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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$810M
AUM Growth
-$14.2M
Cap. Flow
-$5.54M
Cap. Flow %
-0.68%
Top 10 Hldgs %
52.82%
Holding
197
New
6
Increased
49
Reduced
83
Closed
5

Top Buys

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$31.7M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$11.2M
3
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$5.27M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.7M
5
BND icon
Vanguard Total Bond Market
BND
+$2.54M

Top Sells

1
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$32.3M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$7.65M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$6.54M
4
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$5.29M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$3.89M

Sector Composition

1 Technology 2.19%
2 Healthcare 1.17%
3 Consumer Discretionary 0.97%
4 Financials 0.96%
5 Energy 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USMV icon
1
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$79.6M 9.83%
1,082,790
+416,719
+63% +$31.7M
GSIE icon
2
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.89B
$60.4M 7.46%
1,766,264
-63,062
-3% -$2.24M
QUAL icon
3
iShares MSCI USA Quality Factor ETF
QUAL
$46.7B
$49.2M 6.08%
373,344
-18,136
-5% -$2.49M
MTUM icon
4
iShares MSCI USA Momentum Factor ETF
MTUM
$25.9B
$47M 5.8%
267,506
-43,054
-14% -$7.65M
BND icon
5
Vanguard Total Bond Market
BND
$159B
$39.2M 4.85%
459,158
+29,365
+7% +$2.54M
EFAV icon
6
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.18B
$36.7M 4.54%
487,314
-9,923
-2% -$771K
BNDX icon
7
Vanguard Total International Bond ETF
BNDX
$82.2B
$35.4M 4.37%
621,121
+27,909
+5% +$1.61M
USIG icon
8
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$31M 3.82%
515,068
-86,912
-14% -$5.29M
TIP icon
9
iShares TIPS Bond ETF
TIP
$14.4B
$25.8M 3.19%
202,320
+12,458
+7% +$1.61M
GOVT icon
10
iShares US Treasury Bond ETF
GOVT
$43.6B
$23.4M 2.89%
882,723
+416,458
+89% +$11.2M
GEM icon
11
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.65B
$23M 2.84%
620,362
-31,702
-5% -$1.23M
VCIT icon
12
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.7B
$21.2M 2.62%
224,915
-40,725
-15% -$3.89M
VTIP icon
13
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$19.8M 2.44%
376,043
-29,595
-7% -$1.55M
VLUE icon
14
iShares MSCI USA Value Factor ETF
VLUE
$9.63B
$18.9M 2.34%
187,980
-310,568
-62% -$32.3M
VTEB icon
15
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.6B
$17M 2.1%
310,469
+20,385
+7% +$1.13M
EEMV icon
16
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.44B
$15.6M 1.93%
248,779
-5,781
-2% -$364K
FLRN icon
17
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$12.4M 1.53%
403,318
-213,550
-35% -$6.54M
EMB icon
18
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$12M 1.48%
108,838
+618
+0.6% +$69.4K
VGIT icon
19
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.8B
$11.9M 1.47%
176,754
+77,314
+78% +$5.27M
IVV icon
20
iShares Core S&P 500 ETF
IVV
$891B
$10M 1.24%
23,264
+4,130
+22% +$1.83M
SHM icon
21
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$8.89M 1.1%
179,975
+12,708
+8% +$630K
SPLV icon
22
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$8.15M 1.01%
133,909
+58,702
+78% +$3.7M
FNDA icon
23
Schwab Fundamental US Small Company Index ETF
FNDA
$9.29B
$7.73M 0.95%
293,312
-20,142
-6% -$535K
INTF icon
24
iShares International Equity Factor ETF
INTF
$3.52B
$7.29M 0.9%
251,328
+22,871
+10% +$690K
SPY icon
25
State Street SPDR S&P 500 ETF Trust
SPY
$782B
$7.17M 0.89%
16,708
+641
+4% +$283K
1
2 3 4 5

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KCA
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Capital One Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Capital One Financial held 197 positions worth $810M, down 1.7% from $824M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Capital One Financial's Q3 2021 filing shows 6 new, 49 increased, 83 reduced and 5 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 18,678 shares worth $483K. The largest sale was iShares MSCI USA Value Factor ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 2.1% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 18,678 shares worth $483K.
  • Capital One Financial added most to iShares MSCI USA Min Vol Factor ETF in Q3 2021, an estimated $31.7M increase.
  • Capital One Financial's biggest Q3 2021 reduction was iShares MSCI USA Value Factor ETF, cutting an estimated $32.3M.
  • Capital One Financial fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2021, selling an estimated $303K.
  • Capital One Financial's ten largest holdings make up 53% of its $810M portfolio in Q3 2021.
  • Capital One Financial opened 6 new positions and closed 5 in Q3 2021.
  • Capital One Financial's portfolio value fell 1.7% quarter-over-quarter to $810M.

Based on Capital One Financial's 13F filing for Q3 2021, filed 12 Nov 2021.