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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$828M
AUM Growth
+$18.5M
Cap. Flow
-$13.1M
Cap. Flow %
-1.58%
Top 10 Hldgs %
51.73%
Holding
200
New
8
Increased
59
Reduced
82
Closed
13

Top Buys

1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$27.4M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$3.56M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.15M
4
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$3.12M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.55M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.5M
2
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.25M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.16M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.08M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.95M

Sector Composition

1 Technology 2.42%
2 Healthcare 1.26%
3 Consumer Discretionary 1.03%
4 Energy 0.94%
5 Financials 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUAL icon
1
iShares MSCI USA Quality Factor ETF
QUAL
$46.7B
$82.6M 9.97%
567,431
+194,087
+52% +$27.4M
GSIE icon
2
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.89B
$60.7M 7.33%
1,720,729
-45,535
-3% -$1.59M
MTUM icon
3
iShares MSCI USA Momentum Factor ETF
MTUM
$25.9B
$51.7M 6.25%
284,608
+17,102
+6% +$3.15M
USMV icon
4
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$48.4M 5.85%
598,357
-484,433
-45% -$37.5M
EFAV icon
5
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.18B
$38M 4.58%
494,421
+7,107
+1% +$542K
BND icon
6
Vanguard Total Bond Market
BND
$159B
$37.1M 4.48%
437,368
-21,790
-5% -$1.86M
BNDX icon
7
Vanguard Total International Bond ETF
BNDX
$82.2B
$30.2M 3.65%
547,856
-73,265
-12% -$4.16M
USIG icon
8
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$29.6M 3.57%
495,349
-19,719
-4% -$1.18M
TIP icon
9
iShares TIPS Bond ETF
TIP
$14.4B
$27.2M 3.29%
210,560
+8,240
+4% +$1.06M
GEM icon
10
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.65B
$22.9M 2.76%
618,122
-2,240
-0.4% -$83.2K
GOVT icon
11
iShares US Treasury Bond ETF
GOVT
$43.6B
$22.6M 2.73%
848,467
-34,256
-4% -$907K
VCIT icon
12
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.7B
$19.9M 2.4%
214,508
-10,407
-5% -$974K
VLUE icon
13
iShares MSCI USA Value Factor ETF
VLUE
$9.63B
$18.6M 2.25%
170,087
-17,893
-10% -$1.88M
VTIP icon
14
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$16.3M 1.97%
316,911
-59,132
-16% -$3.08M
EEMV icon
15
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.44B
$16.1M 1.94%
255,579
+6,800
+3% +$429K
VTEB icon
16
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.6B
$15.9M 1.92%
289,709
-20,760
-7% -$1.14M
FLRN icon
17
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$11.9M 1.44%
390,177
-13,141
-3% -$402K
IVV icon
18
iShares Core S&P 500 ETF
IVV
$891B
$11.1M 1.34%
23,243
-21
-0.1% -$9.68K
EMB icon
19
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$11M 1.33%
101,006
-7,832
-7% -$854K
VGIT icon
20
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.8B
$10.9M 1.32%
163,859
-12,895
-7% -$864K
GSLC icon
21
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.5B
$10M 1.21%
105,475
+27,698
+36% +$2.55M
SPHQ icon
22
Invesco S&P 500 Quality ETF
SPHQ
$19.5B
$9.11M 1.1%
171,239
+60,490
+55% +$3.12M
IAGG icon
23
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
$8.97M 1.08%
164,419
+64,552
+65% +$3.56M
SPY icon
24
State Street SPDR S&P 500 ETF Trust
SPY
$782B
$8.31M 1%
17,495
+787
+5% +$361K
AAPL icon
25
Apple
AAPL
$4.89T
$7.56M 0.91%
42,564
-2,269
-5% -$359K
1
2 3 4 5

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KCA
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Capital One Financial's Q4 2021 Portfolio in Review

As of Q4 2021, Capital One Financial held 200 positions worth $828M, up 2.3% from $810M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Capital One Financial's Q4 2021 filing shows 8 new, 59 increased, 82 reduced and 13 closed positions. Its largest new stake was State Street SPDR Bloomberg Short Term International Treasury Bond ETF: 24,202 shares worth $735K. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $37.5M.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, up from 2.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q4 2021 buy was State Street SPDR Bloomberg Short Term International Treasury Bond ETF: 24,202 shares worth $735K.
  • Capital One Financial added most to iShares MSCI USA Quality Factor ETF in Q4 2021, an estimated $27.4M increase.
  • Capital One Financial's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $37.5M.
  • Capital One Financial fully exited ServiceNow in Q4 2021, selling an estimated $535K.
  • Capital One Financial's ten largest holdings make up 52% of its $828M portfolio in Q4 2021.
  • Capital One Financial opened 8 new positions and closed 13 in Q4 2021.
  • Capital One Financial's portfolio value rose 2.3% quarter-over-quarter to $828M.

Based on Capital One Financial's 13F filing for Q4 2021, filed 9 Feb 2022.