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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+1.91%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$2.65B
AUM Growth
+$192M
Cap. Flow
+$159M
Cap. Flow %
6%
Top 10 Hldgs %
19.55%
Holding
271
New
25
Increased
155
Reduced
50
Closed
31

Top Buys

Rank Stock Value
1
FAST icon
Fastenal
FAST
+$37.5M
2
AIG icon
American International
AIG
+$20.1M
3
RYN icon
Rayonier
RYN
+$19M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$17.1M
5
GGG icon
Graco
GGG
+$13.5M

Top Sells

Rank Stock Value
1
LMT icon
Lockheed Martin
LMT
+$38.6M
2
NXPI icon
NXP Semiconductors
NXPI
+$30.3M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$16.4M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$11.3M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$8.33M

Sector Composition

Rank Sector Weight
1 Financials 20.32%
2 Industrials 14.35%
3 Healthcare 9.48%
4 Consumer Discretionary 7.04%
5 Real Estate 6.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THR
176
DELISTED
Thermon Group Holdings
THR
$1.77M 0.07%
73,415
+7,845
+12% +$180K
BKCC
177
DELISTED
BlackRock Capital Investment Corporation
BKCC
$1.75M 0.07%
192,882
+440
+0.2% +$3.8K
GLAD icon
178
Gladstone Capital
GLAD
$441M
$1.71M 0.06%
97,023
– –
ABDC
179
DELISTED
Alcentra Capital Corp
ABDC
$1.7M 0.06%
127,432
+67,984
+114% +$913K
VAR
180
DELISTED
Varian Medical Systems, Inc.
VAR
$1.68M 0.06%
20,358
+3,031
+17% +$243K
GOOD
181
Gladstone Commercial Corp
GOOD
$625M
$1.67M 0.06%
89,595
+8,529
+11% +$152K
RBA icon
182
RB Global
RBA
$17.2B
$1.66M 0.06%
66,692
-52,690
-44% -$1.34M
SPY icon
183
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$1.59M 0.06%
7,727
-6
-0.1% -$1.24K
PFLT icon
184
PennantPark Floating Rate Capital
PFLT
$724M
$1.58M 0.06%
112,563
-34,000
-23% -$470K
MHK icon
185
Mohawk Industries
MHK
$8.97B
$1.56M 0.06%
8,419
-300
-3% -$51.9K
RAVN
186
DELISTED
Raven Industries Inc
RAVN
$1.56M 0.06%
76,059
+35,019
+85% +$757K
WST icon
187
West Pharmaceutical
WST
$24.5B
$1.51M 0.06%
25,116
-12,480
-33% -$665K
FEIC
188
DELISTED
FEI COMPANY
FEIC
$1.48M 0.06%
19,402
+3,536
+22% +$283K
OB
189
DELISTED
Onebeacon Insurance Group Ltd
OB
$1.48M 0.06%
96,960
+2,667
+3% +$41.6K
MUB icon
190
iShares National Muni Bond ETF
MUB
$45.3B
$1.4M 0.05%
12,688
+1,583
+14% +$175K
IBMI
191
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$1.38M 0.05%
+54,153
New +$1.38M
SFE
192
DELISTED
Safeguard Scientifics, Inc.
SFE
$1.33M 0.05%
73,767
– –
BRK.A icon
193
Berkshire Hathaway Class A
BRK.A
$1.13T
$1.09M 0.04%
5
– –
AVNS
194
DELISTED
Avanos Medical
AVNS
$1.03M 0.04%
21,034
+933
+5% +$43.2K
IAU icon
195
iShares Gold Trust
IAU
$66B
$1.03M 0.04%
44,907
-9,779
-18% -$231K
IBMH
196
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$960K 0.04%
+37,589
New +$960K
OXSQ icon
197
Oxford Square Capital
OXSQ
$157M
$726K 0.03%
104,903
– –
ACSF
198
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$659K 0.02%
50,297
+340
+0.7% +$4.34K
CMO
199
DELISTED
Capstead Mortgage Corp.
CMO
$641K 0.02%
54,500
+24,500
+82% +$295K
HCAP
200
DELISTED
Harvest Capital Credit Corporation
HCAP
$617K 0.02%
47,497
+27,497
+137% +$341K
6 7
8
9 10

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Confluence Investment Management's Q1 2015 Portfolio in Review

As of Q1 2015, Confluence Investment Management held 271 positions worth $2.65B, up 7.8% from $2.45B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $159M of net new capital in Q1 2015, opening 25 new positions and adding to 155 existing holdings. Its largest new stake was Fastenal: 3,475,232 shares worth $36M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Lockheed Martin, an estimated $38.6M trimmed.

  • Confluence Investment Management's largest Q1 2015 buy was Fastenal: 3,475,232 shares worth $36M.
  • Confluence Investment Management added most to Rayonier in Q1 2015, an estimated $19M increase.
  • Confluence Investment Management's biggest Q1 2015 reduction was Lockheed Martin, cutting an estimated $38.6M.
  • Confluence Investment Management fully exited NXP Semiconductors in Q1 2015, selling an estimated $30.3M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.65B portfolio in Q1 2015.
  • Confluence Investment Management opened 25 new positions and closed 31 in Q1 2015.
  • Confluence Investment Management's portfolio value rose 7.8% quarter-over-quarter to $2.65B.

Based on Confluence Investment Management's 13F filing for Q1 2015, filed 28 Apr 2015.