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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+4.5%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$824M
AUM Growth
+$52.3M
Cap. Flow
+$17.9M
Cap. Flow %
2.17%
Top 10 Hldgs %
53.73%
Holding
198
New
9
Increased
53
Reduced
88
Closed
7

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.03M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$6.8M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$4.65M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$4.4M
5
ACWX icon
iShares MSCI ACWI ex US ETF
ACWX
+$3.35M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.89M
2
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$1.3M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$1.12M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.1M
5
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$881K

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.99%
2 Technology 2.14%
3 Healthcare 1.1%
4 Consumer Discretionary 1%
5 Financials 0.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSIE icon
1
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$63.9M 7.76%
1,829,326
-25,296
-1% -$881K
MTUM icon
2
iShares MSCI USA Momentum Factor ETF
MTUM
$24.7B
$53.9M 6.54%
310,560
-52,517
-14% -$8.89M
VLUE icon
3
iShares MSCI USA Value Factor ETF
VLUE
$9.9B
$52.4M 6.36%
498,548
+3,546
+0.7% +$374K
QUAL icon
4
iShares MSCI USA Quality Factor ETF
QUAL
$47.5B
$52M 6.31%
391,480
+3,208
+0.8% +$411K
USMV icon
5
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
$49M 5.95%
666,071
+97,245
+17% +$7.03M
EFAV icon
6
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.54B
$37.6M 4.56%
497,237
-9,884
-2% -$745K
BND icon
7
Vanguard Total Bond Market
BND
$160B
$36.9M 4.48%
429,793
+15,151
+4% +$1.29M
USIG icon
8
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.7B
$36.5M 4.43%
601,980
+77,875
+15% +$4.65M
BNDX icon
9
Vanguard Total International Bond ETF
BNDX
$82.2B
$33.9M 4.11%
593,212
-14,928
-2% -$851K
GEM icon
10
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.79B
$26.6M 3.23%
652,064
-12,388
-2% -$501K
VCIT icon
11
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.1B
$25.3M 3.07%
265,640
-3,323
-1% -$313K
TIP icon
12
iShares TIPS Bond ETF
TIP
$15B
$24.3M 2.95%
189,862
+34,618
+22% +$4.4M
VTIP icon
13
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$21.3M 2.58%
405,638
-14,767
-4% -$770K
FLRN icon
14
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.91B
$18.9M 2.3%
616,868
-36,716
-6% -$1.12M
EEMV icon
15
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.7B
$16.3M 1.98%
254,560
+1,284
+0.5% +$82K
VTEB icon
16
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$16M 1.95%
290,084
+56,691
+24% +$3.12M
GOVT icon
17
iShares US Treasury Bond ETF
GOVT
$42B
$12.4M 1.51%
466,265
+35,933
+8% +$948K
EMB icon
18
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$12.2M 1.48%
108,220
+2,917
+3% +$325K
FNDA icon
19
Schwab Fundamental US Small Company Index ETF
FNDA
$9.14B
$8.52M 1.03%
313,454
-22,614
-7% -$602K
SHM icon
20
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.5B
$8.29M 1.01%
167,267
-16,095
-9% -$798K
IVV icon
21
iShares Core S&P 500 ETF
IVV
$889B
$8.23M 1%
19,134
-527
-3% -$221K
DFAC icon
22
Dimensional US Core Equity 2 ETF
DFAC
$49.5B
$6.9M 0.84%
+255,729
New +$6.8M
SPY icon
23
State Street SPDR S&P 500 ETF Trust
SPY
$815B
$6.88M 0.83%
16,067
-662
-4% -$276K
INTF icon
24
iShares International Equity Factor ETF
INTF
$3.82B
$6.87M 0.83%
228,457
-16,511
-7% -$500K
GSLC icon
25
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.3B
$6.77M 0.82%
78,704
-2,871
-4% -$239K
1
2 3 4 5

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NWM
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Capital One Financial's Q2 2021 Portfolio in Review

As of Q2 2021, Capital One Financial held 198 positions worth $824M, up 6.8% from $771M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capital One Financial's Q2 2021 filing shows 9 new, 53 increased, 88 reduced and 7 closed positions. Its largest new stake was Dimensional US Core Equity 2 ETF: 255,729 shares worth $6.9M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $8.89M.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, down from 92% a quarter earlier, followed by Technology and Healthcare.

  • Capital One Financial's largest Q2 2021 buy was Dimensional US Core Equity 2 ETF: 255,729 shares worth $6.9M.
  • Capital One Financial added most to iShares MSCI USA Min Vol Factor ETF in Q2 2021, an estimated $7.03M increase.
  • Capital One Financial's biggest Q2 2021 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $8.89M.
  • Capital One Financial fully exited JPMorgan Ultra-Short Income ETF in Q2 2021, selling an estimated $464K.
  • Capital One Financial's ten largest holdings make up 54% of its $824M portfolio in Q2 2021.
  • Capital One Financial opened 9 new positions and closed 7 in Q2 2021.
  • Capital One Financial's portfolio value rose 6.8% quarter-over-quarter to $824M.

Based on Capital One Financial's 13F filing for Q2 2021, filed 16 Aug 2021.