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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.05B
AUM Growth
+$9.85M
Cap. Flow
+$95.1M
Cap. Flow %
9.1%
Top 10 Hldgs %
50%
Holding
874
New
223
Increased
214
Reduced
73
Closed
220

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$54.9M
2
IMCR icon
Immunocore
IMCR
+$48.2M
3
ARKK icon
ARK Innovation ETF
ARKK
+$41.6M
4
TWTR
Twitter, Inc.
TWTR
+$36.7M
5
RNAM
Avidity Biosciences
RNAM
+$29.2M

Top Sells

Rank Stock Value
1
RLMD icon
Relmada Therapeutics
RLMD
+$23.6M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$19M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.5M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$12.1M
5
STOK icon
Stoke Therapeutics
STOK
+$11.8M

Sector Composition

Rank Sector Weight
1 Healthcare 34.11%
2 Financials 8.03%
3 Materials 6.97%
4 Technology 3.58%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTIQW
226
DELISTED
VectoIQ Acquisition Corp. II Warrant
VTIQW
$73K 0.01%
610,365
+200,797
+49% +$32.4K
HBAN icon
227
Huntington Bancshares
HBAN
$35.9B
$72K 0.01%
+44,437
New +$594K
EVLVW
228
DELISTED
Evolv Technologies Warrant
EVLVW
$70K 0.01%
147,114
+25,636
+21% +$13.6K
MKFG.WS
229
DELISTED
Markforged Holding Corporation Warrants, each whole warrant exercisable to purchase one-tenth (1/10th) of a share of Common Stock at an exercise price of $115.00 per share
MKFG.WS
$70K 0.01%
+228,378
New +$83.8K
KCGI.WS
230
DELISTED
Kensington Capital Acquisition Corp. V Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
KCGI.WS
$70K 0.01%
466,883
+143,384
+44% +$24.5K
GENQW
231
DELISTED
Genesis Unicorn Capital Corp. Warrants
GENQW
$68K 0.01%
981,600
– –
WPCA.WS
232
DELISTED
Warburg Pincus Capital Corporation I-A Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
WPCA.WS
$67K 0.01%
744,037
+424,150
+133% +$78.2K
GIIXW
233
DELISTED
Gores Holdings VIII, Inc. Warrant
GIIXW
$64K 0.01%
+68,261
New +$50.5K
HIPO.WS
234
DELISTED
Hippo Holdings Inc. Redeemable warrants, each whole warrant exercisable for one twenty-fifth (1/25) share of Common Stock at an exercise price of $287.50 per full share
HIPO.WS
$63K 0.01%
369,149
+20,264
+6% +$3.44K
STIXW
235
DELISTED
Semantix, Inc. Warrant
STIXW
$62K 0.01%
+511,611
New +$82.1K
WINVW
236
DELISTED
WinVest Acquisition Corp. Warrant
WINVW
$61K 0.01%
1,024,042
+4,305
+0.4% +$340
LOTZW
237
DELISTED
CarLotz, Inc. Warrant
LOTZW
$59K 0.01%
+1,425,675
New +$114K
PRPC.WS
238
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
$58K 0.01%
321,343
+28,302
+10% +$7.08K
BODY.WS
239
DELISTED
The Beachbody Company, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
BODY.WS
$58K 0.01%
359,563
+236,839
+193% +$42.2K
HZON.WS
240
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$58K 0.01%
415,892
+11,220
+3% +$1.57K
KAHC.WS
241
DELISTED
KKR Acquisition Holdings I Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
KAHC.WS
$56K 0.01%
463,909
+138,928
+43% +$28.9K
FINMW
242
DELISTED
Marlin Technology Corporation Warrant
FINMW
$55K 0.01%
788,131
+82,052
+12% +$7.36K
SNAXW
243
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$53K 0.01%
774,357
+36,649
+5% +$3.12K
SLAMW
244
DELISTED
Slam Corp. warrant
SLAMW
$52K 0.01%
755,455
+51,404
+7% +$7.98K
BURU.WS
245
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$52K 0.01%
653,851
+279,543
+75% +$21.7K
AXAC.RT
246
DELISTED
AXIOS Sustainable Growth Acquisition Corporation Rights to receive one-tenth (1/10) of one Class A ordinary share
AXAC.RT
$51K ﹤0.01%
451,400
+351,400
+351% +$30.2K
CYCUW
247
Cycurion Inc Warrant
CYCUW
$273K
$50K ﹤0.01%
1,006,871
+525,815
+109% +$33.1K
BWAQR
248
DELISTED
Blue World Acquisition Corporation Right
BWAQR
$49K ﹤0.01%
612,020
+474,464
+345% +$59.7K
TETEW
249
DELISTED
Technology & Telecommunication Acquisition Corporation Warrant
TETEW
$48K ﹤0.01%
678,816
+8,700
+1% +$819
GAQ.WS
250
DELISTED
Generation Asia I Acquisition Limited Redeemable Warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
GAQ.WS
$48K ﹤0.01%
480,843
+57,945
+14% +$6.77K
8 9
10
11 12

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen and Company held 874 positions worth $1.05B, up 0.95% from $1.04B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Cowen and Company deployed $95.1M of net new capital in Q3 2022, opening 223 new positions and adding to 214 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 29% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Relmada Therapeutics, an estimated $23.6M trimmed.

  • Cowen and Company's largest Q3 2022 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.
  • Cowen and Company added most to ARK Innovation ETF in Q3 2022, an estimated $41.6M increase.
  • Cowen and Company's biggest Q3 2022 reduction was Relmada Therapeutics, cutting an estimated $23.6M.
  • Cowen and Company fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $19M.
  • Cowen and Company's ten largest holdings make up 50% of its $1.05B portfolio in Q3 2022.
  • Cowen and Company opened 223 new positions and closed 220 in Q3 2022.
  • Cowen and Company's portfolio value rose 0.95% quarter-over-quarter to $1.05B.

Based on Cowen and Company's 13F filing for Q3 2022, filed 14 Nov 2022.