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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$3.06B
AUM Growth
+$315M
Cap. Flow
+$204M
Cap. Flow %
6.66%
Top 10 Hldgs %
19.94%
Holding
257
New
19
Increased
159
Reduced
59
Closed
9

Top Buys

Rank Stock Value
1
CB icon
Chubb
CB
+$43.6M
2
KSS icon
Kohl's
KSS
+$11.4M
3
KMI icon
Kinder Morgan
KMI
+$10.1M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.66M
5
FNF icon
Fidelity National Financial
FNF
+$5.8M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.74M
2
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$2.95M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.69M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.69M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.14M

Sector Composition

Rank Sector Weight
1 Financials 22.37%
2 Industrials 12.44%
3 Healthcare 10.14%
4 Consumer Staples 8.69%
5 Technology 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPO icon
176
Exponent
EXPO
$3.24B
$1.66M 0.05%
66,524
-21,944
-25% -$557K
IVV icon
177
iShares Core S&P 500 ETF
IVV
$898B
$1.65M 0.05%
+8,071
New +$1.67M
TUMI
178
DELISTED
TUMI HLDGS INC COM
TUMI
$1.65M 0.05%
99,325
+1,856
+2% +$31.7K
MLI icon
179
Mueller Industries
MLI
$15.3B
$1.64M 0.05%
241,280
+2,044
+0.9% +$15.5K
OXSQ icon
180
Oxford Square Capital
OXSQ
$158M
$1.63M 0.05%
268,320
-1,709
-0.6% -$11.2K
GOOD
181
Gladstone Commercial Corp
GOOD
$593M
$1.57M 0.05%
107,907
+5,116
+5% +$76.7K
IWD icon
182
iShares Russell 1000 Value ETF
IWD
$83.2B
$1.52M 0.05%
+15,532
New +$1.54M
FELE icon
183
Franklin Electric
FELE
$4.87B
$1.52M 0.05%
56,166
+1,250
+2% +$37.7K
WST icon
184
West Pharmaceutical
WST
$24.7B
$1.46M 0.05%
24,252
-220
-0.9% -$13.2K
THR
185
DELISTED
Thermon Group Holdings
THR
$1.41M 0.05%
83,430
+1,561
+2% +$29.7K
SUNS
186
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$1.39M 0.05%
93,093
-10,577
-10% -$161K
RAVN
187
DELISTED
Raven Industries Inc
RAVN
$1.36M 0.04%
87,281
+979
+1% +$17K
IBMH
188
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$1.26M 0.04%
49,370
+5,584
+13% +$143K
IAU icon
189
iShares Gold Trust
IAU
$65.9B
$1.14M 0.04%
55,798
-1,033
-2% -$22K
GAIN icon
190
Gladstone Investment Corp
GAIN
$655M
$1.14M 0.04%
148,333
-39,663
-21% -$300K
CULP icon
191
Culp Inc
CULP
$44.3M
$1.07M 0.04%
41,953
-577
-1% -$16.4K
KRFT
192
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$1.06M 0.03%
+12,020
New +$1.06M
BRK.A icon
193
Berkshire Hathaway Class A
BRK.A
$1.12T
$989K 0.03%
5
– –
CMO
194
DELISTED
Capstead Mortgage Corp.
CMO
$951K 0.03%
108,755
– –
GLAD icon
195
Gladstone Capital
GLAD
$431M
$943K 0.03%
64,523
– –
PFLT icon
196
PennantPark Floating Rate Capital
PFLT
$704M
$939K 0.03%
83,507
+633
+0.8% +$7.41K
MFIN icon
197
Medallion Financial
MFIN
$249M
$904K 0.03%
128,353
-65,000
-34% -$508K
RBA icon
198
RB Global
RBA
$17.8B
$837K 0.03%
34,725
– –
SFE
199
DELISTED
Safeguard Scientifics, Inc.
SFE
$653K 0.02%
45,000
– –
FSP
200
Franklin Street Properties
FSP
$48M
$621K 0.02%
60,000
+15,000
+33% +$159K
6 7
8
9 10

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Confluence Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Confluence Investment Management held 257 positions worth $3.06B, up 12% from $2.74B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $204M of net new capital in Q4 2015, opening 19 new positions and adding to 159 existing holdings. Its largest new stake was Goldman Sachs BDC: 134,915 shares worth $2.56M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $8.74M trimmed.

  • Confluence Investment Management's largest Q4 2015 buy was Goldman Sachs BDC: 134,915 shares worth $2.56M.
  • Confluence Investment Management added most to Chubb in Q4 2015, an estimated $43.6M increase.
  • Confluence Investment Management's biggest Q4 2015 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $8.74M.
  • Confluence Investment Management fully exited State Street SPDR Dow Jones REIT ETF in Q4 2015, selling an estimated $2.95M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $3.06B portfolio in Q4 2015.
  • Confluence Investment Management opened 19 new positions and closed 9 in Q4 2015.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $3.06B.

Based on Confluence Investment Management's 13F filing for Q4 2015, filed 3 Feb 2016.