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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OHPAU
226
DELISTED
Orion Acquisition Corp. Unit
OHPAU
$497K 0.05%
+50,500
New +$500K
NIR
227
DELISTED
Near Intelligence, Inc. Common Stock
NIR
$492K 0.04%
50,000
– –
FITB
228
CALL
Fifth Third Bancorp
FITB
$51.8B
$491K 0.04%
+105,100
New +$4.6M
GSAQ
229
DELISTED
Global Synergy Acquisition Corp. Class A Ordinary Shares
GSAQ
$491K 0.04%
50,000
-50,000
-50% -$492K
FOLD
230
DELISTED
Amicus Therapeutics
FOLD
$480K 0.04%
41,582
-25,918
-38% -$289K
BAX icon
231
Baxter International
BAX
$14.4B
$474K 0.04%
+5,519
New +$444K
MTD icon
232
Mettler-Toledo International
MTD
$28.6B
$470K 0.04%
+277
New +$419K
DIDI
233
PUT
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
$469K 0.04%
+85,300
New +$648K
ABGI
234
DELISTED
ABG Acquisition Corp. I
ABGI
$465K 0.04%
+47,526
New +$465K
FCX icon
235
PUT
Freeport-McMoran
FCX
$98.7B
$464K 0.04%
156,700
+125,000
+394% +$4.75M
GLNG icon
236
Golar LNG
GLNG
$5.16B
$459K 0.04%
+37,043
New +$472K
ON icon
237
CALL
ON Semiconductor
ON
$31.1B
$435K 0.04%
+66,100
New +$3.74M
INO icon
238
Inovio Pharmaceuticals
INO
$76.1M
$421K 0.04%
+7,034
New +$564K
MTZ icon
239
MasTec
MTZ
$21.5B
$420K 0.04%
+4,549
New +$416K
HZON
240
DELISTED
Horizon Acquisition Corporation II
HZON
$413K 0.04%
+42,032
New +$414K
LMACA
241
DELISTED
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
$411K 0.04%
+40,000
New +$411K
SCOA
242
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
$408K 0.04%
+41,805
New +$409K
FSSIW
243
DELISTED
Fortistar Sustainable Solutions Corp. Warrant
FSSIW
$404K 0.04%
661,584
+271,475
+70% +$187K
CSPR
244
DELISTED
Casper Sleep Inc.
CSPR
$401K 0.04%
+60,000
New +$321K
ARYD
245
DELISTED
ARYA Sciences Acquisition Corp IV Class A Odinary Shares
ARYD
$397K 0.04%
40,000
-774,589
-95% -$7.71M
GOAC.WS
246
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$395K 0.04%
597,845
-52,999
-8% -$40.4K
INSM icon
247
Insmed
INSM
$29.4B
$393K 0.04%
+14,440
New +$413K
FTEV
248
DELISTED
FinTech Evolution Acquisition Group
FTEV
$387K 0.04%
+39,824
New +$388K
BNTX icon
249
BioNTech
BNTX
$23.3B
$384K 0.03%
+1,490
New +$408K
WST icon
250
West Pharmaceutical
WST
$24.8B
$375K 0.03%
+799
New +$344K
8 9
10
11 12

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.