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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASPCW
251
DELISTED
Alpha Capital Acquisition Co Warrant
ASPCW
$374K 0.03%
+467,591
New +$335K
MSAIW icon
252
MultiSensor AI Holdings Warrant
MSAIW
$738K
$372K 0.03%
+791,199
New +$402K
BWACW
253
DELISTED
BETTER WORLD ACQUISITION CORP. Warrants
BWACW
$371K 0.03%
741,306
+15,080
+2% +$9.63K
FITB
254
Fifth Third Bancorp
FITB
$51.8B
$364K 0.03%
8,348
+1,984
+31% +$86.8K
DMAQR
255
DELISTED
Deep Medicine Acquisition Corp. Rights
DMAQR
$346K 0.03%
+1,081,251
New +$342K
VRTX icon
256
CALL
Vertex Pharmaceuticals
VRTX
$133B
$337K 0.03%
+15,000
New +$2.92M
IMPX.WS
257
DELISTED
AEA-Bridges Impact Corp Warrants
IMPX.WS
$336K 0.03%
296,076
-117,792
-28% -$101K
ZTAQW
258
DELISTED
Zimmer Energy Transition Acquisition Corp. Warrants
ZTAQW
$333K 0.03%
248,136
+198,263
+398% +$197K
HCARW
259
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
$332K 0.03%
637,762
+428,604
+205% +$275K
FOUNW
260
DELISTED
Founder SPAC Warrants
FOUNW
$326K 0.03%
+423,774
New +$295K
GNLN icon
261
Greenlane Holdings
GNLN
$1.23M
– –
0
– –
APA icon
262
APA Corp
APA
$14.4B
$317K 0.03%
+11,776
New +$313K
NRGV icon
263
Energy Vault
NRGV
$605M
$315K 0.03%
31,867
-16,379
-34% -$163K
AAC.WS
264
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
$313K 0.03%
351,692
+141,674
+67% +$149K
APGB
265
DELISTED
Apollo Strategic Growth Capital II
APGB
$312K 0.03%
+31,949
New +$313K
LSXMK
266
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$309K 0.03%
+7,856
New +$305K
ARBGW
267
DELISTED
Aequi Acquisition Corp warrants
ARBGW
$306K 0.03%
569,794
+261,961
+85% +$172K
SOND
268
DELISTED
Sonder
SOND
$304K 0.03%
1,524
– –
SCLE
269
DELISTED
Broadscale Acquisition Corp. Class A common stock
SCLE
$298K 0.03%
+30,000
New +$294K
QQQ icon
270
PUT
Invesco QQQ Trust
QQQ
$479B
$291K 0.03%
62,500
-340,400
-84% -$131M
KEX icon
271
Kirby Corp
KEX
$7B
$287K 0.03%
+4,836
New +$270K
KEY icon
272
KeyCorp
KEY
$24.3B
$287K 0.03%
12,423
-313
-2% -$7.26K
SDACW
273
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
$283K 0.03%
478,973
+360,126
+303% +$235K
SCOAW
274
DELISTED
ScION Tech Growth I Warrant
SCOAW
$281K 0.03%
+471,040
New +$350K
YSAC.WS
275
DELISTED
Yellowstone Acquisition Company Warrants, each whole warrant exercisable for one share of Class A co
YSAC.WS
$281K 0.03%
343,191
+35,866
+12% +$34.6K
9 10
11
12 13

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.