ClearBridge Investments’s SPDR Nuveen ICE Short Term Municipal Bond ETF SHM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-225	Closed	-$11K	–	958
2020 Q2	$11K	Hold	225	–	–	﹤0.01%	887
2020 Q1	$11K	Hold	225	–	–	﹤0.01%	942
2019 Q4	$11K	Hold	225	–	–	﹤0.01%	1007
2019 Q3	$11K	Hold	225	–	–	﹤0.01%	988
2019 Q2	$11K	Hold	225	–	–	﹤0.01%	991
2019 Q1	$11K	Hold	225	–	–	﹤0.01%	985
2018 Q4	$11K	Buy	+225	New	+$11K	﹤0.01%	1010
2015 Q4	–	Sell	-1,150	Closed	-$56K	–	1165
2015 Q3	$56K	Hold	1,150	–	–	﹤0.01%	949
2015 Q2	$56K	Hold	1,150	–	–	﹤0.01%	946
2015 Q1	$56K	Hold	1,150	–	–	﹤0.01%	953
2014 Q4	$56K	Hold	1,150	–	–	﹤0.01%	962
2014 Q3	$56K	Hold	1,150	–	–	﹤0.01%	957
2014 Q2	$56K	Hold	1,150	–	–	﹤0.01%	979
2014 Q1	$56K	Hold	1,150	–	–	﹤0.01%	946
2013 Q4	$56K	Hold	1,150	–	–	﹤0.01%	919
2013 Q3	$56K	Hold	1,150	–	–	﹤0.01%	902
2013 Q2	$55K	Buy	+1,150	New	+$55K	﹤0.01%	892