ClearBridge Investments’s State Street SPDR Nuveen ICE Short Term Municipal Bond ETF SHM Stock Holding History

ClearBridge Investments’s Portfolio SHM Stock Details SHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-225	Closed	-$11K	–	958
2020 Q2	$11K	Hold	225	–	–	﹤0.01%	887
2020 Q1	$11K	Hold	225	–	–	﹤0.01%	942
2019 Q4	$11K	Hold	225	–	–	﹤0.01%	1007
2019 Q3	$11K	Hold	225	–	–	﹤0.01%	988
2019 Q2	$11K	Hold	225	–	–	﹤0.01%	991
2019 Q1	$11K	Hold	225	–	–	﹤0.01%	985
2018 Q4	$11K	Buy	+225	New	+$10.7K	﹤0.01%	1010
2015 Q4	–	Sell	-1,150	Closed	-$56K	–	1165
2015 Q3	$56K	Hold	1,150	–	–	﹤0.01%	949
2015 Q2	$56K	Hold	1,150	–	–	﹤0.01%	946
2015 Q1	$56K	Hold	1,150	–	–	﹤0.01%	953
2014 Q4	$56K	Hold	1,150	–	–	﹤0.01%	962
2014 Q3	$56K	Hold	1,150	–	–	﹤0.01%	957
2014 Q2	$56K	Hold	1,150	–	–	﹤0.01%	979
2014 Q1	$56K	Hold	1,150	–	–	﹤0.01%	946
2013 Q4	$56K	Hold	1,150	–	–	﹤0.01%	919
2013 Q3	$56K	Hold	1,150	–	–	﹤0.01%	902
2013 Q2	$55K	Buy	+1,150	New	+$55.8K	﹤0.01%	892

Other funds holding SHM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

ClearBridge Investments's SHM Position: Q3 2020 in Review

ClearBridge Investments sold out of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) in Q3 2020, closing a stake of 225 shares — an estimated $11K sold.

ClearBridge Investments first reported a position in SHM in Q2 2013 and held it in 17 quarters. The position peaked at $56K in Q3 2015. 395 funds tracked by Wall St. Rank hold SHM as of Q3 2020.

ClearBridge Investments reported no remaining State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position as of Q3 2020 after selling out during the quarter.
ClearBridge Investments sold 225 State Street SPDR Nuveen ICE Short Term Municipal Bond ETF shares in Q3 2020, an estimated $11K.
ClearBridge Investments first reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q2 2013 and held it in 17 quarters.
ClearBridge Investments's State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position peaked at $56K in Q3 2015.
395 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF as of Q3 2020.

Based on ClearBridge Investments's 13F filing for Q3 2020, filed 12 Nov 2020.