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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-4.96%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$2.74B
AUM Growth
-$5.34M
Cap. Flow
+$159M
Cap. Flow %
5.79%
Top 10 Hldgs %
19.7%
Holding
255
New
14
Increased
152
Reduced
63
Closed
17

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$48.6M
2
DEO icon
Diageo
DEO
+$14.3M
3
PAYX icon
Paychex
PAYX
+$13.9M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$12.4M
5
MA icon
Mastercard
MA
+$10.6M

Top Sells

Rank Stock Value
1
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$50.2M
2
EMR icon
Emerson Electric
EMR
+$48.7M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$6.48M
4
COP icon
ConocoPhillips
COP
+$6.18M
5
MRO
Marathon Oil Corporation
MRO
+$5.74M

Sector Composition

Rank Sector Weight
1 Financials 21.57%
2 Industrials 12.71%
3 Healthcare 9.95%
4 Consumer Staples 8.83%
5 Technology 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
176
State Street SPDR S&P 500 ETF Trust
SPY
$819B
$1.67M 0.06%
8,687
+660
+8% +$134K
ABDC
177
DELISTED
Alcentra Capital Corp
ABDC
$1.65M 0.06%
141,920
+10,130
+8% +$128K
IBMI
178
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$1.61M 0.06%
63,051
-152
-0.2% -$3.86K
MUB icon
179
iShares National Muni Bond ETF
MUB
$45.4B
$1.61M 0.06%
14,677
-31
-0.2% -$3.37K
TECH icon
180
Bio-Techne
TECH
$11.2B
$1.59M 0.06%
68,616
-2,836
-4% -$71.1K
FELE icon
181
Franklin Electric
FELE
$4.87B
$1.5M 0.05%
54,916
+4,323
+9% +$124K
SUNS
182
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$1.47M 0.05%
103,670
+115
+0.1% +$1.75K
MFIN icon
183
Medallion Financial
MFIN
$249M
$1.47M 0.05%
193,353
-109,611
-36% -$870K
RAVN
184
DELISTED
Raven Industries Inc
RAVN
$1.46M 0.05%
86,302
+9,027
+12% +$165K
GOOD
185
Gladstone Commercial Corp
GOOD
$593M
$1.45M 0.05%
102,791
+11,636
+13% +$178K
AVNS
186
DELISTED
Avanos Medical
AVNS
$1.43M 0.05%
50,151
+14,081
+39% +$491K
CULP icon
187
Culp Inc
CULP
$44.3M
$1.36M 0.05%
42,530
-35,938
-46% -$1.13M
WST icon
188
West Pharmaceutical
WST
$24.7B
$1.32M 0.05%
24,472
-180
-0.7% -$10.5K
GAIN icon
189
Gladstone Investment Corp
GAIN
$655M
$1.32M 0.05%
187,996
-95,315
-34% -$733K
IAU icon
190
iShares Gold Trust
IAU
$65.9B
$1.23M 0.04%
56,831
+10,209
+22% +$222K
IBMH
191
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$1.12M 0.04%
43,786
-118
-0.3% -$3K
CMO
192
DELISTED
Capstead Mortgage Corp.
CMO
$1.08M 0.04%
108,755
– –
GLAD icon
193
Gladstone Capital
GLAD
$431M
$1.05M 0.04%
64,523
-32,500
-33% -$544K
PFLT icon
194
PennantPark Floating Rate Capital
PFLT
$704M
$990K 0.04%
82,874
+96
+0.1% +$1.25K
BRK.A icon
195
Berkshire Hathaway Class A
BRK.A
$1.12T
$976K 0.04%
5
– –
NATL
196
DELISTED
National Interstate Corporation
NATL
$917K 0.03%
+34,389
New +$921K
RBA icon
197
RB Global
RBA
$17.7B
$899K 0.03%
34,725
-30,587
-47% -$836K
OCSL icon
198
Oaktree Specialty Lending
OCSL
$1.06B
$898K 0.03%
48,526
-53,158
-52% -$1.02M
CC icon
199
Chemours
CC
$2.19B
$710K 0.03%
+109,670
New +$1.15M
SFE
200
DELISTED
Safeguard Scientifics, Inc.
SFE
$699K 0.03%
45,000
-10,000
-18% -$179K
6 7
8
9 10

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Confluence Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Confluence Investment Management held 255 positions worth $2.74B, down 0.19% from $2.75B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $159M of net new capital in Q3 2015, opening 14 new positions and adding to 152 existing holdings. Its largest new stake was Kraft Heinz: 643,242 shares worth $45.4M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $6.48M trimmed.

  • Confluence Investment Management's largest Q3 2015 buy was Kraft Heinz: 643,242 shares worth $45.4M.
  • Confluence Investment Management added most to Diageo in Q3 2015, an estimated $14.3M increase.
  • Confluence Investment Management's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $6.48M.
  • Confluence Investment Management fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $50.2M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.74B portfolio in Q3 2015.
  • Confluence Investment Management opened 14 new positions and closed 17 in Q3 2015.
  • Confluence Investment Management's portfolio value fell 0.19% quarter-over-quarter to $2.74B.

Based on Confluence Investment Management's 13F filing for Q3 2015, filed 4 Nov 2015.