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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+2.56%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$20.6M
Cap. Flow
+$4.28M
Cap. Flow %
0.55%
Top 10 Hldgs %
54.58%
Holding
203
New
10
Increased
37
Reduced
115
Closed
14

Top Buys

1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$11.5M
2
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$7.95M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$6.79M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$4.12M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$3.86M

Top Sells

1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$7.68M
3
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$6.12M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.96M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.31M

Sector Composition

1 Technology 1.99%
2 Healthcare 1.06%
3 Consumer Discretionary 0.95%
4 Energy 0.87%
5 Financials 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSIE icon
1
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.86B
$61.3M 7.94%
1,854,622
+60,064
+3% +$1.97M
MTUM icon
2
iShares MSCI USA Momentum Factor ETF
MTUM
$25.8B
$58.4M 7.57%
363,077
-23,960
-6% -$3.96M
VLUE icon
3
iShares MSCI USA Value Factor ETF
VLUE
$9.65B
$50.7M 6.57%
495,002
+82,535
+20% +$7.95M
QUAL icon
4
iShares MSCI USA Quality Factor ETF
QUAL
$46.1B
$47.3M 6.13%
388,272
+32,694
+9% +$3.86M
USMV icon
5
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$39.4M 5.1%
568,826
+31,918
+6% +$2.16M
EFAV icon
6
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$37M 4.8%
507,121
+22,888
+5% +$1.68M
BND icon
7
Vanguard Total Bond Market
BND
$159B
$35.1M 4.55%
414,642
+22,665
+6% +$1.95M
BNDX icon
8
Vanguard Total International Bond ETF
BNDX
$82.2B
$34.7M 4.5%
608,140
-133,017
-18% -$7.68M
USIG icon
9
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$30.9M 4.01%
524,105
+191,132
+57% +$11.5M
GEM icon
10
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.63B
$26.2M 3.4%
664,452
+4,826
+0.7% +$193K
VCIT icon
11
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.7B
$25M 3.24%
268,963
+13,402
+5% +$1.27M
VTIP icon
12
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$21.7M 2.81%
420,405
-64,310
-13% -$3.31M
FLRN icon
13
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$20M 2.6%
653,584
+3,190
+0.5% +$97.7K
TIP icon
14
iShares TIPS Bond ETF
TIP
$14.5B
$19.5M 2.53%
155,244
+53,654
+53% +$6.79M
EEMV icon
15
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.42B
$16M 2.07%
253,276
+10,218
+4% +$646K
VTEB icon
16
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.6B
$12.8M 1.65%
233,393
+6,966
+3% +$383K
EMB icon
17
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$11.5M 1.49%
105,303
-12,419
-11% -$1.39M
GOVT icon
18
iShares US Treasury Bond ETF
GOVT
$43.7B
$11.3M 1.46%
430,332
+154,333
+56% +$4.12M
SHM icon
19
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.48B
$9.09M 1.18%
183,362
+15,841
+9% +$787K
FNDA icon
20
Schwab Fundamental US Small Company Index ETF
FNDA
$9.21B
$8.51M 1.1%
336,068
-9,958
-3% -$241K
VGIT icon
21
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.9B
$7.98M 1.03%
118,698
-89,446
-43% -$6.12M
IVV icon
22
iShares Core S&P 500 ETF
IVV
$882B
$7.82M 1.01%
19,661
+6,450
+49% +$2.5M
INTF icon
23
iShares International Equity Factor ETF
INTF
$3.5B
$7.03M 0.91%
244,968
+1,719
+0.7% +$48.5K
SPY icon
24
State Street SPDR S&P 500 ETF Trust
SPY
$775B
$6.63M 0.86%
16,729
-4,919
-23% -$1.9M
GSLC icon
25
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.4B
$6.45M 0.84%
81,575
+6,007
+8% +$466K
1
2 3 4 5

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Capital One Financial's Q1 2021 Portfolio in Review

As of Q1 2021, Capital One Financial held 203 positions worth $771M, up 2.7% from $751M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Capital One Financial's Q1 2021 filing shows 10 new, 37 increased, 115 reduced and 14 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 62,242 shares worth $2.2M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $18.1M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 2.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q1 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 62,242 shares worth $2.2M.
  • Capital One Financial added most to iShares Broad USD Investment Grade Corporate Bond ETF in Q1 2021, an estimated $11.5M increase.
  • Capital One Financial's biggest Q1 2021 reduction was Vanguard Total International Bond ETF, cutting an estimated $7.68M.
  • Capital One Financial fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2021, selling an estimated $18.1M.
  • Capital One Financial's ten largest holdings make up 55% of its $771M portfolio in Q1 2021.
  • Capital One Financial opened 10 new positions and closed 14 in Q1 2021.
  • Capital One Financial's portfolio value rose 2.7% quarter-over-quarter to $771M.

Based on Capital One Financial's 13F filing for Q1 2021, filed 14 May 2021.