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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$2.45B
AUM Growth
+$212M
Cap. Flow
+$128M
Cap. Flow %
5.23%
Top 10 Hldgs %
19.97%
Holding
274
New
17
Increased
162
Reduced
55
Closed
28

Top Buys

Rank Stock Value
1
LLTC
Linear Technology Corp
LLTC
+$10.4M
2
FNF icon
Fidelity National Financial
FNF
+$10.4M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$7.32M
4
PAYX icon
Paychex
PAYX
+$6.83M
5
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.03M

Top Sells

Rank Stock Value
1
RYAM icon
Rayonier Advanced Materials
RYAM
+$17.4M
2
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$7.06M
3
CHRW icon
C.H. Robinson
CHRW
+$5.12M
4
GBDC icon
Golub Capital BDC
GBDC
+$3.82M
5
SNBR
Sleep Number
SNBR
+$3.72M

Sector Composition

Rank Sector Weight
1 Financials 19.31%
2 Industrials 14.5%
3 Healthcare 9.03%
4 Technology 7.87%
5 Consumer Discretionary 7.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGLB icon
151
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.85B
$2.29M 0.09%
37,170
-116,110
-76% -$7.06M
GAIN icon
152
Gladstone Investment Corp
GAIN
$671M
$2.17M 0.09%
309,237
+1,258
+0.4% +$9.04K
PFLT icon
153
PennantPark Floating Rate Capital
PFLT
$715M
$2.01M 0.08%
146,563
-45,153
-24% -$627K
WST icon
154
West Pharmaceutical
WST
$24.5B
$2M 0.08%
37,596
-1,329
-3% -$66.5K
MVC
155
DELISTED
MVC Capital, Inc.
MVC
$2M 0.08%
203,370
– –
RMAX icon
156
RE/MAX Holdings
RMAX
$207M
$1.82M 0.07%
53,179
+190
+0.4% +$6.17K
IBMG
157
DELISTED
iShares iBonds Sep 2018 Term Muni Bond ETF
IBMG
$1.8M 0.07%
70,416
+8,756
+14% +$224K
MLI icon
158
Mueller Industries
MLI
$15.1B
$1.8M 0.07%
210,616
+784
+0.4% +$6.21K
BMRC icon
159
Bank of Marin Bancorp
BMRC
$478M
$1.79M 0.07%
68,230
+330
+0.5% +$8.2K
FWRD icon
160
Forward Air
FWRD
$484M
$1.79M 0.07%
35,610
-178
-0.5% -$8.55K
IBMF
161
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$1.78M 0.07%
64,938
+8,162
+14% +$225K
HAE icon
162
Haemonetics
HAE
$3.88B
$1.77M 0.07%
47,296
+59
+0.1% +$2.16K
JBTM
163
JBT Marel
JBTM
$6.9B
$1.77M 0.07%
53,745
-771
-1% -$23.6K
RLI icon
164
RLI Corp
RLI
$5.67B
$1.76M 0.07%
71,258
-1,328
-2% -$31.3K
LNCE
165
DELISTED
Snyders-Lance, Inc.
LNCE
$1.76M 0.07%
57,510
+6,844
+14% +$198K
SUNS
166
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$1.73M 0.07%
115,483
+515
+0.4% +$7.84K
EXPO icon
167
Exponent
EXPO
$3.29B
$1.73M 0.07%
83,732
-1,260
-1% -$24.4K
CULP icon
168
Culp Inc
CULP
$43.7M
$1.72M 0.07%
79,364
+580
+0.7% +$11.2K
FELE icon
169
Franklin Electric
FELE
$4.86B
$1.7M 0.07%
45,193
+2,740
+6% +$101K
BSCG
170
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$1.68M 0.07%
76,198
+3,173
+4% +$70.5K
ICMB icon
171
Investcorp Credit Management BDC
ICMB
$11.9M
$1.67M 0.07%
152,682
+16,241
+12% +$195K
TECH icon
172
Bio-Techne
TECH
$11.2B
$1.64M 0.07%
71,104
-1,004
-1% -$23K
BSCF
173
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$1.62M 0.07%
74,957
+3,300
+5% +$71.7K
GLAD icon
174
Gladstone Capital
GLAD
$437M
$1.6M 0.07%
97,023
-52,977
-35% -$940K
SPY icon
175
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$1.59M 0.06%
7,733
+1,135
+17% +$228K
5 6
7
8 9

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Confluence Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, Confluence Investment Management held 274 positions worth $2.45B, up 9.4% from $2.24B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $128M of net new capital in Q4 2014, opening 17 new positions and adding to 162 existing holdings. Its largest new stake was iShares Core S&P US Value ETF: 98,370 shares worth $4.48M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $7.06M trimmed.

  • Confluence Investment Management's largest Q4 2014 buy was iShares Core S&P US Value ETF: 98,370 shares worth $4.48M.
  • Confluence Investment Management added most to Linear Technology Corp in Q4 2014, an estimated $10.4M increase.
  • Confluence Investment Management's biggest Q4 2014 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $7.06M.
  • Confluence Investment Management fully exited Rayonier Advanced Materials in Q4 2014, selling an estimated $17.4M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.45B portfolio in Q4 2014.
  • Confluence Investment Management opened 17 new positions and closed 28 in Q4 2014.
  • Confluence Investment Management's portfolio value rose 9.4% quarter-over-quarter to $2.45B.

Based on Confluence Investment Management's 13F filing for Q4 2014, filed 29 Jan 2015.