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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+17.7%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$956M
AUM Growth
-$88.9M
Cap. Flow
-$124M
Cap. Flow %
-13%
Top 10 Hldgs %
51.28%
Holding
904
New
257
Increased
162
Reduced
180
Closed
232

Top Buys

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.7M
2
IMVT icon
Immunovant
IMVT
+$15.7M
3
LL
LL Flooring Holdings, Inc.
LL
+$11.4M
4
ACET icon
Adicet Bio
ACET
+$10.9M
5
INVZ icon
Innoviz Technologies
INVZ
+$9.95M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$131M
2
IMCR icon
Immunocore
IMCR
+$34.1M
3
FTAI icon
FTAI Aviation
FTAI
+$28.1M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$20.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.4M

Sector Composition

Rank Sector Weight
1 Healthcare 36.98%
2 Financials 14.53%
3 Materials 10.99%
4 Energy 8.52%
5 Consumer Discretionary 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXAS
226
CALL
DELISTED
Exact Sciences
EXAS
$68.4K 0.01%
+36,000
New +$1.47M
PRPL icon
227
Purple Innovation
PRPL
$30.1M
$67.5K 0.01%
+564
New +$61.7K
ATVI
228
PUT
DELISTED
Activision Blizzard
ATVI
$67.2K 0.01%
+20,800
New +$1.54M
SKIL.WS
229
DELISTED
Skillsoft Corp. Warrants, each whole warrant is exercisable for 1/20th of a share of Class A Common Stock at an exercise price of $230.00
SKIL.WS
$67.1K 0.01%
+528,618
New +$68.4K
CYCUW
230
Cycurion Inc Warrant
CYCUW
$312K
$65.8K 0.01%
1,012,060
+5,189
+0.5% +$287
MRK icon
231
PUT
Merck
MRK
$321B
$65.7K 0.01%
+36,700
New +$3.75M
CNDA.WS
232
DELISTED
Concord Acquisition Corp II Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CNDA.WS
$63.6K 0.01%
550,126
-2,773
-0.5% -$350
EOSEW
233
Eos Energy Enterprises Warrant
EOSEW
$30.8M
$60.1K 0.01%
249,756
+29,416
+13% +$8.65K
AXAC.RT
234
DELISTED
AXIOS Sustainable Growth Acquisition Corporation Rights to receive one-tenth (1/10) of one Class A ordinary share
AXAC.RT
$59.9K 0.01%
583,984
+132,584
+29% +$12K
SPWRW
235
SunPower Inc Warrants
SPWRW
$748K
$58.8K 0.01%
294,290
+280,284
+2,001% +$58.1K
PSQH.WS icon
236
PSQ Holdings, Inc. Warrants, Each whole warrant exercisable for 1/15th of a share of Class A common stock at an exercise price of $172.50 per share
PSQH.WS
$57.9K 0.01%
673,539
+518,995
+336% +$37.6K
SNRHW
237
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$56.4K 0.01%
937,748
+682,648
+268% +$25K
GB
238
DELISTED
Global Blue Group Holding
GB
$55.2K 0.01%
+11,919
New +$48.6K
TEVA icon
239
CALL
Teva Pharmaceuticals
TEVA
$42.4B
$55.1K 0.01%
+243,800
New +$2.13M
EVLVW
240
DELISTED
Evolv Technologies Warrant
EVLVW
$55K 0.01%
128,688
-18,426
-13% -$9.21K
NESRW
241
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$54.8K 0.01%
+137,021
New +$31.3K
ABLLW
242
DELISTED
Abacus Life Warrant
ABLLW
$53.8K 0.01%
307,611
-554,765
-64% -$81.7K
SVIIR
243
DELISTED
Spring Valley Acquisition Corp II Rights
SVIIR
$52.7K 0.01%
+310,000
New +$50.1K
MBI icon
244
PUT
MBIA
MBI
$258M
$52.7K 0.01%
+222,700
New +$2.54M
RCM
245
DELISTED
R1 RCM Inc. Common Stock
RCM
$52K 0.01%
+4,750
New +$60.3K
ZTAQW
246
DELISTED
Zimmer Energy Transition Acquisition Corp. Warrants
ZTAQW
$51.6K 0.01%
322,066
-58,766
-15% -$11.1K
DMS.WS
247
DELISTED
Digital Media Solutions, Inc. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
DMS.WS
$51.2K 0.01%
484,870
+101,420
+26% +$21.9K
CNK icon
248
PUT
Cinemark Holdings
CNK
$4.32B
$51.1K 0.01%
+33,500
New +$377K
EXAS
249
PUT
DELISTED
Exact Sciences
EXAS
$50.3K 0.01%
+23,400
New +$956K
DNA.WS
250
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
$50.2K 0.01%
+251,026
New +$108K
8 9
10
11 12

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2022 Portfolio in Review

As of Q4 2022, Cowen and Company held 904 positions worth $956M, down 8.5% from $1.05B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen and Company withdrew a net $124M in Q4 2022, closing 232 positions and reducing 180 holdings. Its most notable exit was ARK Innovation ETF, an estimated $131M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 34% a quarter earlier, followed by Financials and Materials.

Against the trend, Cowen and Company opened a new position in DCP Midstream, LP worth $58.8M.

  • Cowen and Company's largest Q4 2022 buy was DCP Midstream, LP: 1,516,562 shares worth $58.8M.
  • Cowen and Company added most to Adicet Bio in Q4 2022, an estimated $10.9M increase.
  • Cowen and Company's biggest Q4 2022 reduction was Immunocore, cutting an estimated $34.1M.
  • Cowen and Company fully exited ARK Innovation ETF in Q4 2022, selling an estimated $131M.
  • Cowen and Company's ten largest holdings make up 51% of its $956M portfolio in Q4 2022.
  • Cowen and Company opened 257 new positions and closed 232 in Q4 2022.
  • Cowen and Company's portfolio value fell 8.5% quarter-over-quarter to $956M.

Based on Cowen and Company's 13F filing for Q4 2022, filed 9 Feb 2023.