RIVN
$23.7B
$113K 0.01%
+32,300
New +$1.97M
IONS icon
270
PUT
Ionis Pharmaceuticals
IONS
$9.21B
$112K 0.01%
13,700
+3,700
+37% +$121K
INTEW
271
DELISTED
Integral Acquisition Corporation 1 Warrants
INTEW
$109K 0.01%
+272,808
New +$117K
BYND icon
272
CALL
Beyond Meat
BYND
$215M
$99K 0.01%
+134,200
New +$7.38M
SHPWW
273
DELISTED
Shapeways Holdings, Inc. Warrants
SHPWW
$99K 0.01%
+288,278
New +$91.5K
ALACR
274
DELISTED
Alberton Acquisition Corp Rights
ALACR
$98K 0.01%
351,622
+56,809
+19% +$18.8K
SLAMW
275
DELISTED
Slam Corp. warrant
SLAMW
$97K 0.01%
+234,610
New +$109K
9 10
11
12 13

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FPCG
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FTDI
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Cowen and Company's Q1 2022 Portfolio in Review

As of Q1 2022, Cowen and Company held 900 positions worth $1.04B, down 5.8% from $1.1B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen and Company's Q1 2022 filing shows 268 new, 133 increased, 141 reduced and 310 closed positions. Its largest new stake was Sylvamo: 1,955,000 shares worth $65.1M. The largest sale was Invesco QQQ Trust, an estimated $143M.

By sector, the portfolio is most concentrated in Healthcare at 40% of assets, up from 26% a quarter earlier, followed by Financials and Materials.

  • Cowen and Company's largest Q1 2022 buy was Sylvamo: 1,955,000 shares worth $65.1M.
  • Cowen and Company added most to ARK Innovation ETF in Q1 2022, an estimated $54.7M increase.
  • Cowen and Company's biggest Q1 2022 reduction was Invesco QQQ Trust, cutting an estimated $143M.
  • Cowen and Company fully exited Churchill Capital Corp VI in Q1 2022, selling an estimated $34.2M.
  • Cowen and Company's ten largest holdings make up 45% of its $1.04B portfolio in Q1 2022.
  • Cowen and Company opened 268 new positions and closed 310 in Q1 2022.
  • Cowen and Company's portfolio value fell 5.8% quarter-over-quarter to $1.04B.

Based on Cowen and Company's 13F filing for Q1 2022, filed 16 May 2022.