Confluence Investment Management’s MVC Capital, Inc. MVC Stock Holding History

Confluence Investment Management’s Portfolio MVC Stock Details MVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-203,370	Closed	-$2M	–	258
2014 Q4	$2M	Hold	203,370	–	–	0.08%	156
2014 Q3	$2.19M	Sell	203,370 -59,542	-23%	-$736K	0.1%	160
2014 Q2	$3.4M	Sell	262,912 -46,549	-15%	-$600K	0.16%	133
2014 Q1	$4.19M	Sell	309,461 -6,917	-2%	-$96.9K	0.21%	117
2013 Q4	$4.27M	Sell	316,378 -4,022	-1%	-$55.6K	0.24%	102
2013 Q3	$4.18M	Sell	320,400 -50,668	-14%	-$646K	0.26%	88
2013 Q2	$4.67M	Buy	+371,068	New	+$4.75M	0.32%	79

Other funds holding MVC

Bulldog Investors Saddle Brook, New Jersey $455M AUM 2.3% 1-Year Est. Return

Royce & Associates New York $12.4B AUM 64.17% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $345M AUM 46.29% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $2.02B AUM 40.6% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $5.19B AUM 23.19% 1-Year Est. Return

Confluence Investment Management's MVC Position: Q1 2015 in Review

Confluence Investment Management sold out of MVC Capital, Inc. (MVC) in Q1 2015, closing a stake of 203,370 shares — an estimated $2M sold.

Confluence Investment Management first reported a position in MVC in Q2 2013 and held it in 7 quarters. The position peaked at $4.67M in Q2 2013. 59 funds tracked by Wall St. Rank hold MVC as of Q1 2015.

Confluence Investment Management reported no remaining MVC Capital, Inc. position as of Q1 2015 after selling out during the quarter.
Confluence Investment Management sold 203,370 MVC Capital, Inc. shares in Q1 2015, an estimated $2M.
Confluence Investment Management first reported a position in MVC Capital, Inc. in Q2 2013 and held it in 7 quarters.
Confluence Investment Management's MVC Capital, Inc. position peaked at $4.67M in Q2 2013.
59 funds tracked by Wall St. Rank held MVC Capital, Inc. as of Q1 2015.

Based on Confluence Investment Management's 13F filing for Q1 2015, filed 28 Apr 2015.